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Nasdaq · USD

FENC

FENNEC PHARMACEUTICALS INC.

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Tapewire entity
5601
SEC CIK
0001211583
Parsed reports
281

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 13, 2026 20:05 UTC
Hackman Jeffrey S.Director · Chief Executive Officer
GrantCommon Shares 2,224 $5.53 $12,298.72
Disclosure

SEC source: 0001926254-26-000018 · form4-10132026_041008.xml · nonDerivative · entry 1

Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,685

F1 · security: The Issuer's common shares were acquired pursuant to the Fennec Pharmaceuticals Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 9, 2026 through October 12, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on the Nasdaq Capital Market on April 9, 2026.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 20:05 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 3,846 $5.53 $21,268.38
Disclosure

SEC source: 0002043395-26-000016 · form4-10132026_041010.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,533

F1 · security: The Issuer's common shares were acquired pursuant to the Fennec Pharmaceuticals Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 9, 2026 through October 12, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on the Nasdaq Capital Market on April 9, 2026.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 20:05 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 3,946 $5.53 $21,821.38
Disclosure

SEC source: 0002043411-26-000018 · form4-10132026_041003.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,746

F1 · security: The Issuer's common shares were acquired pursuant to the Fennec Pharmaceuticals Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 9, 2026 through October 12, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on the Nasdaq Capital Market on April 9, 2026.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 20:05 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 2,326 $5.53 $12,862.78
Disclosure

SEC source: 0002043317-26-000016 · form4-10132026_041005.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,013

F1 · security: The Issuer's common shares were acquired pursuant to the Fennec Pharmaceuticals Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 9, 2026 through October 12, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on the Nasdaq Capital Market on April 9, 2026.

Read SEC document
October 12, 2026 Filed Oct 13, 2026 20:05 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
GrantCommon shares 3,846 $5.53 $21,268.38
Disclosure

SEC source: 0001468308-26-000034 · form4-10132026_041001.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,855

F1 · security: The Issuer's common shares were acquired pursuant to the Fennec Pharmaceuticals Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 9, 2026 through October 12, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on the Nasdaq Capital Market on April 9, 2026.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:05 UTC
Hackman Jeffrey S.Director · Chief Executive Officer
GrantCommon Shares 1,159 $0.00 $0.00
Disclosure

SEC source: 0001926254-26-000016 · form4-10012026_041005.xml · nonDerivative · entry 1

Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,461

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:05 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
GrantCommon shares 1,703 $0.00 $0.00
Disclosure

SEC source: 0001468308-26-000032 · form4-10012026_041001.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,009

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024 and 3/28/2025.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:05 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043317-26-000014 · form4-10012026_041007.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,687

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:05 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 156 $0.00 $0.00
Disclosure

SEC source: 0002043411-26-000016 · form4-10012026_041003.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,800

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:05 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043395-26-000014 · form4-10012026_041009.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,687

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:05 UTC Exercise / conversionStock Option · Derivative 15,545 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001589776-26-000004 · form4-09162026_040901.xml · derivative · entry 3

Brughera Marco Maria · CIK 0001589776 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common shares · 15,545 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents options exercised pursuant to a 10b5-1 plan adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:05 UTC SaleCommon Shares 15,545 $10.29 $159,958.05
Disclosure

SEC source: 0001589776-26-000004 · form4-09162026_040901.xml · nonDerivative · entry 2

Brughera Marco Maria · CIK 0001589776 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · security: Shares sold pursuant to a 10b5-1 plan adopted on June 16, 2026.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:05 UTC Exercise / conversionCommon Shares 15,545 $2.11 $32,799.95
Disclosure

SEC source: 0001589776-26-000004 · form4-09162026_040901.xml · nonDerivative · entry 1

Brughera Marco Maria · CIK 0001589776 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on June 16, 2026.

Read SEC document
September 01, 2026 Filed Sep 1, 2026 20:05 UTC
Raykov RostyFormer Director
SaleCommon shares 10,000 $12.11 $121,100.00
Disclosure

SEC source: 0001468316-26-000023 · form4-09012026_040901.xml · nonDerivative · entry 2

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,411

F2 · security: Represents shares sold pursuant to a 10b5-1 plan dated September 19, 2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:15 UTC
Sayad Pierre SargisChief Medical Officer
SaleCommon Shares 12,000 $12.18 $146,160.00
Disclosure

SEC source: 0002043395-26-000012 · form4-09012026_120920.xml · nonDerivative · entry 2

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,519

F2 · security: Represents sale of previously vested restricted shares and vested performance shares.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:15 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043395-26-000012 · form4-09012026_120920.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,519

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:13 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043317-26-000012 · form4-09012026_120948.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,519

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:12 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 156 $0.00 $0.00
Disclosure

SEC source: 0002043411-26-000014 · form4-09012026_120925.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,644

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:09 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
GrantCommon shares 1,703 $0.00 $0.00
Disclosure

SEC source: 0001468308-26-000030 · form4-09012026_120910.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,306

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024 and 3/28/2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 00:10 UTC
Hackman Jeffrey S.Director · Chief Executive Officer
GrantCommon Shares 1,159 $0.00 $0.00
Disclosure

SEC source: 0001926254-26-000014 · form4-09012026_120929.xml · nonDerivative · entry 1

Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,302

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 20:05 UTC
Raykov RostyFormer Director
GrantCommon shares 2,778 $0.00 $0.00
Disclosure

SEC source: 0001468316-26-000023 · form4-09012026_040901.xml · nonDerivative · entry 1

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,411

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 21:42 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
Exercise / conversionStock Options · Derivative 21,928 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001468308-26-000028 · form4-08282026_090813.xml · derivative · entry 3

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 779,330

Underlying: Common Shares · 21,928 shares

Expires 2027-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Shares acquired through the exercise of an option contract with exercise price of $5.10 and an expiration date of June 27, 2027.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 21:42 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
Exercise / conversionCommon shares 21,928 $5.10 $111,832.80
Disclosure

SEC source: 0001468308-26-000028 · form4-08282026_090813.xml · nonDerivative · entry 2

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 239,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Shares acquired through the exercise of an option contract with exercise price of $5.10 and an expiration date of June 27, 2027.

Read SEC document
August 27, 2026 Filed Aug 28, 2026 21:42 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
SaleCommon shares 75,000 $11.78 $883,500.00
Disclosure

SEC source: 0001468308-26-000028 · form4-08282026_090813.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,675

F1 · security: Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). A portion of the sales proceeds from this transaction will be used by the reporting person to pay tax obligations of the reporting person.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 20:05 UTC
Raykov RostyFormer Director
SaleCommon shares 10,000 $9.58 $95,800.00
Disclosure

SEC source: 0001468316-26-000021 · form4-08042026_040802.xml · nonDerivative · entry 1

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,633

F1 · security: Represents shares sold pursuant to a 10b5-1 plan dated September 19, 2025.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043395-26-000010 · form4-08032026_040811.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,351

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043317-26-000010 · form4-08032026_040809.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,351

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 156 $0.00 $0.00
Disclosure

SEC source: 0002043411-26-000012 · form4-08032026_040808.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,488

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Raykov RostyFormer Director
GrantCommon shares 2,778 $0.00 $0.00
Disclosure

SEC source: 0001468316-26-000019 · form4-08032026_040804.xml · nonDerivative · entry 1

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,633

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
GrantCommon shares 1,703 $0.00 $0.00
Disclosure

SEC source: 0001468308-26-000026 · form4-08032026_040801.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,675

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024 and 3/28/2025.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:05 UTC
Hackman Jeffrey S.Director · Chief Executive Officer
GrantCommon Shares 1,159 $0.00 $0.00
Disclosure

SEC source: 0001926254-26-000012 · form4-08032026_040806.xml · nonDerivative · entry 1

Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,143

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Raykov RostyFormer Director
Exercise / conversionStock Options · Derivative 15,597 $2.45 Strike: $2.45 $38,212.65
Disclosure

SEC source: 0001468316-26-000017 · form4-07022026_040710.xml · derivative · entry 4

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,525,000

Underlying: options · 15,597 shares

Expires 2026-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents options exercised pursuant to a 10b5-1 plan adopted on September 19, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Raykov RostyFormer Director
SaleCommon shares 9,599 $10.41 $99,925.59
Disclosure

SEC source: 0001468316-26-000017 · form4-07022026_040710.xml · nonDerivative · entry 3

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,855

F3 · security: Shares sold to satisfy tax obligation on option exercise pursuant to a 10b5-1 plan adopted on September 19, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Raykov RostyFormer Director
Exercise / conversionCommon shares 15,597 $2.45 $38,212.65
Disclosure

SEC source: 0001468316-26-000017 · form4-07022026_040710.xml · nonDerivative · entry 2

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on September 19, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:05 UTC
Raykov RostyFormer Director
GrantCommon shares 2,778 $0.00 $0.00
Disclosure

SEC source: 0001468316-26-000017 · form4-07022026_040710.xml · nonDerivative · entry 1

Raykov Rosty · CIK 0001468316 · Former Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,857

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:37 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043395-26-000008 · form4-07012026_080722.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,183

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:34 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 156 $0.00 $0.00
Disclosure

SEC source: 0002043411-26-000010 · form4-07012026_080757.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,332

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:38 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043317-26-000008 · form4-07012026_080754.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,183

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:35 UTC
Andrade RobertCHIEF FINANCIAL OFFICER
GrantCommon shares 1,703 $0.00 $0.00
Disclosure

SEC source: 0001468308-26-000024 · form4-07012026_080710.xml · nonDerivative · entry 1

Andrade Robert · CIK 0001468308 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,972

F1 · security: Represents shares released from restriction from shares awarded 5/16/2024 and 3/28/2025.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:36 UTC
Hackman Jeffrey S.Director · Chief Executive Officer
GrantCommon Shares 1,159 $0.00 $0.00
Disclosure

SEC source: 0001926254-26-000010 · form4-07012026_080713.xml · nonDerivative · entry 1

Hackman Jeffrey S. · CIK 0001926254 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,984

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

Read SEC document
June 10, 2026 Filed Jun 10, 2026 21:26 UTC
Islam KhalidDirector
GrantStock Option · Derivative 25,000 $8.70 Strike: $8.70 $217,500.00
Disclosure

SEC source: 0001701858-26-000002 · form4-06102026_090631.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Shares · 25,000 shares

Expires 2036-06-10

F1 · security: On June 10, 2026, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

Read SEC document
June 10, 2026 Filed Jun 10, 2026 21:24 UTC GrantStock Option · Derivative 20,000 $8.70 Strike: $8.70 $174,000.00
Disclosure

SEC source: 0001185945-26-000004 · form4-06102026_090645.xml · derivative · entry 1

RALLIS CHRIS A · CIK 0001185945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common shares · 20,000 shares

Expires 2036-06-10

F1 · security: On June 10, 2026, Chris Rallis was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

Read SEC document
June 10, 2026 Filed Jun 10, 2026 21:50 UTC GrantStock Option · Derivative 20,000 $8.70 Strike: $8.70 $174,000.00
Disclosure

SEC source: 0001589776-26-000002 · form4-06102026_090632.xml · derivative · entry 1

Brughera Marco Maria · CIK 0001589776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,545

Underlying: Common shares · 20,000 shares

Expires 2036-06-10

F1 · security: On June 10, 2026, Marco Brughera was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

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June 10, 2026 Filed Jun 10, 2026 21:27 UTC
Cook Jodi ADirector
GrantStock Options · Derivative 20,000 $8.70 Strike: $8.70 $174,000.00
Disclosure

SEC source: 0001791004-26-000002 · form4-06102026_090632.xml · derivative · entry 1

Cook Jodi A · CIK 0001791004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Shares · 20,000 shares

Expires 2036-06-10

F1 · security: On June 10, 2026, Jodi Cook was granted a non-qualified stock option to purchase 20,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

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June 01, 2026 Filed Jun 2, 2026 20:05 UTC
Raykov RostyDirector
Exercise / conversionStock Options · Derivative 15,597 $2.45 Strike: $2.45 $38,212.65
Disclosure

SEC source: 0001468316-26-000015 · form4-06022026_040601.xml · derivative · entry 4

Raykov Rosty · CIK 0001468316 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,556,195

Underlying: options · 15,597 shares

Expires 2026-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents options exercised pursuant to a 10b5-1 plan adopted on September 19, 2025.

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June 01, 2026 Filed Jun 2, 2026 20:05 UTC
Raykov RostyDirector
SaleCommon shares 9,747 $9.62 $93,766.14
Disclosure

SEC source: 0001468316-26-000015 · form4-06022026_040601.xml · nonDerivative · entry 3

Raykov Rosty · CIK 0001468316 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,079

F3 · security: Shares sold to satisfy tax obligation on option exercise pursuant to a 10b5-1 plan adopted on September 19, 2025.

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June 01, 2026 Filed Jun 2, 2026 20:05 UTC
Raykov RostyDirector
Exercise / conversionCommon shares 15,597 $2.45 $38,212.65
Disclosure

SEC source: 0001468316-26-000015 · form4-06022026_040601.xml · nonDerivative · entry 2

Raykov Rosty · CIK 0001468316 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Shares acquired through the exercise of an option pursuant to a 10b5-1 plan adopted on September 19, 2025.

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May 31, 2026 Filed Jun 1, 2026 20:05 UTC
Sayad Pierre SargisChief Medical Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043395-26-000006 · form4-06012026_040605.xml · nonDerivative · entry 1

Sayad Pierre Sargis · CIK 0002043395 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,015

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

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May 31, 2026 Filed Jun 1, 2026 20:05 UTC
Cioffi Christiana MarieChief Strategy Officer
GrantCommon shares 156 $0.00 $0.00
Disclosure

SEC source: 0002043411-26-000008 · form4-06012026_040609.xml · nonDerivative · entry 1

Cioffi Christiana Marie · CIK 0002043411 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,176

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

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May 31, 2026 Filed Jun 1, 2026 20:05 UTC
Evans Terry LChief Commercial Officer
GrantCommon Shares 168 $0.00 $0.00
Disclosure

SEC source: 0002043317-26-000006 · form4-06012026_040607.xml · nonDerivative · entry 1

Evans Terry L · CIK 0002043317 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,015

F1 · security: Represents shares released from restriction from shares awarded 3/28/2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.