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FHN

FIRST HORIZON CORP

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3480
SEC CIK
0000036966
Parsed reports
625

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 2026014
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 1, 2021 22:05 UTC
ARDOIN ELIZABETH ASEVP, Chief Communications Ofc
Exercise / conversionCommon Stock 3,942 $13.65 $53,808.30
Disclosure

SEC source: 0001127602-21-008416 · form4.xml · nonDerivative · entry 4

ARDOIN ELIZABETH A · CIK 0001429629 · SEVP, Chief Communications Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:05 UTC
ARDOIN ELIZABETH ASEVP, Chief Communications Ofc
Exercise / conversionCommon Stock 205 $14.27 $2,925.35
Disclosure

SEC source: 0001127602-21-008416 · form4.xml · nonDerivative · entry 3

ARDOIN ELIZABETH A · CIK 0001429629 · SEVP, Chief Communications Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:05 UTC
ARDOIN ELIZABETH ASEVP, Chief Communications Ofc
Exercise / conversionCommon Stock 5,169 $11.43 $59,081.67
Disclosure

SEC source: 0001127602-21-008416 · form4.xml · nonDerivative · entry 2

ARDOIN ELIZABETH A · CIK 0001429629 · SEVP, Chief Communications Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:05 UTC
ARDOIN ELIZABETH ASEVP, Chief Communications Ofc
Exercise / conversionCommon Stock 17,377 $11.42 $198,445.34
Disclosure

SEC source: 0001127602-21-008416 · form4.xml · nonDerivative · entry 1

ARDOIN ELIZABETH A · CIK 0001429629 · SEVP, Chief Communications Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 14,086 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · derivative · entry 12

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,086 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 31,757 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · derivative · entry 11

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,757 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 527 $16.12 $8,495.24
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 9

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,170

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 1,900 $16.12 $30,618.50
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 8

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,697

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 10,320 $16.11 $166,255.20
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 7

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,597

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 19,010 $16.10 $306,061.00
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 6

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,917

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 70 $16.14 $1,129.45
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 5

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,927

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 3,248 $16.13 $52,390.24
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 4

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,997

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
SaleCommon Stock 10,768 $16.12 $173,580.16
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 3

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,245

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
Exercise / conversionCommon Stock 14,086 $11.42 $160,862.12
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 2

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:21 UTC
Restel Anthony JSEVP Chief Operating Officer
Exercise / conversionCommon Stock 31,757 $11.42 $362,664.94
Disclosure

SEC source: 0001127602-21-006165 · form4.xml · nonDerivative · entry 1

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 119,456 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · derivative · entry 14

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,456 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 1 $15.69 $15.69
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 13

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,392.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 298 $15.68 $4,672.64
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 12

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,393.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 550 $15.67 $8,618.50
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 11

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,691.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 400 $15.67 $6,266.00
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 10

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,241.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 1,075 $15.66 $16,834.50
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 9

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,641.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 3,178 $15.65 $49,735.70
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 8

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,716.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 4,467 $15.64 $69,863.88
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 7

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,894.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 11,104 $15.63 $173,555.52
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 6

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,361.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 100 $15.63 $1,562.50
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 5

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,465.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 25,374 $15.62 $396,341.88
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 4

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,565.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 700 $15.61 $10,927.70
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 3

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,939.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
SaleCommon Stock 49,902 $15.61 $778,970.22
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 2

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,639.2165

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:54 UTC
JORDAN D BRYANDirector · President and CEO
Exercise / conversionCommon Stock 119,456 $11.77 $1,405,997.12
Disclosure

SEC source: 0001127602-21-005462 · form4.xml · nonDerivative · entry 1

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,541.2165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Option exercise and share sales implemented under a 10b5-1 plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:49 UTC
Fleming Jeff L.EVP & Chief Accounting Officer
GrantCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005953 · form4.xml · nonDerivative · entry 1

Fleming Jeff L. · CIK 0001537451 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,575

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:46 UTC
Springfield Susan LSr EVP & Chief Credit Officer
GrantCommon Stock 36,565 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005951 · form4.xml · nonDerivative · entry 1

Springfield Susan L · CIK 0001562406 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,392

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:44 UTC
POPWELL DAVID TPresident-Specialty Banking
GrantCommon Stock 52,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005948 · form4.xml · nonDerivative · entry 1

POPWELL DAVID T · CIK 0001186181 · President-Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,119

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:42 UTC
Losch William C IIISr. EVP and CFO
GrantCommon Stock 50,242 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005943 · form4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · Sr. EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,683

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:40 UTC
LoCascio TammySr. EVP, Chief HR Officer
GrantCommon Stock 34,975 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005938 · form4.xml · nonDerivative · entry 1

LoCascio Tammy · CIK 0001816974 · Sr. EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,165

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:41 UTC
JORDAN D BRYANDirector · President and CEO
GrantCommon Stock 151,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005883 · form4.xml · nonDerivative · entry 1

JORDAN D BRYAN · CIK 0001189987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,058.2165

F1 · shares: Grant of restricted stock units which will vest 3/2/2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:46 UTC
Restel Anthony JSEVP Chief Operating Officer
GrantCommon Stock 50,242 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005890 · form4.xml · nonDerivative · entry 1

Restel Anthony J · CIK 0001318328 · SEVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,170

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:41 UTC
ARDOIN ELIZABETH ASEVP, Chief Communications Ofc
GrantCommon Stock 34,975 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005881 · form4.xml · nonDerivative · entry 1

ARDOIN ELIZABETH A · CIK 0001429629 · SEVP, Chief Communications Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,910

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:36 UTC
BROWN MICHAEL JPresident - Regional Banking
GrantCommon Stock 52,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005875 · form4.xml · nonDerivative · entry 1

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,426

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:32 UTC
AKINS TERRY LAWSONSr. EVP, Chief Risk Officer
GrantCommon Stock 36,565 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005865 · form4.xml · nonDerivative · entry 1

AKINS TERRY LAWSON · CIK 0001462565 · Sr. EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,841

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:29 UTC
BYRD DARYL GDirector · Executive Chairman of Board
GrantCommon Stock 148,947 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005857 · form4.xml · nonDerivative · entry 1

BYRD DARYL G · CIK 0001253458 · Director · Executive Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,796

F1 · shares: Grant of restricted stock units which will vest March 2, 2024.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
Exercise / conversionStock Options (Right to Buy) · Derivative 29,291 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · derivative · entry 11

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,291 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
Exercise / conversionStock Options (Right to Buy) · Derivative 7,325 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · derivative · entry 10

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,325 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 1,200 $14.51 $17,406.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 9

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,323

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 13,760 $14.50 $199,520.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 8

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,523

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 1,800 $14.50 $26,091.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 7

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,283

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 12,531 $14.49 $181,574.19
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 6

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,083

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
Exercise / conversionCommon Stock 29,291 $12.14 $355,592.74
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 5

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 3,400 $14.49 $49,249.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 4

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,323

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 100 $14.48 $1,448.10
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 3

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,723

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:00 UTC
BROWN MICHAEL JPresident - Regional Banking
SaleCommon Stock 3,825 $14.48 $55,386.00
Disclosure

SEC source: 0001127602-21-003737 · form4.xml · nonDerivative · entry 2

BROWN MICHAEL J · CIK 0001280417 · President - Regional Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,823

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.