FGC

SEC source: 0001493152-26-033061 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,214

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033065 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,171

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033091 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,026

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033064 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,390

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033063 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,210

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033060 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,892

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-033059 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,400

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015910 · ownership.xml · nonDerivative · entry 2

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,442

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015910 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,069

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015911 · ownership.xml · nonDerivative · entry 2

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,971

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015911 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,598

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015918 · ownership.xml · nonDerivative · entry 2

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,594

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015918 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,221

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015916 · ownership.xml · nonDerivative · entry 2

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,184

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015916 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,811

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015913 · ownership.xml · nonDerivative · entry 2

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,502

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015913 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,129

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015917 · ownership.xml · nonDerivative · entry 2

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,519

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015917 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,146

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-015914 · ownership.xml · nonDerivative · entry 2

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,923

F2 · shares: Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · balance_after: Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.

SEC source: 0001493152-26-015914 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,550

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005141 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,241

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005137 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,697

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005175 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,680

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005145 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,285

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005143 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,128

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005139 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,833

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-26-005377 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,877

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027561 · ownership.xml · nonDerivative · entry 1

Hayes Rita · CIK 0001764151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,629

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027565 · ownership.xml · nonDerivative · entry 1

Wollney Scott D · CIK 0001544008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,217

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027620 · ownership.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,321

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027562 · ownership.xml · nonDerivative · entry 1

Mitchell Michael C · CIK 0001887900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,316

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027563 · ownership.xml · nonDerivative · entry 1

Roschman Robert J · CIK 0001641669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,807

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027564 · ownership.xml · nonDerivative · entry 1

Suh Ndamukong · CIK 0001664247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-027560 · ownership.xml · nonDerivative · entry 1

Govignon Richard Edward JR · CIK 0001901225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,155

F1 · shares: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

SEC source: 0001493152-25-016678 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,282

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-25-027620 · ownership.xml · derivative · entry 12

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-09-05

F3 · kind: The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation.

SEC source: 0001493152-25-027620 · ownership.xml · derivative · entry 11

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Fundamental Global Holdings LLC

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-09-05

F3 · kind: The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation.

SEC source: 0001493152-25-027620 · ownership.xml · derivative · entry 10

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-09-05

F3 · kind: The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation.

SEC source: 0001493152-25-027620 · ownership.xml · derivative · entry 9

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cerminara Capital LLC

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-09-05

F3 · kind: The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation.

SEC source: 0001641172-25-024846 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,466

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001493152-25-013811 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,921

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-022840 · ownership.xml · derivative · entry 4

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Fundamental Global Holdings, LLC

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F3 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded.

F1 · balance_after: The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0001641172-25-022840 · ownership.xml · derivative · entry 3

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · FG Financial Holdings, LLC

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F3 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded.

F1 · balance_after: The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

SEC source: 0001641172-25-022842 · ownership.xml · derivative · entry 2

Roberson Mark D. · CIK 0001415593 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F2 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded

SEC source: 0001641172-25-022838 · ownership.xml · derivative · entry 8

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F3 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded.

SEC source: 0001641172-25-022838 · ownership.xml · derivative · entry 7

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cerminara Capital LLC

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F3 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded.

SEC source: 0001641172-25-022838 · ownership.xml · derivative · entry 6

Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Cerminara Capital LLC

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").

F2 · derivative.expiration_date: Expires ten years from Initial Exercise Date. Exercise limited to 50% of warrant shares until Company purchases $150 million in Ethereum tokens.

SEC source: 0001641172-25-022312 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,347

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.

SEC source: 0001641172-25-020401 · ownership.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Head of Merchant Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,268

F1 · shares: Represents shares purchased under Employee Share Purchase Plan.

F2 · balance_after: Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares.