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Nasdaq · USD

FDBC

FIDELITY D & D BANCORP INC

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5929
SEC CIK
0001098151
Parsed reports
328

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202530
Dec 202520
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202610
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 8, 2018 17:38 UTC
O'Brien Timothy PSR EVP & CLO
GrantCommon Stock, Restricted 1,545 $49.50 $76,477.50
Disclosure

SEC source: 0001675689-18-000003 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,643.1866

F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.

F2 · security: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 17:24 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GrantStock Appreciation Rights · Derivative 10,720 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001675689-18-000002 · primary_doc.xml · derivative · entry 2

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 10,720 shares

Expires 2028-02-05

F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 17:24 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GrantCommon Stock, Restricted 2,973 $49.50 $147,163.50
Disclosure

SEC source: 0001675689-18-000002 · primary_doc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,869.2366

F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.

F2 · security: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 17:04 UTC GrantStock Appreciation Rights · Derivative 5,740 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001675689-18-000001 · primary_doc.xml · derivative · entry 2

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,685

Underlying: Common Stock · 5,740 shares

Expires 2028-02-05

F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 17:04 UTC GrantCommon Stock, Restricted 1,592 $49.50 $78,804.00
Disclosure

SEC source: 0001675689-18-000001 · primary_doc.xml · nonDerivative · entry 1

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,576.5624

F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.

F2 · security: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 17:34 UTC Exercise / conversionCommon Stock · Derivative 3,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001515690-17-000035 · primary_doc.xml · derivative · entry 3

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 17:34 UTC SaleCommon Stock 3,000 $43.75 $131,250.00
Disclosure

SEC source: 0001515690-17-000035 · primary_doc.xml · nonDerivative · entry 2

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,072.6361

Read SEC document
December 11, 2017 Filed Dec 12, 2017 17:34 UTC Exercise / conversionCommon Stock 3,000 $19.27 $57,810.00
Disclosure

SEC source: 0001515690-17-000035 · primary_doc.xml · nonDerivative · entry 1

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,072.6361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Feb 13, 2020 21:14 UTC
CALI BRIAN JDirector
PurchaseCommon Stock 212.24 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000026 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,258.2781

F1 · date: First dividend reinvestment purchase date. See footnote 2 a for complete list of dates.

F2 · price: Purchase of dividend reinvestment shares at three (3) brokers as follows (Date Shares/Price per share): Broker (1)- 12/6/17 0.23/$43.04 & 2.763/$43.00, 3/7/18 2.415/$49.49, 6/6/18 2.044/$58.76, 9/6/18 2.027/$59.49, 12/8/18 2.057/$63.76, 3/6/19 2.311/$56.99, 6/6/19 2.151/61.51, 9/6/19 2.286/$58.12 & 12/08/19 2.146/$66.97. Broker (2)- 3/9/18 23.177/$49.30, 6/8/18 19.137/$60.00, 9/10/18 19.5/$59.12, 12/10/18 20.47/$61.26, 3/8/19 22.49/$55.99, 6/10/19 19.877/$63.65, 9/10/19 21.894/$58.09, 12/10/19 20.347/$67.53. Broker (3)- 6/8/18 3.287/$60.60, 9/10/18 3.385/$59.08, 12/10/18 3.559/$61.12, 3/8/19 3.902/$55.98, 6/10/19 3.449/$63.63, 9/10/19 3.804/$57.93 & 12/10/19 3.532/$67.49.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:24 UTC
O'Brien Timothy PSr EVP & CLO
SaleCommon Stock 625 $40.75 $25,468.75
Disclosure

SEC source: 0001515690-17-000034 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784.9005

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:37 UTC
O'Brien Timothy PSr EVP & CLO
Exercise / conversionCommon Stock · Derivative 1,500 $0.00 Strike: $17.37 $0.00
Disclosure

SEC source: 0001515690-17-000033 · primary_doc.xml · derivative · entry 4

O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:37 UTC
O'Brien Timothy PSr EVP & CLO
SaleCommon Stock 1,500 $39.00 $58,500.00
Disclosure

SEC source: 0001515690-17-000033 · primary_doc.xml · nonDerivative · entry 3

O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,409.9005

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:37 UTC
O'Brien Timothy PSr EVP & CLO
Exercise / conversionCommon Stock 1,500 $17.37 $26,055.00
Disclosure

SEC source: 0001515690-17-000033 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,909.9005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:04 UTC
CALI BRIAN JDirector
PurchaseCommon Stock 1,765 $34.00 $60,010.00
Disclosure

SEC source: 0001675689-17-000001 · primary_doc.xml · nonDerivative · entry 3

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR BRIAN J CALI ATTY AT LAW SELF EMP RETIREMENT PLAN FBO BRIAN J CALI

Disclosed balance after: 330,250.784

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:04 UTC
CALI BRIAN JDirector
PurchaseCommon Stock 1,811 $34.00 $61,574.00
Disclosure

SEC source: 0001675689-17-000001 · primary_doc.xml · nonDerivative · entry 2

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR UA 10/09/95 SAMUEL C CALI GST EXEMPT RESIDUARY TRUST

Disclosed balance after: 328,485.784

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:04 UTC
CALI BRIAN JDirector
PurchaseCommon Stock 3,576 $34.00 $121,584.00
Disclosure

SEC source: 0001675689-17-000001 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,674.784

Read SEC document
October 30, 2017 Filed Nov 14, 2017 17:25 UTC Amendment
CALI BRIAN JDirector
PurchaseCommon Stock 1,765 $34.00 $60,010.00
Disclosure

SEC source: 0001515690-17-000030 · primary_doc.xml · nonDerivative · entry 3

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR SELF EMPLOYED RETIREMENT PLAN FBO BRIAN J CALI

Disclosed balance after: 67,028.512

F3 · security: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

F3 · shares: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

Read SEC document
October 30, 2017 Filed Nov 14, 2017 17:25 UTC Amendment
CALI BRIAN JDirector
PurchaseCommon Stock 1,811 $34.00 $61,574.00
Disclosure

SEC source: 0001515690-17-000030 · primary_doc.xml · nonDerivative · entry 2

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR UA 10/09/95 SAMUEL C CALI GST EXEMPT RESIDUARY TRUST

Disclosed balance after: 65,496.651

F2 · security: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

F2 · shares: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

Read SEC document
October 30, 2017 Filed Nov 14, 2017 17:25 UTC Amendment
CALI BRIAN JDirector
PurchaseCommon Stock 3,576 $34.00 $121,584.00
Disclosure

SEC source: 0001515690-17-000030 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,650.688

F1 · security: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

F1 · shares: On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership

Read SEC document
September 28, 2017 Filed Feb 14, 2020 19:43 UTC OtherCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000029 · primary_doc.xml · nonDerivative · entry 2

MCDONALD MICHAEL J · CIK 0001249653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 31,525.9551

F4 · kind: Shares acquired as a result of the 9/28/2017 three-for-two stock split effected in the form of a fifty percent (50%) stock dividend.

F5 · price: Price is not applicable. Shares acquired from a stock split.

Read SEC document
September 28, 2017 Filed Feb 14, 2020 19:43 UTC OtherCommon Stock 2,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000029 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MICHAEL J · CIK 0001249653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,052.5517

F1 · date: Date of the most current stock split. See footnote for Transaction Code for a complete list of dates.

F2 · kind: Shares acquired as a result of the 9/28/2017 three-for-two stock split effected in the form of a fifty percent (50%) stock dividend, a February 15, 2006, ten percent (10%) stock dividend and a September 10, 2005, three-for-two stock split effected in the form of a fifty percent (50%) stock dividend.

F3 · price: Price is not applicable. Shares acquired from a stock dividend and splits.

Read SEC document
September 28, 2017 Filed Feb 14, 2020 14:29 UTC OtherCommon Stock 2,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000028 · primary_doc.xml · nonDerivative · entry 2

DEMPSEY PATRICK J · CIK 0001249645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 86,314.2627

F1 · kind: Additional shares acquired as a result of the 9/28/2017 three-for-two stock split effected in the form of a fifty percent (50%) stock dividend.

F2 · price: Price not applicable. Shares acquired as a result of the 9/28/2017 three-for-two stock split effected in the form of a fifty percent (50%) stock dividend.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 19:13 UTC PurchaseCommon Stock 180 $50.00 $9,000.00
Disclosure

SEC source: 0001515690-17-000029 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,441.597

Read SEC document
September 26, 2017 Filed Sep 26, 2017 19:06 UTC
DEMPSEY PATRICK JDirector · Chairman of the Board
PurchaseCommon Stock 55 $50.00 $2,750.00
Disclosure

SEC source: 0001515690-17-000028 · primary_doc.xml · nonDerivative · entry 1

DEMPSEY PATRICK J · CIK 0001249645 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Karen Dempsey spouse

Disclosed balance after: 74,372.5425

Read SEC document
September 26, 2017 Filed Nov 27, 2017 20:34 UTC Amendment
DEMPSEY PATRICK JDirector · Chairman of the Board
PurchaseCommon Stock 55 $50.00 $2,750.00
Disclosure

SEC source: 0001515690-17-000032 · primary_doc.xml · nonDerivative · entry 1

DEMPSEY PATRICK J · CIK 0001249645 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse Karen Dempsey

Disclosed balance after: 55,516.2132

F1 · security: On the original 9-26-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership.

Read SEC document
September 26, 2017 Filed Nov 27, 2017 20:13 UTC Amendment PurchaseCommon Stock 180 $50.00 $9,000.00
Disclosure

SEC source: 0001515690-17-000031 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,914.814

F1 · security: On the original 9-26-17 Form 4 filing the Table I column 5 numbers of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 14:36 UTC
COGNETTI JOHN TDirector · Secretary
Exercise / conversionStock Options · Derivative 1,981 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000027 · primary_doc.xml · derivative · entry 2

COGNETTI JOHN T · CIK 0001249643 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,981 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 14:36 UTC
COGNETTI JOHN TDirector · Secretary
Exercise / conversionCommon Stock 1,981 $28.90 $57,250.90
Disclosure

SEC source: 0001515690-17-000027 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,917.6759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 12, 2017 19:35 UTC
MCDONALD MICHAEL JDirector · Vice Chairman of the Board
Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000026 · primary_doc.xml · derivative · entry 2

MCDONALD MICHAEL J · CIK 0001249653 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 12, 2017 19:35 UTC
MCDONALD MICHAEL JDirector · Vice Chairman of the Board
Exercise / conversionCommon Stock 2,500 $28.90 $72,250.00
Disclosure

SEC source: 0001515690-17-000026 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MICHAEL J · CIK 0001249653 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,577.8811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:17 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000025 · primary_doc.xml · derivative · entry 2

TRESSLER DAVID L · CIK 0001249654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:17 UTC Exercise / conversionCommon Stock 2,500 $28.90 $72,250.00
Disclosure

SEC source: 0001515690-17-000025 · primary_doc.xml · nonDerivative · entry 1

TRESSLER DAVID L · CIK 0001249654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,222.7389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 29, 2017 17:51 UTC
MCDONALD MARY EDirector · Assistant Secretary
Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000024 · primary_doc.xml · derivative · entry 2

MCDONALD MARY E · CIK 0001249652 · Director · Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 29, 2017 17:51 UTC
MCDONALD MARY EDirector · Assistant Secretary
Exercise / conversionCommon Stock 2,500 $28.90 $72,250.00
Disclosure

SEC source: 0001515690-17-000024 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MARY E · CIK 0001249652 · Director · Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,159.2763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2017 Filed Aug 28, 2017 19:43 UTC PurchaseCommon Stock 180 $50.00 $9,000.00
Disclosure

SEC source: 0001515690-17-000023 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,990.0172

Read SEC document
August 28, 2017 Filed Aug 28, 2017 19:38 UTC
DEMPSEY PATRICK JDirector · Chairman
PurchaseCommon Stock 55 $50.00 $2,750.00
Disclosure

SEC source: 0001515690-17-000022 · primary_doc.xml · nonDerivative · entry 1

DEMPSEY PATRICK J · CIK 0001249645 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Karen Dempsey spouse

Disclosed balance after: 73,873.0612

Read SEC document
August 07, 2017 Filed Aug 8, 2017 18:37 UTC
CALI BRIAN JDirector
Exercise / conversionStock Options · Derivative 1,500 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000021 · primary_doc.xml · derivative · entry 3

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 18:37 UTC
CALI BRIAN JDirector
Exercise / conversionCommon Stock 1,000 $28.90 $28,900.00
Disclosure

SEC source: 0001515690-17-000021 · primary_doc.xml · nonDerivative · entry 2

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR BRIAN J CALI ATTY AT LAW SELF EMP RETIREMENT PLAN FBO BRIAN J CALI

Disclosed balance after: 208,854.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 18:37 UTC
CALI BRIAN JDirector
Exercise / conversionCommon Stock 500 $28.90 $14,450.00
Disclosure

SEC source: 0001515690-17-000021 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR UA 10/09/95 SAMUEL C CALI GST EXEMPT RESIDUARY TRUST

Disclosed balance after: 207,854.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 17:48 UTC PurchaseCommon Stock 53.9552 $46.33 $2,499.74
Disclosure

SEC source: 0001515690-17-000020 · primary_doc.xml · nonDerivative · entry 2

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas O'Donnell cust Megan UGMP PA

Disclosed balance after: 43,810.0172

Read SEC document
July 05, 2017 Filed Jul 6, 2017 17:48 UTC PurchaseCommon Stock 53.9552 $46.33 $2,499.74
Disclosure

SEC source: 0001515690-17-000020 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas O'Donnell cust Sarah UGMP PA

Disclosed balance after: 43,756.062

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:14 UTC PurchaseCommon Stock 59.6705 $41.90 $2,500.19
Disclosure

SEC source: 0001515690-17-000019 · primary_doc.xml · nonDerivative · entry 2

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas O'Donnell cust Megan UGMP PA

Disclosed balance after: 43,426.1181

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April 06, 2017 Filed Apr 10, 2017 20:14 UTC PurchaseCommon Stock 59.6705 $41.90 $2,500.19
Disclosure

SEC source: 0001515690-17-000019 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Thomas O'Donnell cust Sarah UGMP PA

Disclosed balance after: 43,366.4476

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February 21, 2017 Filed Feb 23, 2017 15:29 UTC Exercise / conversionStock Options · Derivative 519 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001515690-17-000018 · primary_doc.xml · derivative · entry 2

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981

Underlying: Common Stock · 519 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2017 Filed Feb 23, 2017 15:29 UTC Exercise / conversionCommon Stock 519 $28.90 $14,999.10
Disclosure

SEC source: 0001515690-17-000018 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902.7809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 17, 2017 Filed Feb 21, 2017 20:59 UTC
CALI BRIAN JDirector
PurchaseCommon Stock 1,905 $38.00 $72,390.00
Disclosure

SEC source: 0001515690-17-000017 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BRIAN J CALI TR SAMUEL C CALI GST EXEMPT RESIDUARY TRUST

Disclosed balance after: 204,677.0492

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February 16, 2017 Filed Feb 17, 2017 19:21 UTC
O'Brien Timothy PSr. EVP & CLO
GiftCommon Stock 350 $39.55 $13,842.50
Disclosure

SEC source: 0001515690-17-000016 · primary_doc.xml · nonDerivative · entry 2

O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Indirect · Debbie M. O'Brien Spouse

Disclosed balance after: 5,084.8604

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February 16, 2017 Filed Feb 17, 2017 19:21 UTC
O'Brien Timothy PSr. EVP & CLO
GiftCommon Stock 350 $39.55 $13,842.50
Disclosure

SEC source: 0001515690-17-000016 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734.8604

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February 13, 2017 Filed Feb 13, 2017 20:50 UTC
O'Brien Timothy PSr EVP & CLO
SaleCommon Stock 1,000 $39.85 $39,850.00
Disclosure

SEC source: 0001515690-17-000015 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084.8604

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February 07, 2017 Filed Feb 9, 2017 21:01 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GrantStock Appreciation Rights · Derivative 4,441 $0.00 Strike: $39.25 $0.00
Disclosure

SEC source: 0001515690-17-000010 · primary_doc.xml · derivative · entry 2

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,234.0151

Underlying: Common Stock · 4,441 shares

Expires 2027-02-07

F1 · security: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3 % vesting per year

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.