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FHN

FIRST HORIZON CORP

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3480
SEC CIK
0000036966
Parsed reports
625

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 2026014
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 9, 2018 21:30 UTC
Valine Yousef A.EVP & Chief Risk Officer
GrantStock Options (Right to Buy) · Derivative 25,013 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004950 · form4.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,013

Underlying: Common Stock · 25,013 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:30 UTC
Valine Yousef A.EVP & Chief Risk Officer
GrantCommon Stock 6,253 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004950 · form4.xml · nonDerivative · entry 1

Valine Yousef A. · CIK 0001478836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,884

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:27 UTC
Tuggle Charles T JrEVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 27,956 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004945 · form4.xml · derivative · entry 3

Tuggle Charles T Jr · CIK 0001421873 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,956

Underlying: Common Stock · 27,956 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:27 UTC
Tuggle Charles T JrEVP and General Counsel
GrantCommon Stock 6,989 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004945 · form4.xml · nonDerivative · entry 1

Tuggle Charles T Jr · CIK 0001421873 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,117.2749

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:24 UTC
Springfield Susan LEVP and Chief Credit Officer
GrantStock Options (Right to Buy) · Derivative 23,542 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004941 · form4.xml · derivative · entry 3

Springfield Susan L · CIK 0001562406 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,542

Underlying: Common Stock · 23,542 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:24 UTC
Springfield Susan LEVP and Chief Credit Officer
GrantCommon Stock 5,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004941 · form4.xml · nonDerivative · entry 1

Springfield Susan L · CIK 0001562406 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,941.22

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:21 UTC
POPWELL DAVID TPresident-Banking
GrantStock Options (Right to Buy) · Derivative 41,198 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004934 · form4.xml · derivative · entry 3

POPWELL DAVID T · CIK 0001186181 · President-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,198

Underlying: Common Stock · 41,198 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:21 UTC
POPWELL DAVID TPresident-Banking
GrantCommon Stock 10,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004934 · form4.xml · nonDerivative · entry 1

POPWELL DAVID T · CIK 0001186181 · President-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,733

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:17 UTC GrantStock Options (Right to Buy) · Derivative 37,453 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004929 · form4.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,453

Underlying: Common Stock · 37,453 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:17 UTC GrantCommon Stock 9,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004929 · form4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,753

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:12 UTC
Fleming Jeff L.EVP & Chief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 8,025 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004917 · form4.xml · derivative · entry 3

Fleming Jeff L. · CIK 0001537451 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 8,025 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:12 UTC
Fleming Jeff L.EVP & Chief Accounting Officer
GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004917 · form4.xml · nonDerivative · entry 1

Fleming Jeff L. · CIK 0001537451 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,205.223

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:09 UTC
Daniel John MEVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 22,070 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004913 · form4.xml · derivative · entry 3

Daniel John M · CIK 0001332685 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,070

Underlying: Common Stock · 22,070 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:09 UTC
Daniel John MEVP & Chief HR Officer
GrantCommon Stock 5,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004913 · form4.xml · nonDerivative · entry 1

Daniel John M · CIK 0001332685 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,651.387

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:06 UTC
JORDAN D BRYANDirector · Chairman, President and CEO
GrantStock Options (Right to Buy) · Derivative 120,385 $0.00 Strike: $18.69 $0.00
Disclosure

SEC source: 0001127602-18-004907 · form4.xml · derivative · entry 6

JORDAN D BRYAN · CIK 0001189987 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,385

Underlying: Common Stock · 120,385 shares

Expires 2025-03-02

F2 · shares: Options vest 1/4 each year, beginning March 2, 2019.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:06 UTC
JORDAN D BRYANDirector · Chairman, President and CEO
GrantCommon Stock 30,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004907 · form4.xml · nonDerivative · entry 1

JORDAN D BRYAN · CIK 0001189987 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,167.0967

F1 · shares: Grant of restricted stock units which will vest March 2, 2021.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:15 UTC
Foss Peter NDirector
SaleCommon Stock 6,603 $20.32 $134,179.56
Disclosure

SEC source: 0001127602-18-003183 · form4.xml · nonDerivative · entry 5

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,689

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:15 UTC
Foss Peter NDirector
SaleCommon Stock 6,700 $20.33 $136,177.50
Disclosure

SEC source: 0001127602-18-003183 · form4.xml · nonDerivative · entry 4

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,292

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:15 UTC
Foss Peter NDirector
SaleCommon Stock 600 $20.32 $12,189.00
Disclosure

SEC source: 0001127602-18-003183 · form4.xml · nonDerivative · entry 3

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,620

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:15 UTC
Foss Peter NDirector
SaleCommon Stock 2,628 $20.32 $53,400.96
Disclosure

SEC source: 0001127602-18-003183 · form4.xml · nonDerivative · entry 2

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,992

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:15 UTC
Foss Peter NDirector
SaleCommon Stock 13,469 $20.31 $273,568.86
Disclosure

SEC source: 0001127602-18-003183 · form4.xml · nonDerivative · entry 1

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,220

Read SEC document
December 12, 2017 Filed Jan 24, 2018 21:41 UTC
Daniel John MEVP & Chief HR Officer
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002380 · form5.xml · nonDerivative · entry 1

Daniel John M · CIK 0001332685 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,134.387

Read SEC document
November 30, 2017 Filed Dec 4, 2017 23:04 UTC
Foss Peter NDirector
GrantCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033854 · form4.xml · nonDerivative · entry 1

Foss Peter N · CIK 0001503582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,689

F1 · shares: Grant of Restricted Stock Units which will vest 4/2/18.

F2 · ownership.direct: Shares reported in column 5 represent the award reported on this Form 4 plus the maximum shares owned immediately after the closing of the First Horizon - Capital Bank merger. Actual shares owned after closing will be reported on a future Form 3.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 22:59 UTC
TAYLOR R EUGENEDirector · Vice Chairman
GrantCommon Stock 108,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033852 · form4.xml · nonDerivative · entry 1

TAYLOR R EUGENE · CIK 0001189895 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,558

F1 · shares: Grant of restricted stock award which will vest 11-30-19.

F2 · ownership.direct: Shares reported in column 5 represent the award reported on this Form 4 plus an estimate of shares owned immediately after the closing of the First Horizon - Capital Bank merger. The final calculation of shares owned immediately after the merger will be reported on a future Form 3.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,370 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · derivative · entry 13

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,370 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,094 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · derivative · entry 12

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,094 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,985 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · derivative · entry 11

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,985 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC SaleCommon Stock 1,370 $19.25 $26,377.98
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 6

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,203.4

F2 · shares: Sale of option shares intended to cover the cost of the exercise and for other purposes.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC SaleCommon Stock 1,094 $19.25 $21,062.78
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 5

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,573.4

F2 · shares: Sale of option shares intended to cover the cost of the exercise and for other purposes.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC SaleCommon Stock 2,985 $19.26 $57,476.18
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 4

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,667.4

F2 · shares: Sale of option shares intended to cover the cost of the exercise and for other purposes.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionCommon Stock 1,370 $18.24 $24,983.32
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 3

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,652.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionCommon Stock 1,094 $18.28 $19,996.13
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 2

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,282.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:13 UTC Exercise / conversionCommon Stock 2,985 $18.85 $56,276.21
Disclosure

SEC source: 0001127602-17-030208 · form4.xml · nonDerivative · entry 1

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,188.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 45,107 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · derivative · entry 11

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,107 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a Rule 10b5-1 plan.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 4,607 $18.73 $86,289.11
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 9

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,390

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 9,000 $18.68 $168,111.00
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 8

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,997

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 3,400 $18.63 $63,352.20
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 7

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,997

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 4,000 $18.63 $74,532.00
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 6

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,397

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 5,600 $18.60 $104,165.60
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 5

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,397

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 4,600 $18.60 $85,560.00
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 4

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,997

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 8,900 $18.57 $165,308.60
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 3

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,597

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC SaleCommon Stock 5,000 $18.57 $92,860.00
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,497

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:14 UTC Exercise / conversionCommon Stock 45,107 $11.85 $534,517.95
Disclosure

SEC source: 0001127602-17-028326 · form4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a Rule 10b5-1 plan.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 20:24 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,500 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001127602-17-028236 · form4.xml · derivative · entry 4

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,107

Underlying: Common Stock · 3,500 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a Rule 10b5-1 plan.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 20:24 UTC SaleCommon Stock 3,500 $18.51 $64,767.50
Disclosure

SEC source: 0001127602-17-028236 · form4.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,390

F2 · shares: Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 20:24 UTC Exercise / conversionCommon Stock 3,500 $11.85 $41,475.00
Disclosure

SEC source: 0001127602-17-028236 · form4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a Rule 10b5-1 plan.

Read SEC document
July 19, 2017 Filed Dec 20, 2017 21:05 UTC
JORDAN D BRYANDirector · Chairman, President and CEO
GiftCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035265 · form4.xml · nonDerivative · entry 2

JORDAN D BRYAN · CIK 0001189987 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,614.7593

Read SEC document
July 19, 2017 Filed Dec 20, 2017 21:05 UTC
JORDAN D BRYANDirector · Chairman, President and CEO
GiftCommon Stock 14,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035265 · form4.xml · nonDerivative · entry 1

JORDAN D BRYAN · CIK 0001189987 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,814.7593

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,694 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001127602-17-022944 · form4.xml · derivative · entry 7

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,694 shares

Expires 2017-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11

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June 30, 2017 Filed Jul 5, 2017 20:15 UTC Tax withholdingCommon Stock 5,573 $17.48 $97,388.18
Disclosure

SEC source: 0001127602-17-022944 · form4.xml · nonDerivative · entry 2

MARTIN R BRAD · CIK 0001186888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,203.4

F1 · kind: Reflects shares delivered to the company to pay the exercise price under a feature of the option award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.