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FEDERATED HERMES, INC.

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Tapewire entity
3961
SEC CIK
0001056288
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202501
Jan 202600
Feb 202603
Mar 202607
Apr 202600
May 202604
Jun 202603
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2017 Filed Aug 4, 2017 20:50 UTC
Novak Richard APrincipal Accounting Officer
SaleClass B Common Stock 261 $28.00 $7,306.96
Disclosure

SEC source: 0001318148-17-000025 · primary_doc.xml · nonDerivative · entry 1

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,480

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:58 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 3,945 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000026 · primary_doc.xml · nonDerivative · entry 2

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Ceresino Family Trust

Disclosed balance after: 23,675

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:58 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 3,945 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000026 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,086

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:37 UTC
Van Meter StephenVP, Chief Compliance Officer
SaleClass B Common Stock 80 $27.97 $2,237.86
Disclosure

SEC source: 0001318148-17-000023 · primary_doc.xml · nonDerivative · entry 1

Van Meter Stephen · CIK 0001648530 · VP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,311

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:44 UTC
Uhlman Paul AVice President
SaleClass B Common Stock 883 $27.99 $24,712.52
Disclosure

SEC source: 0001318148-17-000024 · primary_doc.xml · nonDerivative · entry 1

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,276

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:45 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
OtherClass B Common Stock 9,439 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000020 · primary_doc.xml · nonDerivative · entry 3

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Richmond Farm, L.P.

Disclosed balance after: 1,024,785

F6 · kind: As described in Footnote 3, Richmond L.P. received shares of Federated Investors, Inc. Class B Common Stock as part of a support agreement. Richmond LLC is the sole general partner of Richmond L.P. and the reporting person is a member of Richmond LLC and a trustee of The John F. and Rhodora J. Donahue New Richmond Farm Trust, which holds a majority of the voting shares of Richmond LLC.

F7 · shares: As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his interest in Richmond L.P. through Richmond LLC will increase by the amount indicated in Box 4.

F2 · balance_after: The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Richmond Farm L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:45 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
OtherClass B Common Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000020 · primary_doc.xml · nonDerivative · entry 2

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by The Beechwood Company, L.P.

Disclosed balance after: 297,972

F3 · kind: The described transaction did not involve any public sale of shares and was done for family governance purposes. On June 30, 2017, The Beechwood Company, L.P. ("Beechwood") transferred shares of Federated Investors, Inc. Class B Common Stock to Richmond Farm, L.P. as part of a support agreement. Beechmax, Inc. ("Beechmax") is the sole general partner of Beechwood and the reporting person is a shareholder of Beechmax. The reporting person has a limited partnership interest in Beechwood.

F4 · shares: As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his limited partnership interest in Beechwood will decrease by the amount indicated in Box 4.

F5 · balance_after: The shares of Federated Investors, Inc. Class B Common Stock reported represent the reporting person's proportional beneficial interest (through his voting interest in the general partner) as shareholder of the general partner in shares of issuer securities held by Beechwood. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Beechwood except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:45 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
GiftClass B Common Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000020 · primary_doc.xml · nonDerivative · entry 1

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Richmond Farm, L.P.

Disclosed balance after: 458,385

F1 · shares: Richmond Farm, LLC ("Richmond LLC") is the sole general partner of Richmond Farm, L.P. ("Richmond L.P."). The John F. and Rhodora J. Donahue New Richmond Farm Trust, of which the reporting person is a trustee, was gifted a majority of the voting shares of Richmond LLC. As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his interest in Richmond L.P. through Richmond LLC will increase by the amount indicated in Box 4.

F2 · balance_after: The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Richmond Farm L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:03 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
OtherClass B Common Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000021 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by The Beechwood Company, L.P.

Disclosed balance after: 297,972

F1 · kind: The described transaction did not involve any public sale of shares and was done for family governance purposes. On June 30, 2017, The Beechwood Company, L.P. ("Beechwood") transferred shares of Federated Investors, Inc. Class B Common Stock to Richmond Farm, L.P. as part of a support agreement. Beechmax, Inc. ("Beechmax") is the sole general partner of Beechwood and the reporting person is a shareholder of Beechmax. The reporting person has a limited partnership interest in Beechwood.

F2 · shares: As a result of the transaction, the number of shares of Federated Investors, Inc. Class B Common Stock in which the reporting person has an indirect interest due to his limited partnership interest in Beechwood will decrease by the amount indicated in Box 4.

F3 · balance_after: The shares of Federated Investors, Inc. Class B Common Stock reported represent the reporting person's proportional beneficial interest (through his voting interest in the general partner) as shareholder of the general partner in shares of issuer securities held by Beechwood. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Beechwood except to the extent of his pecuniary interest therein.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:02 UTC
Novak Richard APrincipal Accounting Officer
SaleClass B Common Stock 2,700 $27.70 $74,783.52
Disclosure

SEC source: 0001318148-17-000018 · primary_doc.xml · nonDerivative · entry 1

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,741

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in three transactions at prices ranging from $27.6944 to $27.705 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2017 Filed Jun 19, 2017 20:34 UTC
Uhlman Paul AVice President
SaleClass B Common Stock 873 $27.38 $23,905.27
Disclosure

SEC source: 0001318148-17-000017 · primary_doc.xml · nonDerivative · entry 1

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,159

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:45 UTC
MCGONIGLE JOHN WDirector · Vice Chairman, Secretary & EVP
GiftClass B Common Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000016 · primary_doc.xml · nonDerivative · entry 1

MCGONIGLE JOHN W · CIK 0001061432 · Director · Vice Chairman, Secretary & EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by 713 Investment Partners, L.P.

Disclosed balance after: 234,833

Read SEC document
April 28, 2017 Filed May 2, 2017 16:12 UTC GrantClass B Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000012 · primary_doc.xml · nonDerivative · entry 1

FARRELL MICHAEL J · CIK 0001070059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

Read SEC document
April 28, 2017 Filed May 2, 2017 20:33 UTC GrantClass B Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000014 · primary_doc.xml · nonDerivative · entry 1

BARTOLACCI JOSEPH C · CIK 0001211955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
April 28, 2017 Filed May 2, 2017 20:21 UTC GrantClass B Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000013 · primary_doc.xml · nonDerivative · entry 1

Jones Marie Milie · CIK 0001606377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:44 UTC
Ceresino Gordon JExec. Director, Int'l Dist.
SaleClass B Common Stock 2,349 $25.56 $60,036.45
Disclosure

SEC source: 0001318148-17-000011 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Director, Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,736

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 18 transactions at prices ranging from $25.23 to $25.71 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 16:06 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
GiftClass B Common Stock 230,200 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000010 · primary_doc.xml · nonDerivative · entry 1

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684,920

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:31 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
GrantClass B Common Stock 43,188 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000004 · primary_doc.xml · nonDerivative · entry 1

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915,120

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:03 UTC
FISHER JOHN BVice President
GrantClass B Common Stock 41,195 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000005 · primary_doc.xml · nonDerivative · entry 2

FISHER JOHN B · CIK 0001061439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,946

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:03 UTC
FISHER JOHN BVice President
SaleClass B Common Stock 9,191 $26.48 $243,413.52
Disclosure

SEC source: 0001318148-17-000005 · primary_doc.xml · nonDerivative · entry 1

FISHER JOHN B · CIK 0001061439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,751

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 25 transactions at prices ranging from $26.38 to $26.59 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:16 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
GrantClass B Common Stock 30,564 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000003 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,544

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:16 UTC
Van Meter StephenVP, Chief Compliance Officer
GrantClass B Common Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000009 · primary_doc.xml · nonDerivative · entry 1

Van Meter Stephen · CIK 0001648530 · VP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC
Uhlman Paul AVice President
GrantClass B Common Stock 8,859 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000008 · primary_doc.xml · nonDerivative · entry 2

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,032

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC
Uhlman Paul AVice President
SaleClass B Common Stock 1,055 $26.50 $27,957.50
Disclosure

SEC source: 0001318148-17-000008 · primary_doc.xml · nonDerivative · entry 1

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,173

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices ranging from $26.50 to $26.5057 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:02 UTC
Novak Richard APrincipal Accounting Officer
GrantClass B Common Stock 1,828 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000007 · primary_doc.xml · nonDerivative · entry 2

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,441

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:02 UTC
Novak Richard APrincipal Accounting Officer
SaleClass B Common Stock 220 $26.53 $5,837.35
Disclosure

SEC source: 0001318148-17-000007 · primary_doc.xml · nonDerivative · entry 1

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,613

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices ranging from $26.501 to $26.5335 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 22:41 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GrantClass B Common Stock 11,074 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000006 · primary_doc.xml · nonDerivative · entry 2

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,085

Read SEC document
March 06, 2017 Filed Mar 7, 2017 22:41 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
SaleClass B Common Stock 4,378 $26.49 $115,991.61
Disclosure

SEC source: 0001318148-17-000006 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,011

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 18 transactions at prices ranging from $26.43 to $26.585 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:12 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
GiftClass B Common Stock 12,444 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000002 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,980

Read SEC document
February 09, 2017 Filed Feb 10, 2017 22:43 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 14,025 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000001 · primary_doc.xml · nonDerivative · entry 2

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Ceresino Family Trust

Disclosed balance after: 14,025

Read SEC document
February 09, 2017 Filed Feb 10, 2017 22:43 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 14,025 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000001 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,389

Read SEC document
December 13, 2016 Filed Dec 14, 2016 17:23 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
GiftClass B Common Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001318148-16-000084 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,424

Read SEC document
November 28, 2016 Filed Nov 29, 2016 17:03 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
GiftClass B Common Stock 1,021 $0.00 $0.00
Disclosure

SEC source: 0001318148-16-000083 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,399

Read SEC document
November 18, 2016 Filed Nov 21, 2016 18:13 UTC
FISHER JOHN BVice President
GrantClass B Common Stock 18,500 $3.00 $55,500.00
Disclosure

SEC source: 0001318148-16-000081 · primary_doc.xml · nonDerivative · entry 1

FISHER JOHN B · CIK 0001061439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,942

Read SEC document
November 18, 2016 Filed Nov 21, 2016 17:24 UTC
DONAHUE THOMAS RDirector · VP, CFO & Treasurer
GrantClass B Common Stock 18,500 $3.00 $55,500.00
Disclosure

SEC source: 0001318148-16-000078 · primary_doc.xml · nonDerivative · entry 1

DONAHUE THOMAS R · CIK 0001061438 · Director · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,420

Read SEC document
November 18, 2016 Filed Nov 21, 2016 23:21 UTC
Uhlman Paul AVice President
GrantClass B Common Stock 50,000 $3.00 $150,000.00
Disclosure

SEC source: 0001318148-16-000082 · primary_doc.xml · nonDerivative · entry 1

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,228

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:47 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GrantClass B Common Stock 18,500 $3.00 $55,500.00
Disclosure

SEC source: 0001318148-16-000080 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,414

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:31 UTC
Novak Richard APrincipal Accounting Officer
GrantClass B Common Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001318148-16-000079 · primary_doc.xml · nonDerivative · entry 1

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,833

Read SEC document
November 11, 2016 Filed Nov 15, 2016 17:37 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
GiftClass B Common Stock 44,100 $0.00 $0.00
Disclosure

SEC source: 0001318148-16-000077 · primary_doc.xml · nonDerivative · entry 1

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,932

Read SEC document
November 02, 2016 Filed Nov 4, 2016 20:27 UTC
Van Meter StephenVP, Chief Compliance Officer
SaleClass B Common Stock 169 $26.00 $4,394.00
Disclosure

SEC source: 0001318148-16-000070 · primary_doc.xml · nonDerivative · entry 1

Van Meter Stephen · CIK 0001648530 · VP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,726

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
November 02, 2016 Filed Nov 4, 2016 17:13 UTC
MALONEY EUGENE FExecutive Vice President
SaleClass B Common Stock 217 $26.05 $5,653.59
Disclosure

SEC source: 0001318148-16-000073 · primary_doc.xml · nonDerivative · entry 1

MALONEY EUGENE F · CIK 0001061444 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,136

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

Read SEC document
November 02, 2016 Filed Nov 4, 2016 16:17 UTC PurchaseClass B Common Stock 10,000 $26.07 $260,660.00
Disclosure

SEC source: 0001318148-16-000069 · primary_doc.xml · nonDerivative · entry 1

FARRELL MICHAEL J · CIK 0001070059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in 79 transactions at prices ranging from $25.975 to $26.235 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 02, 2016 Filed Nov 4, 2016 17:27 UTC
FISHER JOHN BVice President
SaleClass B Common Stock 6,588 $25.94 $170,882.18
Disclosure

SEC source: 0001318148-16-000074 · primary_doc.xml · nonDerivative · entry 1

FISHER JOHN B · CIK 0001061439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,442

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 21 transactions at prices ranging from $25.83 to $26.02 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 02, 2016 Filed Nov 4, 2016 21:37 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
SaleClass B Common Stock 5,570 $26.01 $144,852.31
Disclosure

SEC source: 0001318148-16-000075 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,914

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 19 transactions at prices ranging from $25.86 to $26.11 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 02, 2016 Filed Nov 4, 2016 20:46 UTC
Uhlman Paul AVice President
SaleClass B Common Stock 1,343 $25.90 $34,783.70
Disclosure

SEC source: 0001318148-16-000071 · primary_doc.xml · nonDerivative · entry 1

Uhlman Paul A · CIK 0001676267 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,228

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

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November 02, 2016 Filed Nov 4, 2016 21:01 UTC
Novak Richard APrincipal Accounting Officer
SaleClass B Common Stock 693 $25.88 $17,936.85
Disclosure

SEC source: 0001318148-16-000072 · primary_doc.xml · nonDerivative · entry 1

Novak Richard A · CIK 0001352542 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,833

F1 · kind: Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock.

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May 02, 2016 Filed Nov 4, 2016 17:52 UTC
MCGONIGLE JOHN WDirector · Vice-Chairman, Sec, EVP
GiftClass B Common Stock 730 Not disclosed Not disclosed
Disclosure

SEC source: 0001318148-16-000076 · primary_doc.xml · nonDerivative · entry 1

MCGONIGLE JOHN W · CIK 0001061432 · Director · Vice-Chairman, Sec, EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Fairview Partners, L.P.

Disclosed balance after: 1,954,878

F1 · kind: The reported securities were held by Fairview Partners, a limited partnership ("Fairview Partners, L.P.") of which 713 Investment Corp. (subsequently renamed Fairview Investment Corp.) was the sole general partner. Mr. McGonigle and his wife were shareholders and directors of 713 Investment Corp. On May 2, 2016, the reporting person and his wife gifted their entire interest in 713 Investment Corp. to their children, grandchildren and descendants and resigned as shareholders and directors of 713 Investment Corp. Therefore, the reporting person will have no reporting obligation for Fairview Partners, L.P. in subsequent reports. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.

F1 · price: The reported securities were held by Fairview Partners, a limited partnership ("Fairview Partners, L.P.") of which 713 Investment Corp. (subsequently renamed Fairview Investment Corp.) was the sole general partner. Mr. McGonigle and his wife were shareholders and directors of 713 Investment Corp. On May 2, 2016, the reporting person and his wife gifted their entire interest in 713 Investment Corp. to their children, grandchildren and descendants and resigned as shareholders and directors of 713 Investment Corp. Therefore, the reporting person will have no reporting obligation for Fairview Partners, L.P. in subsequent reports. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.

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March 27, 2015 Filed May 11, 2017 20:13 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000015 · primary_doc.xml · nonDerivative · entry 2

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Ceresino Family Trust

Disclosed balance after: 19,730

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March 27, 2015 Filed May 11, 2017 20:13 UTC
Ceresino Gordon JExec. Dir., Int'l Dist.
GiftClass B Common Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000015 · primary_doc.xml · nonDerivative · entry 1

Ceresino Gordon J · CIK 0001456367 · Exec. Dir., Int'l Dist.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,031

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December 15, 2008 Filed Jul 5, 2017 19:16 UTC
DONAHUE J CHRISTOPHERDirector · Chairman, President & CEO
GiftClass B Common Stock 5,285 $0.00 $0.00
Disclosure

SEC source: 0001318148-17-000019 · primary_doc.xml · nonDerivative · entry 12

DONAHUE J CHRISTOPHER · CIK 0000918972 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held indirectly by Rhodora J. Donahue Revocable Trust

Disclosed balance after: 5,819

F2 · balance_after: The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the Rhodora J. Donahue Revocable Trust except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.