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Nasdaq · USD

FDBC

FIDELITY D & D BANCORP INC

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5929
SEC CIK
0001098151
Parsed reports
328

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202520
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2020 Filed May 27, 2020 13:52 UTC
MCDONALD MICHAEL JDirector · Vice Chairman
PurchaseCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000042 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MICHAEL J · CIK 0001249653 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,802.5517

F1 · price: Share lots and prices are as follows: 34 shares at $38.15, 266 shares at $38.25, 498 shares at $38.50 and 202 shares at $39.00.

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May 14, 2020 Filed May 14, 2020 19:43 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stcok 1,000 $32.00 $32,000.00
Disclosure

SEC source: 0001675689-20-000041 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,862.0141

Read SEC document
May 13, 2020 Filed May 13, 2020 20:21 UTC
SANTANIELLO DANIEL JDirector · President & CEO
PurchaseCommon Stock 1,000 $32.23 $32,230.00
Disclosure

SEC source: 0001675689-20-000040 · primary_doc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,076.232

Read SEC document
May 04, 2020 Filed May 6, 2020 13:58 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 1,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000036 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,862.0141

F1 · price: Purchased 500 shares at $35.53 per share, 120 shares at $36.00 per share and 750 shares at $37.72 per share.

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March 10, 2020 Filed Mar 11, 2020 19:11 UTC
COGNETTI JOHN TDirector · Secretary
PurchaseCommon Stock 5.623 $52.74 $296.53
Disclosure

SEC source: 0001675689-20-000034 · primary_doc.xml · nonDerivative · entry 2

COGNETTI JOHN T · CIK 0001249643 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 7,272.733

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:02 UTC PurchaseCommon Stock 0.516 $52.75 $27.22
Disclosure

SEC source: 0001675689-20-000033 · primary_doc.xml · nonDerivative · entry 1

Joyce William J. Sr. · CIK 0001799381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147.719

Read SEC document
March 10, 2020 Filed Feb 11, 2021 16:38 UTC
CALI BRIAN JDirector · Chairman of the Board
PurchaseCommon Stock 19.928 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-21-000005 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,004.7955

F1 · date: First dividend reinvestment purchase date in 2020. See footnote 2 for complete listing.

F2 · price: Dividend reinvestment purchases at broker for 2020: 03/10/20 4.539 shares at $52.734 per share, 06/10/20 6.184 shares at $38.911 per share, 09/10/20 5.087 shares at $47.645 per share and 12/10/20 4.118 shares at $63.439 per share.

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March 04, 2020 Filed Mar 4, 2020 20:29 UTC PurchaseCommon Stock 200 $53.00 $10,600.00
Disclosure

SEC source: 0001675689-20-000031 · primary_doc.xml · nonDerivative · entry 1

Joyce William J. Sr. · CIK 0001799381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147.203

Read SEC document
March 04, 2020 Filed Mar 5, 2020 16:08 UTC
CALI BRIAN JDirector · Chairman of the Board
SaleCommon Stock 0.43 $54.79 $23.56
Disclosure

SEC source: 0001675689-20-000032 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,492.0141

F1 · kind: Transfer of shares to direct ownership. Fractional share was not able to be transferred resulting in a sale.

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March 04, 2020 Filed Feb 4, 2021 20:22 UTC Amendment PurchaseCommon Stock 85 $53.00 $4,505.00
Disclosure

SEC source: 0001675689-21-000002 · primary_doc.xml · nonDerivative · entry 1

Joyce William J. Sr. · CIK 0001799381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032.203

F1 · shares: Due to an administrative error, the amount of shares purchased was incorrectly disclosed on the 3/4/2020 filing. This amendment corrects the number of shares purchased from 200 to 85.

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March 02, 2020 Filed Mar 2, 2020 21:13 UTC
O'Brien Timothy PSr. EVP & CLO of Bank
PurchaseCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000030 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO of Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,631.561

F1 · price: 101 shares purchased at $50.99 per share and 399 shares purchased at $54.25 per share.

Read SEC document
February 13, 2020 Filed Feb 13, 2020 22:26 UTC SaleCommon Stock 240 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000027 · primary_doc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · EVP & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241.9573

F1 · kind: Sale to cover tax liability

F2 · price: 200 shares at $57.389 per share, 38 shares at $57.490 per share and 2 shares at $57.320 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:38 UTC
CALI BRIAN JDirector
SaleCommon Stock 0.834 $57.16 $47.67
Disclosure

SEC source: 0001675689-20-000015 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,007.4441

F1 · kind: Transfer of shares to direct ownership. Unable to transfer fractional shares, resulting in a sale.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 19:52 UTC GrantCommon Stock, Restricted 1,161 $56.63 $65,747.43
Disclosure

SEC source: 0001675689-20-000011 · primary_doc.xml · nonDerivative · entry 1

DEFRANCESCO SALVATORE R JR · CIK 0001249656 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,756.2072

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:24 UTC
O'Brien Timothy PSr. EVP & CLO
GrantCommon Stock, Restricted 1,058 $56.63 $59,914.54
Disclosure

SEC source: 0001675689-20-000014 · primary_doc.xml · nonDerivative · entry 1

O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,131.561

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:17 UTC GrantCommon Stock, Restricted 1,130 $56.63 $63,991.90
Disclosure

SEC source: 0001675689-20-000013 · primary_doc.xml · nonDerivative · entry 1

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116.2212

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:01 UTC
SANTANIELLO DANIEL JDirector · President & CEO
GrantCommon Stock, Restricted 1,987 $56.63 $112,523.81
Disclosure

SEC source: 0001675689-20-000012 · primary_doc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,633.3253

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:12 UTC
CALI BRIAN JDirector
GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000002 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,008.2781

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 19:43 UTC GrantCommon Stock, Restricted 991 $56.63 $56,120.33
Disclosure

SEC source: 0001675689-20-000010 · primary_doc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · EVP & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379.3812

F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 17:09 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000009 · primary_doc.xml · nonDerivative · entry 1

TRESSLER DAVID L · CIK 0001249654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,489.6999

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 17:00 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000008 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,269.3347

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:48 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000007 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MARY E · CIK 0001249652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,388.4144

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:43 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000006 · primary_doc.xml · nonDerivative · entry 1

MCDONALD MICHAEL J · CIK 0001249653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,802.5517

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:35 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000005 · primary_doc.xml · nonDerivative · entry 1

Lettieri Richard J · CIK 0001552582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,978.496

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:28 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000004 · primary_doc.xml · nonDerivative · entry 1

DEMPSEY PATRICK J · CIK 0001249645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,994.3854

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:21 UTC GrantCommon Stock, Restricted 750 $56.63 $42,472.50
Disclosure

SEC source: 0001675689-20-000003 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,808

F1 · security: The award shall be fully vested at the end of a three year vesting schedule subject to one third each year or a thirty three and one third percent vesting period per year.

Read SEC document
January 01, 2020 Filed Feb 11, 2021 16:05 UTC
COGNETTI JOHN TDirector · Secretary
OtherCommon Stock 2,091.797 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-21-000003 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 5,200

F1 · kind: Shares were removed from ownership total because adult children no longer reside at reporting person's household.

F2 · price: Price not reportable as shares were removed from ownership total because adult children no longer reside at reporting person's household.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 18:03 UTC SaleCommon Stock 1,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000015 · primary_doc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · EVP & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372.0987

F1 · date: Sales occurred on 8/16/2019, 8/19/2019 and 8/20/2019

F2 · price: 8/16/2019- 97 shares at $59.85/share, 2 shares at $59.71/share, 100 shares at $59.64/share and 201 shares at $59.60/share. 8/19/2019- 300 shares at $60.00/share. 8/20/19- 100 shares at $59.70/share, 10 shares at $59.90/share, 100 shares at $59.85/share, 190 shares at $59.75/share and 95 shares at $59.60/share.

Read SEC document
July 19, 2019 Filed Feb 13, 2020 19:34 UTC SaleCommon Stock 0.9456 $66.72 $63.09
Disclosure

SEC source: 0001675689-20-000024 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,519.3347

Read SEC document
July 17, 2019 Filed Feb 13, 2020 19:34 UTC SaleCommon Stock 0.96 $66.72 $64.05
Disclosure

SEC source: 0001675689-20-000024 · primary_doc.xml · nonDerivative · entry 2

O'Donnell Kristin D · CIK 0001552431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 36,967.8976

Read SEC document
July 15, 2019 Filed Feb 13, 2020 20:38 UTC SaleCommon Stock 0.579 $66.75 $38.65
Disclosure

SEC source: 0001675689-20-000025 · primary_doc.xml · nonDerivative · entry 5

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 7,236.242

Read SEC document
July 11, 2019 Filed Feb 13, 2020 20:38 UTC SaleCommon Stock 0.936 $65.85 $61.64
Disclosure

SEC source: 0001675689-20-000025 · primary_doc.xml · nonDerivative · entry 3

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 7,193.644

Read SEC document
June 10, 2019 Filed Jun 11, 2019 14:57 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 4,654 $62.75 $292,038.50
Disclosure

SEC source: 0001675689-19-000014 · primary_doc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.8035

Read SEC document
June 10, 2019 Filed Jun 11, 2019 14:07 UTC SaleCommon Stock 350 $62.75 $21,962.50
Disclosure

SEC source: 0001675689-19-000013 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,616

Read SEC document
May 30, 2019 Filed May 30, 2019 18:06 UTC GiftCommon Stock 420 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000012 · primary_doc.xml · nonDerivative · entry 1

Lettieri Richard J · CIK 0001552582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,138.6078

F1 · price: Bona fide gift.

Read SEC document
May 28, 2019 Filed Feb 13, 2020 17:55 UTC GiftCommon Stock 36 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000023 · primary_doc.xml · nonDerivative · entry 1

TRESSLER DAVID L · CIK 0001249654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,739.6999

F1 · price: Bona fide gift

Read SEC document
May 21, 2019 Filed May 22, 2019 14:21 UTC SaleCommon Stock 110 $60.14 $6,615.40
Disclosure

SEC source: 0001675689-19-000011 · primary_doc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · EVP & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547.8536

F1 · shares: Sale to cover tax liability.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 13:21 UTC SaleCommon Stock 675 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000010 · primary_doc.xml · nonDerivative · entry 1

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,966

F1 · price: Sale of 6 shares at $60.00 per share and 669 shares at $59.49 per share.

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March 19, 2019 Filed Mar 20, 2019 19:36 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 27 $60.95 $1,645.65
Disclosure

SEC source: 0001675689-19-000008 · primary_doc.xml · nonDerivative · entry 2

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,125.8687

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:36 UTC
SANTANIELLO DANIEL JDirector · President & CEO
SaleCommon Stock 5,319 $60.95 $324,193.05
Disclosure

SEC source: 0001675689-19-000008 · primary_doc.xml · nonDerivative · entry 1

SANTANIELLO DANIEL J · CIK 0001249657 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,152.8687

Read SEC document
March 08, 2019 Filed Feb 13, 2020 20:38 UTC PurchaseCommon Stock 43.177 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000025 · primary_doc.xml · nonDerivative · entry 4

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 7,236.821

F3 · date: First dividend reinvestment purchase date in 2019. See footnote 4 for complete listing.

F4 · price: Dividend Reinvestment purchases at Broker for 2019: 3/8/19 +22.918 shares at $57.46 per share and 6/10/19 +20.259 shares at $63.63 per share.

Read SEC document
March 08, 2019 Filed Feb 13, 2020 20:38 UTC PurchaseCommon Stock 1.933 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-20-000025 · primary_doc.xml · nonDerivative · entry 2

COGNETTI JOHN T · CIK 0001249643 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse and children

Disclosed balance after: 7,194.58

F1 · date: First dividend reinvestment purchase date in 2019. See footnote 2 for complete listing.

F2 · price: Dividend Reinvestment purchases at Broker for 2019: 3/8/19 +1.026 shares at $57.46 per share and 6/10/19 +0.907 of a share at $57.73.

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March 06, 2019 Filed Mar 8, 2019 20:15 UTC
CALI BRIAN JChairman of the Board
SaleCommon Stock 2,620 $57.00 $149,340.00
Disclosure

SEC source: 0001515690-19-000011 · primary_doc.xml · nonDerivative · entry 1

CALI BRIAN J · CIK 0001249639 · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,480.3957

Read SEC document
February 12, 2019 Filed Feb 12, 2019 19:43 UTC SaleCommon Stock 255 $60.24 $15,361.20
Disclosure

SEC source: 0001675689-19-000006 · primary_doc.xml · nonDerivative · entry 1

Pacyna Michael J Jr · CIK 0001639793 · EVP & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,542.1781

F1 · shares: Sale to cover tax liability.

Read SEC document
February 12, 2019 Filed Feb 12, 2019 17:38 UTC SaleCommon Stock 298 $60.24 $17,951.52
Disclosure

SEC source: 0001675689-19-000005 · primary_doc.xml · nonDerivative · entry 3

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,838.6971

F5 · shares: Sale to cover tax liability.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:11 UTC SaleCommon Stock 1,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000007 · primary_doc.xml · nonDerivative · entry 1

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873.6971

F1 · date: Sold as follows: 56 shares at $59.84 on 2/12/19, 50 shares at $59.80 on 2/13/19 and 1,859 shares at $58.37 on 2/14/19

F1 · price: Sold as follows: 56 shares at $59.84 on 2/12/19, 50 shares at $59.80 on 2/13/19 and 1,859 shares at $58.37 on 2/14/19

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:11 UTC
O'Brien Timothy PSR EVP & CLO
GiftCommon Stock 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000004 · primary_doc.xml · nonDerivative · entry 3

O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 1,592.8087

F3 · price: Bona fide gift

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:11 UTC
O'Brien Timothy PSR EVP & CLO
GiftCommon Stock 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001675689-19-000004 · primary_doc.xml · nonDerivative · entry 2

O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,556.8258

F3 · price: Bona fide gift

Read SEC document
February 11, 2019 Filed Feb 12, 2019 17:38 UTC Exercise / conversionStock Appreciation Rights · Derivative 3,059 $21.60 Strike: $60.44 $66,074.40
Disclosure

SEC source: 0001675689-19-000005 · primary_doc.xml · derivative · entry 5

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,504

Underlying: Common Stock · 1,965 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in 3 equal installments or thirty three and one third percent equally each year starting on 02/02/2017.

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February 11, 2019 Filed Feb 12, 2019 17:38 UTC Exercise / conversionCommon Stock 1,965 $60.44 $118,764.60
Disclosure

SEC source: 0001675689-19-000005 · primary_doc.xml · nonDerivative · entry 2

WALSH EUGENE J · CIK 0001281316 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,136.6971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Closing price on date of exercise.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.