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FHTX

Foghorn Therapeutics Inc.

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5820
SEC CIK
0001822462
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158

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2023 Filed Jan 30, 2023 17:02 UTC
Reine AllanChief Financial Officer
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000722 · primarydocument.xml · derivative · entry 1

Reine Allan · CIK 0001714023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC
Cavalie FannyChief Strategy/Bus Ops Officer
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000727 · primarydocument.xml · derivative · entry 1

Cavalie Fanny · CIK 0001913484 · Chief Strategy/Bus Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:03 UTC
Bellon Steven F.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000726 · primarydocument.xml · derivative · entry 1

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:03 UTC
Costa CarlosChief People Officer
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000725 · primarydocument.xml · derivative · entry 1

Costa Carlos · CIK 0001939167 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:03 UTC
LaCascia MichaelChief Legal Officer
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000724 · primarydocument.xml · derivative · entry 1

LaCascia Michael · CIK 0001831755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:02 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 280,000 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001562180-23-000723 · primarydocument.xml · derivative · entry 1

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2033-01-25

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on January 26, 2024, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:04 UTC GrantStock Options (Right to buy) · Derivative 32,000 $8.23 Strike: $8.23 $263,360.00
Disclosure

SEC source: 0001562180-22-007379 · primarydocument.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2032-10-26

F1 · derivative.exercise_date: The options will vest as to one-third of the underlying shares of common stock on each of the first three anniversaries of the date of grant, subject to the recipient's continuing service on the board of directors.

Read SEC document
October 25, 2022 Filed Feb 22, 2023 21:23 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
OtherCommon Stock 4,371 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001675 · primarydocument.xml · nonDerivative · entry 4

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 444,333

F1 · date: Reported late due to administrative error.

F4 · kind: Transfer of assets between the Adrian H. Gottschalk 2021 Grantor Retained Annuity Trust dated November 29, 2021, and the Reporting Person.

F6 · ownership.nature: Consists of 295,629 shares held by the Adrian H. Gottschalk 2021 Grantor Retained Annuity Trust dated November 29, 2021, of which the Reporting Person is the trustee and sole current beneficiary, and 148,704 shares held by the Adrian H. Gottschalk Living Trust dated September 8, 2009, of which the Reporting Person is the trustee.

Read SEC document
October 25, 2022 Filed Feb 22, 2023 21:23 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
OtherCommon Stock 4,371 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001675 · primarydocument.xml · nonDerivative · entry 3

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,371

F1 · date: Reported late due to administrative error.

F4 · kind: Transfer of assets between the Adrian H. Gottschalk 2021 Grantor Retained Annuity Trust dated November 29, 2021, and the Reporting Person.

F5 · balance_after: The reported holdings include 40,000 shares of the Issuer's Common Stock acquired by the Reporting Person through an option exercise reported on Form 4 on September 19, 2022.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:06 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001562180-22-006726 · primarydocument.xml · derivative · entry 3

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,925

Underlying: Common Stock · 40,000 shares

Expires 2027-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on May 30, 2018, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter until the option was fully vested.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:06 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
Exercise / conversionCommon Stock 40,000 $0.54 $21,600.00
Disclosure

SEC source: 0001562180-22-006726 · primarydocument.xml · nonDerivative · entry 1

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 00:59 UTC
GILL SIMBADirector
GiftCommon Stock 47,939 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006673 · primarydocument.xml · nonDerivative · entry 2

GILL SIMBA · CIK 0001180763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,061

F1 · kind: Represents a bona fide gift of Common Stock to a non-profit educational institution.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:59 UTC
GILL SIMBADirector
Exercise / conversionStock Options (Right to buy) · Derivative 82,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001562180-22-006673 · primarydocument.xml · derivative · entry 3

GILL SIMBA · CIK 0001180763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,188

Underlying: Common Stock · 82,000 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on July 25, 2018, and thereafter at a rate of 6.25% of the underlying shares on the first day of each calendar quarter until the option was fully vested.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:59 UTC
GILL SIMBADirector
Exercise / conversionCommon Stock 82,000 $0.73 $59,860.00
Disclosure

SEC source: 0001562180-22-006673 · primarydocument.xml · nonDerivative · entry 1

GILL SIMBA · CIK 0001180763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 23:09 UTC GrantStock Options (Right to buy) · Derivative 32,000 $16.34 Strike: $16.34 $522,880.00
Disclosure

SEC source: 0001562180-22-006232 · primarydocument.xml · derivative · entry 1

PARSHALL B LYNNE · CIK 0001073385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2032-08-15

F1 · derivative.exercise_date: The options will vest as to one-third of the underlying shares of common stock on each of the first three anniversaries of the date of grant, subject to the recipient's continuing service on the board of directors.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:15 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 1,858 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001562180-22-006087 · primarydocument.xml · derivative · entry 3

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 1,858 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 30, 2020, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:15 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionCommon Stock 1,858 $3.72 $6,911.76
Disclosure

SEC source: 0001562180-22-006087 · primarydocument.xml · nonDerivative · entry 1

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:06 UTC
Costa CarlosChief People Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001562180-22-005891 · primarydocument.xml · derivative · entry 1

Costa Carlos · CIK 0001939167 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-07-31

F1 · derivative.exercise_date: The option will vest as to 25% of the underlying shares of common stock on August 1, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 00:59 UTC
GILL SIMBADirector
GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005315 · primarydocument.xml · derivative · entry 1

GILL SIMBA · CIK 0001180763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 01:00 UTC GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005318 · primarydocument.xml · derivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 01:00 UTC
SMITH IAN FDirector
GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005317 · primarydocument.xml · derivative · entry 1

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 00:59 UTC
Koppel AdamDirector
GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005314 · primarydocument.xml · derivative · entry 1

Koppel Adam · CIK 0001578965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 01:00 UTC
Biller ScottDirector
GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005320 · primarydocument.xml · derivative · entry 1

Biller Scott · CIK 0001581956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 01:00 UTC GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005319 · primarydocument.xml · derivative · entry 1

Mendelsohn Michael · CIK 0001591109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
June 21, 2022 Filed Jun 23, 2022 00:59 UTC
KADOCH CIGALLDirector · 10% owner
GrantStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001562180-22-005316 · primarydocument.xml · derivative · entry 1

KADOCH CIGALL · CIK 0001828726 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-20

Read SEC document
May 25, 2022 Filed May 27, 2022 20:10 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 3,717 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001562180-22-004545 · primarydocument.xml · derivative · entry 5

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,574

Underlying: Common Stock · 3,717 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 30, 2020, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:10 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 675 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001562180-22-004545 · primarydocument.xml · derivative · entry 4

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires 2028-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested at a rate of 6.25% of the underlying shares beginning on April 1, 2018 and thereafter on the first day of each calendar quarter until the option was fully vested.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:10 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionCommon Stock 3,717 $3.72 $13,827.24
Disclosure

SEC source: 0001562180-22-004545 · primarydocument.xml · nonDerivative · entry 2

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:10 UTC
Bellon Steven F.Chief Scientific Officer
Exercise / conversionCommon Stock 675 $0.73 $492.75
Disclosure

SEC source: 0001562180-22-004545 · primarydocument.xml · nonDerivative · entry 1

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 22, 2023 21:23 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
GiftCommon Stock 123,479 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001675 · primarydocument.xml · nonDerivative · entry 2

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 448,704

F1 · date: Reported late due to administrative error.

F2 · kind: On February 10, 2022, the Reporting Person transferred 123,479 shares of the Issuer's Common Stock to the Adrian H. Gottschalk Living Trust dated September 8, 2009. This was a bona fide gift with no payment in consideration.

F3 · ownership.nature: Consists of 300,000 shares held by the Adrian H. Gottschalk 2021 Grantor Retained Annuity Trust dated November 29, 2021, of which the Reporting Person is the trustee and sole current beneficiary, and 148,704 shares held by the Adrian H. Gottschalk Living Trust dated September 8, 2009, of which the Reporting Person is the trustee.

Read SEC document
February 10, 2022 Filed Feb 22, 2023 21:23 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
GiftCommon Stock 123,479 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001675 · primarydocument.xml · nonDerivative · entry 1

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · date: Reported late due to administrative error.

F2 · kind: On February 10, 2022, the Reporting Person transferred 123,479 shares of the Issuer's Common Stock to the Adrian H. Gottschalk Living Trust dated September 8, 2009. This was a bona fide gift with no payment in consideration.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:27 UTC
Agresta SamuelChief Medical Officer
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001562180-22-000751 · primarydocument.xml · derivative · entry 1

Agresta Samuel · CIK 0001748961 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2032-01-25

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 26, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:26 UTC
Reine AllanChief Financial Officer
GrantStock Option (right to buy) · Derivative 135,000 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001562180-22-000748 · primarydocument.xml · derivative · entry 1

Reine Allan · CIK 0001714023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-01-25

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 26, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:27 UTC
Bellon Steven F.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001562180-22-000750 · primarydocument.xml · derivative · entry 1

Bellon Steven F. · CIK 0001831749 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-01-25

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 26, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:26 UTC
LaCascia MichaelChief Legal Officer
GrantStock Option (right to buy) · Derivative 135,000 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001562180-22-000749 · primarydocument.xml · derivative · entry 1

LaCascia Michael · CIK 0001831755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-01-25

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 26, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:26 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 440,000 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001562180-22-000747 · primarydocument.xml · derivative · entry 3

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 440,000 shares

Expires 2032-01-25

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 26, 2023, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

Read SEC document
December 14, 2021 Filed Dec 17, 2021 00:20 UTC
KADOCH CIGALLDirector · 10% owner
GiftCommon Stock 333,333 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007735 · primarydocument.xml · nonDerivative · entry 1

KADOCH CIGALL · CIK 0001828726 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,000

F1 · price: On December 14, 2021, the Reporting Person transferred 333,333 shares of Common Stock to the Cigall Kadoch Irrevocable Trust of 2021 (the "Irrevocable Trust"). The Reporting Person is not a trustee of the Irrevocable Trust and she exercises no investment discretion with respect to trust property therein. The Reporting Person and members of her immediate family are beneficiaries of the Irrevocable Trust.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 01:37 UTC
DECICCO CARLChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 27,418 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001562180-21-007666 · primarydocument.xml · derivative · entry 3

DECICCO CARL · CIK 0001828727 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,273

Underlying: Common Stock · 27,418 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on January 30, 2020, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

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December 09, 2021 Filed Dec 14, 2021 01:37 UTC
DECICCO CARLChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 76,892 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001562180-21-007666 · primarydocument.xml · derivative · entry 2

DECICCO CARL · CIK 0001828727 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,571

Underlying: Common Stock · 76,892 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on December 10, 2019, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

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December 09, 2021 Filed Dec 14, 2021 01:37 UTC
DECICCO CARLChief Scientific Officer
Exercise / conversionCommon Stock 104,310 $3.72 $388,033.20
Disclosure

SEC source: 0001562180-21-007666 · primarydocument.xml · nonDerivative · entry 1

DECICCO CARL · CIK 0001828727 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 21:01 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 23,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001562180-21-005521 · primarydocument.xml · derivative · entry 3

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,925

Underlying: Common Stock · 23,000 shares

Expires 2027-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on May 30, 2018, the first anniversary of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

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August 20, 2021 Filed Aug 23, 2021 21:01 UTC
GOTTSCHALK ADRIANDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,000 $0.54 $12,420.00
Disclosure

SEC source: 0001562180-21-005521 · primarydocument.xml · nonDerivative · entry 1

GOTTSCHALK ADRIAN · CIK 0001828724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:14 UTC
Reine AllanChief Financial Officer
Exercise / conversionStock Options (Right to buy) · Derivative 26,892 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001562180-21-005284 · primarydocument.xml · derivative · entry 2

Reine Allan · CIK 0001714023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,512

Underlying: Common Stock · 26,892 shares

Expires 2029-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares of common stock on September 16, 2020, the first anniversary of the of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each calendar quarter following such first anniversary until the option is fully vested.

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August 09, 2021 Filed Aug 11, 2021 16:14 UTC
Reine AllanChief Financial Officer
Exercise / conversionCommon Stock 26,892 $3.72 $100,038.24
Disclosure

SEC source: 0001562180-21-005284 · primarydocument.xml · nonDerivative · entry 1

Reine Allan · CIK 0001714023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:53 UTC
GILL SIMBADirector
GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004933 · primarydocument.xml · derivative · entry 1

GILL SIMBA · CIK 0001180763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:52 UTC GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004932 · primarydocument.xml · derivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:53 UTC
Koppel AdamDirector
GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004935 · primarydocument.xml · derivative · entry 1

Koppel Adam · CIK 0001578965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:52 UTC
Biller ScottDirector
GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004931 · primarydocument.xml · derivative · entry 1

Biller Scott · CIK 0001581956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:54 UTC GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004936 · primarydocument.xml · derivative · entry 1

Mendelsohn Michael · CIK 0001591109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:53 UTC
KADOCH CIGALLDirector · 10% owner
GrantStock Option (right to buy) · Derivative 12,530 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001562180-21-004934 · primarydocument.xml · derivative · entry 1

KADOCH CIGALL · CIK 0001828726 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires 2031-07-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the date of grant, subject to the director's continued service on our Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.