FDS

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 11

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403

F5 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 934, the per share sales prices ranged from $243.00 to $243.13. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 10

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337

F4 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 300, the per share sales prices ranged from $242.67 to $243.47. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 9

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,637

F3 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 920, the per share sales prices ranged from $241.52 to $242.49. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 8

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,557

F2 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 700, the per share sales prices ranged from $240.32 to $241.30. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 7

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,257

F1 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 800, the per share sales prices ranged from $239.14 to $240.13. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 6

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 5

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 4

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 3

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 2

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-006063 · rdgdoc.xml · nonDerivative · entry 1

Robie Robert J. · CIK 0001752592 · EVP, Head of Trading&Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-003955 · rdgdoc.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Common Stock · 1,182 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 1, 2011 and vest over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001437749-19-003955 · rdgdoc.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019 in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001437749-19-003955 · rdgdoc.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-011412 · rdgdoc.xml · nonDerivative · entry 1

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

F1 · shares: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-19-014294 · rdgdoc.xml · nonDerivative · entry 1

Viens Daniel · CIK 0001759414 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,972

F1 · shares: Shares acquired through the FactSet Research Systems, Inc. Employee Stock Purchase Plan.

SEC source: 0001437749-19-001792 · rdgdoc.xml · derivative · entry 3

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365

Underlying: FactSet Common Stock · 1,182 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 1, 2011 and vest over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001437749-19-001792 · rdgdoc.xml · nonDerivative · entry 2

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019 in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.

SEC source: 0001437749-19-001792 · rdgdoc.xml · nonDerivative · entry 1

Snow Frederick Philip · CIK 0001611324 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-001444 · rdgdoc.xml · derivative · entry 4

HADLEY PHILIP A · CIK 0001166908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,564 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on November 1, 2012 and vest over a 5 year period with 40% exercisable two years after the grant date and the remainder vesting at a rate of 1.67% per month thereafter.

F3 · derivative.expiration_date: Mr. Hadley ceased to be an employee of FactSet Research Systems Inc. (the "Company") on November 1, 2018, but will remain as the Chairman of the Board. As Mr. Hadley is no longer an employee of the Company, his options expire 90 days from separation, consistent with the FactSet Research Systems Inc. Stock Option and Award Plan, as Amended and Restated.

SEC source: 0001437749-19-001444 · rdgdoc.xml · derivative · entry 3

HADLEY PHILIP A · CIK 0001166908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,016 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on November 1, 2011 and vest over a 5 year period with 20% exercisable one year after the grant date and the remainder vesting at a rate of 1.67% per month thereafter.

F3 · derivative.expiration_date: Mr. Hadley ceased to be an employee of FactSet Research Systems Inc. (the "Company") on November 1, 2018, but will remain as the Chairman of the Board. As Mr. Hadley is no longer an employee of the Company, his options expire 90 days from separation, consistent with the FactSet Research Systems Inc. Stock Option and Award Plan, as Amended and Restated.

SEC source: 0001437749-19-001444 · rdgdoc.xml · nonDerivative · entry 2

HADLEY PHILIP A · CIK 0001166908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-001444 · rdgdoc.xml · nonDerivative · entry 1

HADLEY PHILIP A · CIK 0001166908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-001014 · rdgdoc.xml · derivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001015 · rdgdoc.xml · derivative · entry 1

ZIMMEL JOSEPH · CIK 0001171720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001013 · rdgdoc.xml · derivative · entry 1

MCGONIGLE JAMES J · CIK 0001174501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001012 · rdgdoc.xml · derivative · entry 1

Jordan Sheila B · CIK 0001676720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001011 · rdgdoc.xml · derivative · entry 1

HADLEY PHILIP A · CIK 0001166908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001010 · rdgdoc.xml · derivative · entry 1

Frank Malcolm · CIK 0001541806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001009 · rdgdoc.xml · derivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-001008 · rdgdoc.xml · derivative · entry 1

BILLEADEAU SCOTT A · CIK 0001164867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Underlying: Common Stock · 2,572 shares

Expires 2026-01-15

F1 · derivative.exercise_date: Options granted to non-employee Directors cliff vest 100% after three years from the date the options were granted.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 18

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,425

Underlying: Common Stock · 3,608 shares

Expires 2027-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Options granted on July 6, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 17

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

Underlying: Common Stock · 800 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Options granted on May 1, 2015 vest over a 5 year period with 60% exercisable three years after the grant date and the remaining 40% vesting five years after the grant date.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 16

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737

Underlying: Common Stock · 1,827 shares

Expires 2026-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Options granted on November 1, 2016 vest 20% annually on the anniversary date of the grant and are fully vested after five years.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 15

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common Stock · 1,990 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options granted on November 3, 2014 vest over a 5 year period with 60% exercisable three years after the grant date and the remaining 40% vesting five years after the grant date.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 14

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options granted on November 1, 2011 vest over a 5 year period with 20% exercisable one year after the grant date and the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 13

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 612 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options granted on November 1, 2012 vest over a 5 year period with 20% exercisable one year after the grant date and the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001437749-19-000994 · rdgdoc.xml · derivative · entry 12

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted on November 1, 2012 vest over a 5 year period with 40% exercisable two years after the grant date and the remainder vesting at a rate of 1.67% per month thereafter.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 11

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

F3 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 310, the per share sales prices ranged from $205.38 to $205.51. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 10

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 9

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

F2 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 3,025, the per share sales prices ranged from $206.10 to $206.48. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 8

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865

F1 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 6,094, the per share sales prices ranged from $205.10 to $206.09. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 7

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 6

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 5

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 4

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 3

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 2

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000994 · rdgdoc.xml · nonDerivative · entry 1

Wiseman John W. · CIK 0001706225 · EVP, Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000652 · rdgdoc.xml · derivative · entry 4

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on January 13, 2012 and vest 20% annually on the anniversary date of the grant and are fully vested after five years.