Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2024 Filed Dec 23, 2024 22:00 UTC |
Raykov RostyDirector
|
Exercise / conversionStock Options · Derivative | 25,000 | $2.69 Strike: $2.69 | $67,250.00 |
DisclosureSEC source: 0001415889-24-030084 · form4-12232024_051202.xml · derivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,675,000 Underlying: options · 25,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of an option contract with strike price of $2.69 and an expiration date of December 31, 2024. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 22:00 UTC |
Raykov RostyDirector
|
Exercise / conversionCommon shares | 25,000 | $2.69 | $67,250.00 |
DisclosureSEC source: 0001415889-24-030084 · form4-12232024_051202.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of an option contract with strike price of $2.69 and an expiration date of December 31, 2024. Read SEC document |
| December 05, 2024 Filed Dec 5, 2024 21:24 UTC |
Raykov RostyDirector
|
SaleCommon shares | 796 | $6.04 | $4,807.84 |
DisclosureSEC source: 0001415889-24-028400 · form4-12052024_091215.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,432 F1 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:20 UTC |
Raykov RostyDirector
|
SaleCommon shares | 1,635 | $6.13 | $10,022.55 |
DisclosureSEC source: 0001415889-24-028288 · form4-12042024_101206.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,228 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 00:09 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028020 · form4-12032024_121202.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,423 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 00:07 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares · Derivative | 10,000 | $2.69 Strike: $2.69 | $26,900.00 |
DisclosureSEC source: 0001415889-24-028018 · form4-12032024_121231.xml · derivative · entry 3 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,698 Underlying: Options · 10,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents options exercised pursuant to a 10b5-1 plan adopted on August 17, 2023. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 00:07 UTC |
RALLIS CHRIS ADirector
|
SaleCommon Shares | 6,409 | $6.14 | $39,351.26 |
DisclosureSEC source: 0001415889-24-028018 · form4-12032024_121231.xml · nonDerivative · entry 2 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,214 F2 · security: Shares sold to satisfy tax obligation on option exercise. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 00:07 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares | 10,000 | $2.69 | $26,900.00 |
DisclosureSEC source: 0001415889-24-028018 · form4-12032024_121231.xml · nonDerivative · entry 1 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on August 17, 2023. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:20 UTC |
Raykov RostyDirector
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028288 · form4-12042024_101206.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,863 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:02 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Options · Derivative | 15,816 | $2.45 Strike: $2.45 | $38,749.20 |
DisclosureSEC source: 0001415889-24-027107 · form4-11182024_101148.xml · derivative · entry 2 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,184 Underlying: Options · 15,816 shares Expires 2026-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents options granted on July 5, 2016, with a strike price of $2.45 and expiration date of July 5, 2026 Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:02 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon shares | 15,816 | $2.45 | $38,749.20 |
DisclosureSEC source: 0001415889-24-027107 · form4-11182024_101148.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of option contract with a strike price of $2.45 and an expiration date of July 5, 2026 Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:13 UTC |
Sayad Pierre SargisChief Medical Officer
|
GrantStock Options · Derivative | 150,000 | $4.23 Strike: $4.23 | $634,500.00 |
DisclosureSEC source: 0001415889-24-026720 · form4-11132024_101121.xml · derivative · entry 1 Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2034-11-13 F1 · security: On November 13, 2024, Pierre Sayad was granted incentive stock options to purchase 150,000 shares of the issuers common shares pursuant to the Issuer's 2020 Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the shares subject to this option may be exercised as of November 13, 2025 ("Vesting Commencement Date"). One twenty-fourth of the shares subject to this option shall vest and may be exercised as of the last day of each month following the Vesting Commencement Date until all shares have vested. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:14 UTC |
Evans Terry LChief Commercial Officer
|
GrantStock Options · Derivative | 150,000 | $4.23 Strike: $4.23 | $634,500.00 |
DisclosureSEC source: 0001415889-24-026723 · form4-11132024_101115.xml · derivative · entry 1 Evans Terry L · CIK 0002043317 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2034-11-13 F1 · security: On November 13, 2024,Terry Evans was granted incentive stock options to purchase 150,000 shares of the issuers common shares pursuant to the Issuer's 2020 Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the shares subject to this option may be exercised as of November 13, 2025 ("Vesting Commencement Date"). One twenty-fourth of the shares subject to this option shall vest and may be exercised as of the last day of each month following the Vesting Commencement Date until all shares have vested. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:15 UTC |
Cioffi Christiana MarieChief Strategy Officer
|
GrantStock Options · Derivative | 150,000 | $4.23 Strike: $4.23 | $634,500.00 |
DisclosureSEC source: 0001415889-24-026727 · form4-11132024_101104.xml · derivative · entry 1 Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2034-11-13 F1 · security: On November 13, 2024,Christiana Cioffi was granted incentive stock options to purchase 150,000 shares of the issuers common shares pursuant to the Issuer's 2020 Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the shares subject to this option may be exercised as of November 13, 2025 ("Vesting Commencement Date"). One twenty-fourth of the shares subject to this option shall vest and may be exercised as of the last day of each month following the Vesting Commencement Date until all shares have vested. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 22:30 UTC |
Raykov RostyDirector
|
SaleCommon shares | 2,431 | $4.31 | $10,477.61 |
DisclosureSEC source: 0001415889-24-026039 · form4-11042024_051104.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,432 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 22:30 UTC |
Raykov RostyDirector
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026039 · form4-11042024_051104.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,863 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 22:30 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026038 · form4-11042024_051101.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,565 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 21:14 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares · Derivative | 1,960 | $2.55 Strike: $2.55 | $4,998.00 |
DisclosureSEC source: 0001415889-24-024986 · form4-10102024_091037.xml · derivative · entry 3 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,698 Underlying: Options · 1,960 shares Expires 2024-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents options exercised pursuant to a 10b5-1 plan adopted on August 17, 2023. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 21:14 UTC |
RALLIS CHRIS ADirector
|
SaleCommon Shares | 1,406 | $4.53 | $6,369.18 |
DisclosureSEC source: 0001415889-24-024986 · form4-10102024_091037.xml · nonDerivative · entry 2 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,623 F2 · security: Shares sold to satisfy tax obligation on option exercise. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 21:14 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares | 1,960 | $2.55 | $4,998.00 |
DisclosureSEC source: 0001415889-24-024986 · form4-10102024_091037.xml · nonDerivative · entry 1 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on August 17, 2023. Read SEC document |
| October 01, 2024 Filed Oct 1, 2024 21:11 UTC |
Raykov RostyDirector
|
SaleCommon shares | 2,431 | $4.94 | $12,009.14 |
DisclosureSEC source: 0001415889-24-024212 · form4-10012024_091041.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,432 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 21:11 UTC |
Raykov RostyDirector
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024212 · form4-10012024_091041.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,863 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 21:13 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024214 · form4-10012024_091004.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,523 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| September 04, 2024 Filed Sep 4, 2024 22:48 UTC |
Raykov RostyDirector
|
SaleCommon shares | 2,431 | $5.52 | $13,419.12 |
DisclosureSEC source: 0001415889-24-022813 · form4-09042024_050904.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,432 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 22:48 UTC |
Raykov RostyDirector
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022813 · form4-09042024_050904.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,863 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 22:33 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022812 · form4-09042024_050901.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,481 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 21:51 UTC |
Raykov RostyDirector
|
GiftCommon shares | 28,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022241 · form4-08262024_090823.xml · nonDerivative · entry 3 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,433 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 21:51 UTC |
Raykov RostyDirector
|
GiftCommon shares | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022241 · form4-08262024_090823.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,805 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 21:51 UTC |
Raykov RostyDirector
|
GiftCommon shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022241 · form4-08262024_090823.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,471 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 21:30 UTC Amendment |
Raykov RostyDirector
|
GiftCommon shares | 26,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022331 · form4a-08272024_050801.xml · nonDerivative · entry 4 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,432 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. F2 · security: This amendment is being filed to correct an administrative error in the Form 4 filed by Mr. Rosty that did not include 26,001 shares donated. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 21:30 UTC Amendment |
Raykov RostyDirector
|
GiftCommon shares | 28,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022331 · form4a-08272024_050801.xml · nonDerivative · entry 3 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,433 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 21:30 UTC Amendment |
Raykov RostyDirector
|
GiftCommon shares | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022331 · form4a-08272024_050801.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,805 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 21:30 UTC Amendment |
Raykov RostyDirector
|
GiftCommon shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022331 · form4a-08272024_050801.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,471 F1 · security: This transaction represents a donation of shares of the Issuer's Common Stock to a charity. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:02 UTC |
Islam KhalidDirector
|
GrantStock Option · Derivative | 25,000 | $5.58 Strike: $5.58 | $139,500.00 |
DisclosureSEC source: 0001415889-24-021641 · form4-08192024_110810.xml · derivative · entry 1 Islam Khalid · CIK 0001701858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 25,000 shares Expires 2034-08-15 F1 · security: On August 15, 2024, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan. F2 · derivative.exercise_date: The option is 100% vested of date of grant. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:00 UTC |
RALLIS CHRIS ADirector
|
GrantStock Option · Derivative | 20,000 | $5.58 Strike: $5.58 | $111,600.00 |
DisclosureSEC source: 0001415889-24-021638 · form4-08192024_110803.xml · derivative · entry 1 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,658 Underlying: Common shares · 20,000 shares Expires 2034-08-15 F1 · security: On August 15, 2024, Chris Rallis was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan. F2 · derivative.exercise_date: The option is 100% vested of date of grant. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:01 UTC |
Cook Jodi ADirector
|
GrantStock Options · Derivative | 20,000 | $5.58 Strike: $5.58 | $111,600.00 |
DisclosureSEC source: 0001415889-24-021640 · form4-08192024_110834.xml · derivative · entry 1 Cook Jodi A · CIK 0001791004 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Shares · 20,000 shares Expires 2034-08-15 F1 · security: On August 15, 2024, Jodi Cook was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan. F2 · derivative.exercise_date: The option is 100% vested on date of grant. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 23:00 UTC |
Brughera Marco MariaDirector
|
GrantStock Option · Derivative | 20,000 | $5.58 Strike: $5.58 | $111,600.00 |
DisclosureSEC source: 0001415889-24-021639 · form4-08192024_110850.xml · derivative · entry 1 Brughera Marco Maria · CIK 0001589776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,545 Underlying: Common shares · 20,000 shares Expires 2034-08-15 F1 · security: On August 15, 2024, Marco Brughera was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan. F2 · derivative.exercise_date: The option is 100% vested on date of grant. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:59 UTC |
Hackman Jeffrey S.Director · Chief Executive Officer
|
GrantStock Options · Derivative | 400,000 | $5.58 Strike: $5.58 | $2,232,000.00 |
DisclosureSEC source: 0001415889-24-021637 · form4-08192024_100825.xml · derivative · entry 1 Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares · 400,000 shares Expires 2034-08-05 F1 · security: On August 15, 2024, Jeffrey Hackman was granted incentive stock options to purchase 400,000 shares of the issuers common shares pursuant to the Issuer's 2020 Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the shares subject to this option may be exercised as of August 5, 2025 ("Vesting Commencement Date"). One twenty-fourth of the shares subject to this option shall vest and may be exercised as of the last day of each month following the Vesting Commencement Date. As of August 5, 2027, 100% of the total number of shares subject to this option shall be vested. Read SEC document |
| August 01, 2024 Filed Aug 1, 2024 20:08 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon shares | 2,431 | $6.26 | $15,205.91 |
DisclosureSEC source: 0001415889-24-020512 · form4-08012024_080807.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,471 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:08 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020512 · form4-08012024_080807.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,902 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:30 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020516 · form4-08012024_040803.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,439 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 20:05 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares · Derivative | 1,792 | $2.79 Strike: $2.79 | $4,999.68 |
DisclosureSEC source: 0001415889-24-019332 · form4-07082024_040704.xml · derivative · entry 3 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 179,802 Underlying: Options · 1,792 shares Expires 2024-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents options exercised pursuant to a 10b5-1 program adopted August 17, 2023. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 20:05 UTC |
RALLIS CHRIS ADirector
|
SaleCommon Shares | 1,173 | $6.03 | $7,073.19 |
DisclosureSEC source: 0001415889-24-019332 · form4-07082024_040704.xml · nonDerivative · entry 2 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,457 F2 · security: Shares sold to satisfy tax obligation on option exercise. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 20:05 UTC |
RALLIS CHRIS ADirector
|
Exercise / conversionCommon Shares | 1,792 | $2.79 | $4,999.68 |
DisclosureSEC source: 0001415889-24-019332 · form4-07082024_040704.xml · nonDerivative · entry 1 RALLIS CHRIS A · CIK 0001185945 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on August 17, 2023. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 21:55 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon shares | 2,431 | $6.13 | $14,902.03 |
DisclosureSEC source: 0001415889-24-019002 · form4-07022024_090726.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,471 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:55 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019002 · form4-07022024_090726.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,902 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:42 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018984 · form4-07022024_090731.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,397 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 21:12 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon shares | 2,431 | $6.76 | $16,433.56 |
DisclosureSEC source: 0001415889-24-015177 · form4-06032024_090619.xml · nonDerivative · entry 2 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,471 F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated December 14, 2023. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 21:12 UTC |
Raykov RostyDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon shares | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015177 · form4-06032024_090619.xml · nonDerivative · entry 1 Raykov Rosty · CIK 0001468316 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,902 F1 · security: Represents release of restriction from shares awarded 3-31-2023 Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 22:21 UTC |
Andrade RobertCHIEF FINANCIAL OFFICER
|
GrantCommon shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015201 · form4-06032024_100602.xml · nonDerivative · entry 1 Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,355 F1 · security: Represents shares released from restriction from shares awarded 3-31-2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.