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FREEPORT-MCMORAN INC

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2905
SEC CIK
0000831259
Parsed reports
345

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2021 Filed Feb 4, 2021 23:01 UTC
ADKERSON RICHARD CDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 91,910 $28.23 $2,594,619.30
Disclosure

SEC source: 0001209191-21-007850 · doc4.xml · nonDerivative · entry 4

ADKERSON RICHARD C · CIK 0001200685 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,364,523

F4 · kind: Shares withheld to cover the taxes due upon the vesting of PSUs.

F5 · balance_after: Amount beneficially owned includes 1,328,500 RSUs, 1,000,000 of which are vested but deferred.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:01 UTC
ADKERSON RICHARD CDirector · Chairman of the Board & CEO
GrantCommon Stock 247,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007850 · doc4.xml · nonDerivative · entry 3

ADKERSON RICHARD C · CIK 0001200685 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456,433

F3 · kind: Shares acquired through the vesting of performance share units ("PSUs") granted on February 6, 2018.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:01 UTC
ADKERSON RICHARD CDirector · Chairman of the Board & CEO
GrantCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007850 · doc4.xml · nonDerivative · entry 2

ADKERSON RICHARD C · CIK 0001200685 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,209,353

F2 · kind: Represents a grant of time-vested Common Stock Restricted Stock Units ("RSUs").

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:00 UTC
WHITMIRE C DONALD JRVP Controller & Financial Rptg
GrantOptions (Right to Buy) · Derivative 9,000 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001209191-21-007849 · doc4.xml · derivative · entry 5

WHITMIRE C DONALD JR · CIK 0001200687 · VP Controller & Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2031-02-02

F4 · derivative.exercise_date: 33.3% exercisable on the date indicated and on each of the next two anniversaries thereof.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:00 UTC
WHITMIRE C DONALD JRVP Controller & Financial Rptg
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007849 · doc4.xml · nonDerivative · entry 1

WHITMIRE C DONALD JR · CIK 0001200687 · VP Controller & Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,492

F1 · kind: Represents a grant of time-vested Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned following the reported transaction includes 54,999 RSUs.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:59 UTC
QUIRK KATHLEEN LPresident & CFO
GrantOptions (Right to Buy) · Derivative 84,000 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001209191-21-007847 · doc4.xml · derivative · entry 4

QUIRK KATHLEEN L · CIK 0001200809 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2031-02-02

F5 · derivative.exercise_date: 33.3% exercisable on the date indicated and on each of the next two anniversaries thereof.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:59 UTC
QUIRK KATHLEEN LPresident & CFO
Tax withholdingCommon Stock 49,033 $28.23 $1,384,201.59
Disclosure

SEC source: 0001209191-21-007847 · doc4.xml · nonDerivative · entry 3

QUIRK KATHLEEN L · CIK 0001200809 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,535

F3 · kind: Shares withheld to cover the taxes due upon the vesting of PSUs.

F4 · balance_after: Amount beneficially owned includes 324,167 RSUs.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:59 UTC
QUIRK KATHLEEN LPresident & CFO
GrantCommon Stock 123,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007847 · doc4.xml · nonDerivative · entry 2

QUIRK KATHLEEN L · CIK 0001200809 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432,568

F2 · kind: Shares acquired through the vesting of performance share units ("PSUs") granted on February 6, 2018.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:59 UTC
QUIRK KATHLEEN LPresident & CFO
GrantCommon Stock 39,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007847 · doc4.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,028

F1 · kind: Represents a grant of time-vested Common Stock Restricted Stock Units ("RSUs").

Read SEC document
February 01, 2021 Filed Feb 4, 2021 23:01 UTC
ADKERSON RICHARD CDirector · Chairman of the Board & CEO
GiftCommon Stock 72,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007850 · doc4.xml · nonDerivative · entry 1

ADKERSON RICHARD C · CIK 0001200685 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through GRATS

Disclosed balance after: 490,499

F1 · kind: Upon expiration of a GRAT established by the Reporting Person, 72,042 shares were transferred to the remaindermen of the trust.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:49 UTC GrantCommon Stock 720 $26.02 $18,734.40
Disclosure

SEC source: 0001246360-21-000003 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,411

F1 · security: Amount beneficially owned following the reported transaction includes 29,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:49 UTC GrantCommon Stock 1,825 $26.02 $47,486.50
Disclosure

SEC source: 0001246360-21-000002 · form.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,176

F1 · security: Amount beneficially owned following the reported transaction includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:42 UTC
QUIRK KATHLEEN LEVP and CFO
Tax withholdingCommon Stock 18,141 $26.53 $481,280.73
Disclosure

SEC source: 0001209191-21-000433 · doc4.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,528

F1 · kind: Shares withheld to cover the taxes due upon the vesting of 41,331 Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned includes 284,667 RSUs.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:42 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Tax withholdingCommon Stock 32,528 $26.53 $862,967.84
Disclosure

SEC source: 0001209191-21-000431 · doc4.xml · nonDerivative · entry 1

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098,093

F1 · kind: Shares withheld to cover the taxes due upon the vesting of 82,663 Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned includes 1,275,500 RSUs, 1,000,000 of which are vested but deferred.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Exercise / conversionOptions (Right to Buy) · Derivative 182,113 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · derivative · entry 9

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 182,113 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Tax withholdingCommon Stock 91,209 $24.58 $2,241,917.22
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · nonDerivative · entry 5

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,130,621

F3 · security: As a result of these transactions, the Reporting Person's beneficial ownership increased by 308,935 shares, from 2,821,686 shares to 3,130,621 shares. Amount beneficially owned includes 1,358,163 Common Stock Restricted Stock Units, 1,000,000 of which are vested but deferred.

F1 · kind: Shares delivered and withheld in payment of all or a portion of the exercise price of options and resulting taxes.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Exercise / conversionCommon Stock 182,113 $4.35 $792,191.55
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · nonDerivative · entry 4

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:19 UTC
QUIRK KATHLEEN LEVP and CFO
Exercise / conversionOptions (Right to Buy) · Derivative 705,000 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001209191-20-062325 · doc4.xml · derivative · entry 4

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 705,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:19 UTC
QUIRK KATHLEEN LEVP and CFO
SaleCommon Stock 485,000 $25.27 $12,255,756.00
Disclosure

SEC source: 0001209191-20-062325 · doc4.xml · nonDerivative · entry 3

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,287,669

F2 · security: As a result of these transactions, the Reporting Person's beneficial ownership increased by 102,014 shares, from 1,185,655 shares to 1,287,669 shares. Amount beneficially owned following the reported transactions includes 325,998 Common Stock Restricted Stock Units.

F3 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $25.2000 - $25.3200. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:19 UTC
QUIRK KATHLEEN LEVP and CFO
Tax withholdingCommon Stock 117,986 $25.06 $2,956,729.16
Disclosure

SEC source: 0001209191-20-062325 · doc4.xml · nonDerivative · entry 2

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,669

F1 · kind: Shares delivered and withheld in payment of a portion of the exercise price of options and resulting taxes.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:19 UTC
QUIRK KATHLEEN LEVP and CFO
Exercise / conversionCommon Stock 705,000 $4.35 $3,066,750.00
Disclosure

SEC source: 0001209191-20-062325 · doc4.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Exercise / conversionOptions (Right to Buy) · Derivative 902,887 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · derivative · entry 8

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,113

Underlying: Common Stock · 902,887 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
SaleCommon Stock 467,887 $25.17 $11,776,856.16
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · nonDerivative · entry 3

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039,717

F2 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $25.1000 - $25.3000. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Tax withholdingCommon Stock 216,969 $25.06 $5,437,243.14
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · nonDerivative · entry 2

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,507,604

F1 · kind: Shares delivered and withheld in payment of all or a portion of the exercise price of options and resulting taxes.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:18 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
Exercise / conversionCommon Stock 902,887 $4.35 $3,927,558.45
Disclosure

SEC source: 0001209191-20-062324 · doc4.xml · nonDerivative · entry 1

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
GiftCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 7

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,492

F4 · security: Amount beneficially owned following the reported transactions includes 36,999 Common Stock Restricted Stock Units

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
Exercise / conversionOptions (Right to Buy) · Derivative 14,500 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001246360-20-001829 · form.xml · derivative · entry 9

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 14,500 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
Exercise / conversionOptions (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.52 $0.00
Disclosure

SEC source: 0001246360-20-001829 · form.xml · derivative · entry 8

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 10,000 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
SaleCommon Stock 1,300 $19.36 $25,172.81
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 6

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Indirect · Through GRAT

Disclosed balance after: 4,785

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
SaleCommon Stock 1,300 $19.33 $25,123.15
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 5

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, through GRAT

Disclosed balance after: 4,785

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
SaleCommon Stock 24,500 $19.42 $475,804.70
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 4

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,242

F3 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $19.3850 - $19.4400. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
Exercise / conversionCommon Stock 14,500 $4.35 $63,075.00
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 3

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:14 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
Exercise / conversionCommon Stock 10,000 $15.52 $155,200.00
Disclosure

SEC source: 0001246360-20-001829 · form.xml · nonDerivative · entry 2

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:00 UTC GrantCommon Stock 3,037 $15.64 $47,498.68
Disclosure

SEC source: 0001209191-20-053324 · doc4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,351

F1 · security: Amount beneficially owned following the reported transaction includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:56 UTC GrantCommon Stock 1,198 $15.64 $18,736.72
Disclosure

SEC source: 0001246360-20-001545 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,691

F1 · security: Amount beneficially owned following the reported transactions includes 29,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 22:30 UTC GrantCommon Stock 1,789 $11.57 $20,698.73
Disclosure

SEC source: 0001209191-20-039916 · doc4.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,493

F1 · security: Amount beneficially owned following the reported transaction includes 29,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 22:29 UTC GrantCommon Stock 4,105 $11.57 $47,494.85
Disclosure

SEC source: 0001209191-20-039912 · doc4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,314

F1 · security: Amount beneficially owned following the reported transaction includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 21:28 UTC GrantCommon Stock 18,200 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001377 · form.xml · nonDerivative · entry 1

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · security: Amount beneficially owned following the reported transactions includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents a grant of Common Stock Restricted Stock Units.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 21:28 UTC GrantCommon Stock 18,200 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001375 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,704

F1 · security: Amount beneficially owned following the reported transactions includes 29,200 Common Stock Restricted Stock Units.

F2 · kind: Represents a grant of Common Stock Restricted Stock Units.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 21:28 UTC GrantCommon Stock 18,200 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001374 · form.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,209

F1 · security: Amount beneficially owned following the reported transactions includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents a grant of Common Stock Restricted Stock Units.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 21:28 UTC GrantCommon Stock 18,200 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001373 · form.xml · nonDerivative · entry 1

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,070

F1 · security: Amount beneficially owned following the reported transactions includes 32,100 Common Stock Restricted Stock Units.

F2 · kind: Represents a grant of Common Stock Restricted Stock Units.

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June 01, 2020 Filed Jun 2, 2020 21:28 UTC GrantCommon Stock 18,200 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001372 · form.xml · nonDerivative · entry 1

MCCOY DUSTAN E · CIK 0001220053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,800

F1 · security: Amount beneficially owned following the reported transactions includes 95,300 Common Stock Restricted Stock Units.

F2 · kind: Represents a grant of Common Stock Restricted Stock Units.

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May 15, 2020 Filed May 18, 2020 21:43 UTC
QUIRK KATHLEEN LEVP and CFO
GrantCommon Stock 41,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030187 · doc4.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,655

F1 · security: Amount beneficially owned following the reported transactions includes 325,998 Common Stock Restricted Stock Units.

F2 · kind: As previously disclosed by the Issuer, this award was granted in connection with the Reporting Person's agreement to receive 90% of her reduced base salary for the remainder of 2020 in the form of Common Stock Restricted Stock Units, which will vest in one installment on December 31, 2020.

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May 15, 2020 Filed May 18, 2020 21:41 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
GrantCommon Stock 82,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030183 · doc4.xml · nonDerivative · entry 1

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821,686

F1 · security: Amount beneficially owned includes 1,358,163 Common Stock Restricted Stock Units, 1,000,000 of which are vested but deferred.

F2 · kind: As previously disclosed by the Issuer, this award was granted in connection with the Reporting Person's agreement to receive 90% of his reduced base salary for the remainder of 2020 in the form of Common Stock Restricted Stock Units, which will vest in one installment on December 31, 2020.

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April 01, 2020 Filed Apr 2, 2020 21:14 UTC GrantCommon Stock 2,314 $6.75 $15,619.50
Disclosure

SEC source: 0001246360-20-001007 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,504

F1 · security: Amount beneficially owned following the reported transaction includes 11,000 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

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April 01, 2020 Filed Apr 2, 2020 21:14 UTC GrantCommon Stock 7,962 $6.75 $53,743.50
Disclosure

SEC source: 0001246360-20-001006 · form.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,009

F1 · security: Amount beneficially owned following the reported transaction includes 17,500 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the quarterly payment of the non-executive chairman fee payable in common stock and the Reporting Person's previous election to receive shares of common stock in lieu of cash for the remainder of his annual retainer fee.

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March 05, 2020 Filed Mar 9, 2020 13:49 UTC
QUIRK KATHLEEN LEVP and CFO
PurchaseCommon Stock 85,000 $10.03 $852,601.00
Disclosure

SEC source: 0001246360-20-000820 · form.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,324

F1 · security: Amount beneficially owned following the reported transactions includes 284,667 Common Stock Restricted Stock Units.

F2 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.9599 - $10.06. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

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March 05, 2020 Filed Mar 9, 2020 13:44 UTC
ADKERSON RICHARD CDirector · Vice Chairman, President & CEO
PurchaseCommon Stock 250,000 $10.02 $2,505,725.00
Disclosure

SEC source: 0001209191-20-017113 · doc4.xml · nonDerivative · entry 1

ADKERSON RICHARD C · CIK 0001200685 · Director · Vice Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739,023

F1 · security: Amount beneficially owned includes 1,275,500 RSUs, 1,000,000 of which are vested but deferred.

F2 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.93 - $10.10. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

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February 15, 2020 Filed Feb 18, 2020 21:49 UTC
WHITMIRE C DONALD JRVP & Controller Financial Rptg
Tax withholdingCommon Stock 2,910 $12.24 $35,618.40
Disclosure

SEC source: 0001246360-20-000600 · form.xml · nonDerivative · entry 2

WHITMIRE C DONALD JR · CIK 0001200687 · VP & Controller Financial Rptg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,412

F2 · security: Amount beneficially owned following the reported transactions includes 36,999 Common Stock Restricted Stock Units ("RSUs").

F3 · kind: Shares withheld to cover taxes due upon vesting of 10,000 RSUs.

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February 15, 2020 Filed Feb 18, 2020 21:49 UTC
QUIRK KATHLEEN LEVP and CFO
Tax withholdingCommon Stock 18,971 $12.24 $232,205.04
Disclosure

SEC source: 0001246360-20-000599 · form.xml · nonDerivative · entry 1

QUIRK KATHLEEN L · CIK 0001200809 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,324

F1 · security: Amount beneficially owned following the reported transactions includes 284,667 Common Stock Restricted Stock Units ("RSUs").

F2 · kind: Shares withheld to cover taxes due upon vesting of 45,666 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.