FGC

SEC source: 0001641172-25-019553 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,041

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-014277 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,918

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-012648 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,799

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-011922 · ownership.xml · nonDerivative · entry 2

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,064

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.18 to $16.86, inclusive.

SEC source: 0001641172-25-011559 · ownership.xml · nonDerivative · entry 2

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 232 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation and 2,944 RSUs granted May 16, 2025 as director compensation.

SEC source: 0001641172-25-011559 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011567 · ownership.xml · nonDerivative · entry 2

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,575

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 232 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation, and 2,944 RSUs granted May 16, 2025 as director compensation.

SEC source: 0001641172-25-011567 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,631

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011565 · ownership.xml · nonDerivative · entry 2

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,573

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 2,944 RSUs granted on May 16, 2025 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001641172-25-011565 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,629

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011563 · ownership.xml · nonDerivative · entry 2

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,148

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 2,944 RSUs granted on May 16, 2025 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001641172-25-011563 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,204

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011561 · ownership.xml · nonDerivative · entry 2

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,718

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 2,944 RSUs granted on May 16, 2025 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001641172-25-011561 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,774

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011557 · ownership.xml · nonDerivative · entry 2

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,287

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 174 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation, and 2,944 RSUs granted May 16, 2025 as director compensation.

SEC source: 0001641172-25-011557 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,343

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011880 · ownership.xml · nonDerivative · entry 2

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,309

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 70 RSUs granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 232 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation, and 2,944 RSUs granted on May 16, 2025 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001641172-25-011880 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,365

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001641172-25-011231 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,674

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-004778 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,422

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-006612 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,550

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-003183 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,903

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-25-007997 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,579

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-25-004995 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,482

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-24-051133 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,268

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-24-048871 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-24-048379 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,574

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, and 1,177 RSUs granted on November 13, 2023 as director compensation.

SEC source: 0001493152-24-048389 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,163

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, and 1,177 RSUs granted on November 13, 2023 as director compensation.

SEC source: 0001493152-24-048390 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,272

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 70 RSUs granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,734 RSUs granted on February 17, 2023, 1,177 RSUs granted on November 13, 2023 as director compensation, and 1,000 RSUs granted on May 18, 2024 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-24-048386 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,457

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-24-048384 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,032

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-24-048380 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,490

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-24-048375 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,134

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 261 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation, and 1,000 RSUs granted May 18, 2024 as director compensation.

SEC source: 0000950170-24-131791 · ownership.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 78,131

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.03 to $19.25, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F3 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 78,131 shares of the Issuer's Preferred Stock and 329,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0000950170-24-131791 · ownership.xml · nonDerivative · entry 1

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 329,965

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.86 to $33.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F3 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 78,131 shares of the Issuer's Preferred Stock and 329,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0000950170-24-130583 · ownership.xml · nonDerivative · entry 3

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 71,131

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.33 to $18.50, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F3 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 71,131 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0001493152-24-047733 · ownership.xml · nonDerivative · entry 2

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

F2 · shares: These shares were sold in multiple transactions at prices ranging from $30.50 to $31.00.

F3 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, and 1,177 RSUs granted on November 13, 2023 as director compensation.

SEC source: 0000950170-24-130583 · ownership.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 68,419

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $19.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F3 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 71,131 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0000950170-24-129879 · ownership.xml · nonDerivative · entry 5

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 66,152

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $18.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F7 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0001493152-24-047733 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,840

F1 · shares: These shares were sold in multiple transactions at prices ranging from $29.50 to $31.00.

F3 · balance_after: Includes 70 restricted stock units ("RSUs") granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, and 1,177 RSUs granted on November 13, 2023 as director compensation.

SEC source: 0000950170-24-129879 · ownership.xml · nonDerivative · entry 4

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 63,873

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.55 to $17.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F7 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0000950170-24-129879 · ownership.xml · nonDerivative · entry 3

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 59,287

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.95 to $17.47, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F7 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0000950170-24-129879 · ownership.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

FG Financial Holdings, LLC · CIK 0001946735 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 326,965

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.25 to $36.94, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.

F7 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0001493152-24-045223 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,930

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-24-039245 · ownership.xml · nonDerivative · entry 2

Major Todd Robert · CIK 0001809635 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,607

F3 · price: Received in the Arrangement in exchange for Restricted Share Units ("RSUs") convertible into shares of SGE Class A Common Voting Stock ("SGE RSU"). At the Effective Time, each SGE RSU was converted into an RSU to acquire the number of shares of FG Common Stock (an "FG RSU") equal to the product of (i) the number of shares subject to such SGE RSU as of immediately prior to September 30, 2024, multiplied by (ii) the Exchange Ratio.

F4 · price: The FG RSUs will vest in equal installments on the first and second anniversary of the grant date, which was May 18, 2024, subject to continuous service through the vesting date.

SEC source: 0001493152-24-039245 · ownership.xml · nonDerivative · entry 1

Major Todd Robert · CIK 0001809635 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,106

F1 · price: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG")(the "Arrangement"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock (the "Exchange Ratio").

F2 · price: Received in the Arrangement Agreement on a 1:1.5 basis.

SEC source: 0001493152-24-039243 · ownership.xml · nonDerivative · entry 2

Roberson Mark D. · CIK 0001415593 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,088

F3 · price: Received in the Arrangement in exchange for Restricted Share Units ("RSUs") convertible into shares of SGE Class A Common Voting Stock ("SGE RSU"). At the Effective Time, each SGE RSU was converted into an RSU to acquire the number of shares of FG Common Stock (an "FG RSU") equal to the product of (i) the number of shares subject to such SGE RSU as of immediately prior to September 30, 2024, multiplied by (ii) the Exchange Ratio.

F4 · price: The FG RSUs will vest in equal installments on the first and second anniversary of the grant date, which was May 18, 2024, subject to continuous service through the vesting date.

SEC source: 0001493152-24-039243 · ownership.xml · nonDerivative · entry 1

Roberson Mark D. · CIK 0001415593 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,088

F1 · price: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock.

F2 · price: Received in the Arrangement Agreement on a 1:1.5 basis.

SEC source: 0001493152-24-039242 · ownership.xml · nonDerivative · entry 2

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,693

F1 · price: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock.

F2 · price: Received in the Arrangement Agreement on a 1:1.5 basis.

SEC source: 0001493152-24-039244 · ownership.xml · nonDerivative · entry 2

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,012

F2 · price: Received in the Arrangement Agreement on a 1:1.5 basis.

F3 · price: Received in the Arrangement in exchange for Restricted Share Units ("RSUs") convertible into shares of SGE Class A Common Voting Stock ("SGE RSU"). At the Effective Time, each SGE RSU was converted into an RSU to acquire the number of shares of FG Common Stock (an "FG RSU") equal to the product of (i) the number of shares subject to such SGE RSU as of immediately prior to September 30, 2024, multiplied by (ii) the Exchange Ratio.

F4 · price: The FG RSUs will vest in full on the first anniversary of the grant date, which was May 21, 2024, subject to continuous service through the vesting date.