Tapewire

Nasdaq · USD

FIBK

FIRST INTERSTATE BANCSYSTEM INC

Export transactions ↓
Tapewire entity
4141
SEC CIK
0000860413
Parsed reports
807

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202501
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202606
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2020 Filed Aug 11, 2020 21:18 UTC
RILEY KEVIN PDirector · President & CEO
PurchaseClass A Common Stock 11,000 $31.75 $349,250.00
Disclosure

SEC source: 0000860413-20-000204 · wf-form4_159718072190611.xml · nonDerivative · entry 1

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 61,506

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.63 to $31.82. The reporting person undertakes to provide to First Interstate BancSystem, Inc., any security holder of First Interstate BancSystem, Inc., or the staff of the Securities and Exchange Commission, upon, request, the full information regarding the number of shares puchased at each separate price within the ranges set forth above.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:29 UTC OtherClass B Common Stock · Derivative 5,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000170 · wf-form4_159225652503494.xml · derivative · entry 1

SCOTT THOMAS W · CIK 0001198535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,002,245

Underlying: Class A Common Stock · 5,715 shares

Expires not disclosed

F1 · security: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F2 · price: Shares exchanged for a like value of shares of a private company for estate planning purposes.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:26 UTC OtherClass B Common Stock · Derivative 1,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000169 · wf-form4_159225636332921.xml · derivative · entry 1

Scott Risa Kae · CIK 0001798829 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 272,308

Underlying: Class A Common Stock · 1,143 shares

Expires not disclosed

F2 · price: Shares exchanged for a like value of shares of a private company for estate planning purposes.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.underlying: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:24 UTC OtherClass B Common Stock · Derivative 5,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000168 · wf-form4_159225625563907.xml · derivative · entry 1

Heyneman Susan Scott · CIK 0001745809 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 829,680

Underlying: Class A Common Stock · 5,715 shares

Expires not disclosed

F2 · price: Shares exchanged for a like value of shares of a private company for estate planning purposes.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:22 UTC OtherClass B Common Stock · Derivative 5,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000167 · wf-form4_159225615108381.xml · derivative · entry 1

SCOTT HOMER A JR · CIK 0001195494 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,166,526

Underlying: Class A Common Stock · 5,715 shares

Expires not disclosed

F1 · security: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F2 · price: Shares exchanged for a like value of shares of a private company for estate planning purposes.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:21 UTC
SCOTT JAMES RDirector · 10% owner
OtherClass B Common Stock · Derivative 5,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000166 · wf-form4_159225605118018.xml · derivative · entry 1

SCOTT JAMES R · CIK 0001198533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,263,987

Underlying: Class A Common Stock · 5,715 shares

Expires not disclosed

F1 · security: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F2 · price: Shares exchanged for a like value of shares of a private company for estate planning purposes.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:00 UTC GiftClass A Common Stock 13,250 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000171 · wf-form4_159232683629308.xml · nonDerivative · entry 1

Scott Risa Kae · CIK 0001798829 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 835

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 7

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian under UTMA - 4

Disclosed balance after: 250

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 6

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian under UTMA -3

Disclosed balance after: 500

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 5

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian under UTMA -1

Disclosed balance after: 500

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 4

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian under UTMA -2

Disclosed balance after: 500

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 3

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,791

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
PurchaseClass A Common Stock 2,000 $34.13 $68,260.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 2

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 50,506

F1 · kind: Market purchase and sale of stock to achieve a rollover from direct ownership by reporting person to indirect ownership by reporting person's IRA. Purchase and sale transactions did not result in a change to reporting person's pecuniary interest in the shares.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.07 to $34.13. The reporting person undertakes to provide to First Interstate BancSystem, Inc., any security holder of First Interstate BancSystem, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:17 UTC
RILEY KEVIN PDirector · President & CEO
SaleClass A Common Stock 2,000 $33.89 $67,780.00
Disclosure

SEC source: 0000860413-20-000164 · wf-form4_159173743116384.xml · nonDerivative · entry 1

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,791

F1 · kind: Market purchase and sale of stock to achieve a rollover from direct ownership by reporting person to indirect ownership by reporting person's IRA. Purchase and sale transactions did not result in a change to reporting person's pecuniary interest in the shares.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 16:16 UTC
RILEY KEVIN PDirector · President & CEO
GiftClass A Common Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000162 · wf-form4_159171937477755.xml · nonDerivative · entry 1

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,791

Read SEC document
June 03, 2020 Filed Jun 4, 2020 16:09 UTC SaleClass A Common Stock 1,440 $32.42 $46,684.80
Disclosure

SEC source: 0000860413-20-000160 · wf-form4_159128698100680.xml · nonDerivative · entry 1

Leckie Ross E. · CIK 0001463966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,028

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.43. The reporting person undertakes to provide to First Interstate BancSystem, Inc., any security holder of First Interstate BancSystem, Inc., or the staff of the Securities and Exchange Commission, upon, request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:07 UTC
Cho Alice SDirector
GrantClass A Common Stock 1,440 $31.25 $45,000.00
Disclosure

SEC source: 0000860413-20-000157 · wf-form4_159111766155817.xml · nonDerivative · entry 1

Cho Alice S · CIK 0001812520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:02 UTC GrantClass A Common Stock 2,080 $31.25 $65,000.00
Disclosure

SEC source: 0000860413-20-000156 · wf-form4_159111735219745.xml · nonDerivative · entry 1

Scott Jonathan R · CIK 0001361935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:59 UTC GrantClass A Common Stock 2,720 $31.25 $85,000.00
Disclosure

SEC source: 0000860413-20-000155 · wf-form4_159111711627144.xml · nonDerivative · entry 1

Scott James R. Jr · CIK 0001675872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,547

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:43 UTC
SCOTT JAMES RDirector · 10% owner
GrantClass A Common Stock 2,720 $31.25 $85,000.00
Disclosure

SEC source: 0000860413-20-000154 · wf-form4_159111620451366.xml · nonDerivative · entry 1

SCOTT JAMES R · CIK 0001198533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,951

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:35 UTC GrantClass A Common Stock 1,440 $31.25 $45,000.00
Disclosure

SEC source: 0000860413-20-000153 · wf-form4_159111572868094.xml · nonDerivative · entry 1

MOSS PATRICIA L · CIK 0001190817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:30 UTC GrantClass A Common Stock 1,440 $31.25 $45,000.00
Disclosure

SEC source: 0000860413-20-000152 · wf-form4_159111540530057.xml · nonDerivative · entry 1

Leckie Ross E. · CIK 0001463966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:24 UTC GrantClass A Common Stock 1,440 $31.25 $45,000.00
Disclosure

SEC source: 0000860413-20-000151 · wf-form4_159111508132230.xml · nonDerivative · entry 1

Johnson Dennis L · CIK 0001572624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:08 UTC GrantClass A Common Stock 2,400 $31.25 $75,000.00
Disclosure

SEC source: 0000860413-20-000150 · wf-form4_159111407932593.xml · nonDerivative · entry 1

Jahnke David L · CIK 0001527851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,179

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:52 UTC
HEYNEMAN JOHN M JRDirector · 10% owner
GrantClass A Common Stock 1,440 $31.25 $45,000.00
Disclosure

SEC source: 0000860413-20-000149 · wf-form4_159111314848169.xml · nonDerivative · entry 1

HEYNEMAN JOHN M JR · CIK 0001198518 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,271

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:42 UTC GrantClass A Common Stock 2,080 $31.25 $65,000.00
Disclosure

SEC source: 0000860413-20-000148 · wf-form4_159111254583261.xml · nonDerivative · entry 1

Crandall Dana L · CIK 0001609115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544

Read SEC document
May 29, 2020 Filed Jun 1, 2020 14:12 UTC GiftClass A Common Stock 3,225 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000146 · wf-form4_159102074194817.xml · nonDerivative · entry 1

SCOTT HOMER A JR · CIK 0001195494 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,189

Read SEC document
May 29, 2020 Filed Jun 3, 2020 19:47 UTC ConversionClass B Common Stock · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000158 · wf-form4_159121360441459.xml · derivative · entry 2

Scott Risa Kae · CIK 0001798829 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 273,451

Underlying: Class A Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 19:47 UTC ConversionClass A Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000158 · wf-form4_159121360441459.xml · nonDerivative · entry 1

Scott Risa Kae · CIK 0001798829 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 15:38 UTC
Peterson Kade GChief Information Officer
Tax withholdingClass A Common Stock 116 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000144 · wf-form4_159016191309961.xml · nonDerivative · entry 1

Peterson Kade G · CIK 0001708194 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149

Read SEC document
May 06, 2020 Filed May 7, 2020 15:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,972 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0000860413-20-000124 · wf-form4_158886450717266.xml · derivative · entry 5

Hart Charles E · CIK 0001434795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,972 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 7, 2020 15:15 UTC Tax withholdingClass A Common Stock 999 $31.42 $31,388.58
Disclosure

SEC source: 0000860413-20-000124 · wf-form4_158886450717266.xml · nonDerivative · entry 4

Hart Charles E · CIK 0001434795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,285

Read SEC document
May 06, 2020 Filed May 7, 2020 15:15 UTC SaleClass A Common Stock 100 $31.49 $3,149.00
Disclosure

SEC source: 0000860413-20-000124 · wf-form4_158886450717266.xml · nonDerivative · entry 3

Hart Charles E · CIK 0001434795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284

Read SEC document
May 06, 2020 Filed May 7, 2020 15:15 UTC SaleClass A Common Stock 873 $31.41 $27,420.93
Disclosure

SEC source: 0000860413-20-000124 · wf-form4_158886450717266.xml · nonDerivative · entry 2

Hart Charles E · CIK 0001434795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384

Read SEC document
May 06, 2020 Filed May 7, 2020 15:15 UTC Exercise / conversionClass A Common Stock 1,972 $15.91 $31,374.52
Disclosure

SEC source: 0000860413-20-000124 · wf-form4_158886450717266.xml · nonDerivative · entry 1

Hart Charles E · CIK 0001434795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 6, 2020 14:14 UTC ConversionClass B Common Stock · Derivative 7,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000120 · wf-form4_158877444825516.xml · derivative · entry 2

Heyneman Susan Scott · CIK 0001745809 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 835,395

Underlying: Class A Common Stock · 7,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Read SEC document
May 05, 2020 Filed May 6, 2020 14:14 UTC ConversionClass A Common Stock 7,950 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000120 · wf-form4_158877444825516.xml · nonDerivative · entry 1

Heyneman Susan Scott · CIK 0001745809 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 16:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,972 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0000860413-20-000109 · wf-form4_158765851037787.xml · derivative · entry 2

Corning Steven J · CIK 0001434791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,972 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 16:15 UTC Exercise / conversionClass A Common Stock 1,972 $15.91 $31,374.52
Disclosure

SEC source: 0000860413-20-000109 · wf-form4_158765851037787.xml · nonDerivative · entry 1

Corning Steven J · CIK 0001434791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:39 UTC
Jensen Kirk DGeneral Counsel
Tax withholdingClass A Common Stock 489 $26.16 $12,792.24
Disclosure

SEC source: 0000860413-20-000084 · wf-form4_158448112722569.xml · nonDerivative · entry 2

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

F2 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:39 UTC
Jensen Kirk DGeneral Counsel
GrantClass A Common Stock 2,397 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000084 · wf-form4_158448112722569.xml · nonDerivative · entry 1

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,478

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:31 UTC
Mutch Marcy DExec. Vice Pres. & CFO
GrantClass A Common Stock 5,021 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000080 · wf-form4_158448064645852.xml · nonDerivative · entry 1

Mutch Marcy D · CIK 0001653911 · Exec. Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,278

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:51 UTC
Gaglia Philip GChief Risk Officer
Tax withholdingClass A Common Stock 400 $26.16 $10,464.00
Disclosure

SEC source: 0000860413-20-000091 · wf-form4_158448187978881.xml · nonDerivative · entry 2

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,185

F2 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:51 UTC
Gaglia Philip GChief Risk Officer
GrantClass A Common Stock 2,115 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000091 · wf-form4_158448187978881.xml · nonDerivative · entry 1

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:47 UTC
Lee Russell AEVP & Chief Banking Officer
GrantClass A Common Stock 2,031 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000090 · wf-form4_158448163857391.xml · nonDerivative · entry 1

Lee Russell A · CIK 0001804401 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:43 UTC
Peterson Kade GChief Information Officer
GrantClass A Common Stock 2,205 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000088 · wf-form4_158448141515564.xml · nonDerivative · entry 1

Peterson Kade G · CIK 0001708194 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,265

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:41 UTC
Newman ReneeEVP and Chief Strategy Officer
GrantClass A Common Stock 2,644 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000086 · wf-form4_158448129358389.xml · nonDerivative · entry 1

Newman Renee · CIK 0001729541 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:33 UTC
Hubbell Jodi DelahuntChief Operating Officer
GrantClass A Common Stock 4,794 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000082 · wf-form4_158448076366514.xml · nonDerivative · entry 1

Hubbell Jodi Delahunt · CIK 0001717697 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,477

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:28 UTC
RILEY KEVIN PDirector · President & CEO
Tax withholdingClass A Common Stock 1,548 $26.16 $40,495.68
Disclosure

SEC source: 0000860413-20-000078 · wf-form4_158448050919824.xml · nonDerivative · entry 2

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,291

F2 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:28 UTC
RILEY KEVIN PDirector · President & CEO
GrantClass A Common Stock 12,869 $0.00 $0.00
Disclosure

SEC source: 0000860413-20-000078 · wf-form4_158448050919824.xml · nonDerivative · entry 1

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,839

F1 · shares: Shares issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on February 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.