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FORUM ENERGY TECHNOLOGIES, INC.

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Tapewire entity
4998
SEC CIK
0001401257
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 8, 2024 19:51 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000054 · wk-form4_1709927463.xml · nonDerivative · entry 1

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,071

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 19:50 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000052 · wk-form4_1709927426.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,413

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 19:50 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000051 · wk-form4_1709927415.xml · nonDerivative · entry 1

MCSHANE MICHAEL · CIK 0001236484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,911

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 19:50 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000050 · wk-form4_1709927404.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,862

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 19:49 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000049 · wk-form4_1709927389.xml · nonDerivative · entry 1

ROWSEY PAUL E III · CIK 0001184169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,514

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionPhantom Restricted Stock Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 13

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 3,141 $20.06 $63,008.46
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 9

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,390

F8 · shares: These were shares surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 7,982 $20.06 $160,118.92
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 8

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 7,982 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 7

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionPhantom Stock Units · Derivative 11,158 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Phantom Stock Units · 11,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F3 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F3 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionCommon Stock 11,158 $20.06 $223,829.48
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · nonDerivative · entry 5

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionCommon Stock 11,158 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:09 UTC Tax withholdingCommon Stock 5,805 $20.06 $116,448.30
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,438

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of restricted stock unit award granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionPhantom Restricted Stock Units · Derivative 7,983 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · derivative · entry 13

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:45 UTC Tax withholdingCommon Stock 3,141 $20.06 $63,008.46
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 9

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,840

F8 · shares: These were shares surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionCommon Stock 7,983 $20.06 $160,138.98
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 8

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionCommon Stock 7,983 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 7

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionPhantom Restricted Stock Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · derivative · entry 13

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC Tax withholdingCommon Stock 1,308 $20.06 $26,238.48
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 9

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,578

F8 · shares: These were shares surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionCommon Stock 3,326 $20.06 $66,719.56
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 8

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 7

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionPhantom Restricted Stock Units · Derivative 5,322 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · derivative · entry 13

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

F7 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 2,094 $20.06 $42,005.64
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · nonDerivative · entry 9

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,543

F8 · shares: These were shares surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 5,322 $20.06 $106,759.32
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · nonDerivative · entry 8

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 5,322 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · nonDerivative · entry 7

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 15,839 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 12

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,840

Underlying: Common Stock · 15,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionPhantom Restricted Stock Units · Derivative 15,839 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 11

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,840

Underlying: Common Stock · 15,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.exercise_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.expiration_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 6,232 $20.06 $125,013.92
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 6

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,531

F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 15,839 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 5

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Tax withholdingCommon Stock 6,232 $20.06 $125,013.92
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 4

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,924

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 15:45 UTC
Lux NealPresident & CEO
Exercise / conversionCommon Stock 15,839 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 3

Lux Neal · CIK 0001812312 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionPhantom Stock Units · Derivative 16,543 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.

F1 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.

F1 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionCommon Stock 16,543 $20.06 $331,852.58
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:09 UTC Exercise / conversionCommon Stock 16,543 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000031 · wk-form4_1708553342.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionPerformance Restricted Stock Units · Derivative 8,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · derivative · entry 12

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionPhantom Restricted Stock Units · Derivative 8,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · derivative · entry 11

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.exercise_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.expiration_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:45 UTC Tax withholdingCommon Stock 3,462 $20.06 $69,447.72
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 6

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,981

F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022.

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February 18, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionCommon Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 5

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:45 UTC Tax withholdingCommon Stock 3,458 $20.06 $69,367.48
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 4

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,643

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:45 UTC Exercise / conversionCommon Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000028 · wk-form4_1708548300.xml · nonDerivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionPerformance Restricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · derivative · entry 12

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionPhantom Restricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · derivative · entry 11

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.exercise_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.expiration_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Tax withholdingCommon Stock 1,370 $20.06 $27,482.20
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 6

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,886

F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionCommon Stock 3,344 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 5

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Tax withholdingCommon Stock 1,493 $20.06 $29,949.58
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,912

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC Exercise / conversionCommon Stock 3,344 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000026 · wk-form4_1708548275.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP & CHO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionPerformance Restricted Stock Units · Derivative 5,720 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · derivative · entry 12

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,720

Underlying: Common Stock · 5,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

F5 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionPhantom Restricted Stock Units · Derivative 5,720 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · derivative · entry 11

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,720

Underlying: Common Stock · 5,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.exercise_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

F3 · derivative.expiration_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Tax withholdingCommon Stock 2,250 $20.06 $45,135.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · nonDerivative · entry 6

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,637

F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 20:44 UTC
IVASCU JOHN CEVP, General Counsel & CCO
Exercise / conversionCommon Stock 5,720 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000025 · wk-form4_1708548255.xml · nonDerivative · entry 5

IVASCU JOHN C · CIK 0001765836 · EVP, General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.