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Nasdaq · USD

FCUV

FOCUS UNIVERSAL INC.

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8087
SEC CIK
0001590418
Parsed reports
36

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 7

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082,200

F4 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 12

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F6 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

F6 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 11

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,832,200

F6 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 10

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F5 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

F5 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 9

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,957,200

F5 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 8

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 517,800

F4 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F4 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 7

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,082,200

F4 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
February 04, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 6

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,951,800

F3 · kind: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

F3 · price: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

F3 · ownership.nature: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

Read SEC document
February 04, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 5

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407,200

F3 · kind: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

F3 · price: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

F3 · ownership.direct: The The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 4, 2021.

Read SEC document
February 04, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 6

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 392,800

F3 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F3 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
February 04, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 5

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207,200

F3 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
February 04, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 6

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 392,800

F3 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F3 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
February 04, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 5

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,207,200

F3 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
February 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 4

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,826,800

F2 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

F2 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

Read SEC document
February 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532,200

F2 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

F2 · ownership.direct: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 1, 2021.

Read SEC document
February 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 4

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 267,800

F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F2 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
February 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,332,200

F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
February 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 4

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 267,800

F2 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F2 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
February 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 3

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,332,200

F2 · price: Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
January 07, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,701,800

F1 · kind: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

F1 · ownership.nature: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

Read SEC document
January 07, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,657,200

F1 · kind: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

F1 · ownership.direct: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021.

Read SEC document
January 07, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 142,800

F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F1 · ownership.nature: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
January 07, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457,200

F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
January 07, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 2

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 142,800

F1 · price: Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F1 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
January 07, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 142,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 1

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,457,200

F1 · price: Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
September 24, 2020 Filed Mar 10, 2021 23:52 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon Stock 41,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800,000

F2 · kind: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020.

F2 · price: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020.

F2 · ownership.direct: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020.

Read SEC document
September 24, 2020 Filed Mar 10, 2021 23:52 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon Stock 759,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,841,000

F1 · kind: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

F1 · price: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

F1 · ownership.direct: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

Read SEC document
September 24, 2020 Filed Mar 10, 2021 23:52 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon Stock 759,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,559,000

F1 · kind: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

F1 · price: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

F1 · ownership.nature: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020.

Read SEC document
September 24, 2020 Filed Apr 4, 2022 22:19 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 41,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002329 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 759,000

F1 · price: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

F1 · ownership.nature: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

Read SEC document
September 24, 2020 Filed Apr 4, 2022 22:06 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 41,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002322 · ownership.xml · nonDerivative · entry 1

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 759,000

F1 · price: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

F1 · ownership.nature: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

Read SEC document
December 18, 2019 Filed Feb 15, 2020 02:49 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
OtherCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-000518 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600,000

F1 · kind: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

F1 · price: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

Read SEC document
December 18, 2019 Filed Feb 15, 2020 02:49 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
OtherCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-000518 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee of the Lee-Gu Family Foundation

Disclosed balance after: 800,000

F1 · kind: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

F1 · shares: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

F1 · price: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

Read SEC document
December 18, 2019 Filed Feb 15, 2020 02:50 UTC
Gu Jennifer LingjieDirector · 10% owner
OtherCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-000519 · ownership.xml · nonDerivative · entry 2

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,600,000

F1 · kind: Edward Lee, the Reporting Person's husband, transferred 800,000 shares of the Issuer's Common Stock to himself and to Reporting Person (his spouse), as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

F1 · price: Edward Lee, the Reporting Person's husband, transferred 800,000 shares of the Issuer's Common Stock to himself and to Reporting Person (his spouse), as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

Read SEC document
December 18, 2019 Filed Feb 15, 2020 02:50 UTC
Gu Jennifer LingjieDirector · 10% owner
OtherCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-000519 · ownership.xml · nonDerivative · entry 1

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee of the Lee-Gu Family Foundation

Disclosed balance after: 800,000

F1 · kind: Edward Lee, the Reporting Person's husband, transferred 800,000 shares of the Issuer's Common Stock to himself and to Reporting Person (his spouse), as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

F1 · price: Edward Lee, the Reporting Person's husband, transferred 800,000 shares of the Issuer's Common Stock to himself and to Reporting Person (his spouse), as trustees of the Lee-Gu Family Foundation dated December 18, 2019.

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July 12, 2018 Filed Sep 12, 2019 16:58 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 600,000 $0.50 $300,000.00
Disclosure

SEC source: 0001683168-19-002909 · ownership.xml · nonDerivative · entry 3

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,392,400

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July 12, 2018 Filed Feb 7, 2020 20:02 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001683168-20-000407 · ownership.xml · nonDerivative · entry 4

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,393,700

Read SEC document
July 12, 2018 Filed Feb 7, 2020 20:02 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 500,000 $0.50 $250,000.00
Disclosure

SEC source: 0001683168-20-000407 · ownership.xml · nonDerivative · entry 3

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493,700

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July 10, 2018 Filed Sep 12, 2019 16:58 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 1,547,600 $0.50 $773,800.00
Disclosure

SEC source: 0001683168-19-002909 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,992,400

Read SEC document
July 10, 2018 Filed Feb 7, 2020 20:02 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 1,547,600 $0.50 $773,800.00
Disclosure

SEC source: 0001683168-20-000407 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,993,700

Read SEC document
July 05, 2018 Filed Sep 12, 2019 16:58 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 460,000 $0.50 $230,000.00
Disclosure

SEC source: 0001683168-19-002909 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,540,000

Read SEC document
July 05, 2018 Filed Feb 7, 2020 20:02 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
SaleCommon Stock 460,000 $0.50 $230,000.00
Disclosure

SEC source: 0001683168-20-000407 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541,300

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June 29, 2018 Filed Sep 12, 2019 20:53 UTC
Lee DuncanChief Financial Officer
PurchaseCommon Stock 1,400 $1.75 $2,450.00
Disclosure

SEC source: 0001683168-19-002907 · ownership.xml · nonDerivative · entry 1

Lee Duncan · CIK 0001756784 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

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October 18, 2017 Filed Feb 7, 2020 20:04 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 100 $2.00 $200.00
Disclosure

SEC source: 0001683168-20-000408 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001,300

Read SEC document
September 28, 2017 Filed Feb 7, 2020 20:04 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 100 $2.00 $200.00
Disclosure

SEC source: 0001683168-20-000408 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001,200

Read SEC document
December 30, 2015 Filed Sep 12, 2019 16:57 UTC
WANG DESHENGDirector · CEO and Secretary · 10% owner
OtherCommon Stock 14,290,000 $0.01 $200,060.00
Disclosure

SEC source: 0001683168-19-002908 · ownership.xml · nonDerivative · entry 1

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000,000

F1 · kind: On December 30, 2015, Focus Universal Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with FCUV Acquisition Corp., a wholly owned subsidiary of the Company, and Perfecular Inc. Pursuant to the terms of the Merger Agreement, each share of Perfecular Inc. common stock held by the Reporting Person was cancelled and converted into the right receive common stock of the Company in a 47.6333 to one exchange.

F2 · shares: Pursuant to the terms of the Merger Agreement, each share of Perfecular Inc. common stock held by the Reporting Person was cancelled and converted into the right to receive common stock of the Company in a 47.6333 to one exchange. Accordingly, the Reporting Person received 14,290,000 shares of the Company's common stock in exchange for his 300,000 shares of Perfecular Inc. common stock.

F3 · price: The price reported in column 4 represents the cost basis for the shares of the Company's common stock issued in the exchange.

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December 30, 2015 Filed Feb 7, 2020 20:01 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
OtherCommon Stock 14,290,000 $0.01 $200,060.00
Disclosure

SEC source: 0001683168-20-000406 · ownership.xml · nonDerivative · entry 6

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001,100

F1 · kind: On December 30, 2015, Focus Universal Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with FCUV Acquisition Corp., a wholly owned subsidiary of the Company, and Perfecular Inc. Pursuant to the terms of the Merger Agreement, each share of Perfecular Inc. common stock held by the Reporting Person was cancelled and converted into the right to receive common stock of the Company in a 47.6333 to one exchange.

F2 · shares: Pursuant to the terms of the Merger Agreement, each share of Perfecular Inc. common stock held by the Reporting Person was cancelled and converted into the right to receive common stock of the Company in a 47.6333 to one exchange. Accordingly, the Reporting Person received 14,290,000 shares of the Company's common stock in exchange for his 300,000 shares of Perfecular Inc. common stock.

F3 · price: The price reported in column 4 represents the cost basis for the shares of the Company's common stock issued in the exchange.

Read SEC document
June 12, 2015 Filed Feb 7, 2020 20:01 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 200 $2.00 $400.00
Disclosure

SEC source: 0001683168-20-000406 · ownership.xml · nonDerivative · entry 5

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711,100

Read SEC document
June 12, 2015 Filed Feb 7, 2020 20:01 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 100 $2.75 $275.00
Disclosure

SEC source: 0001683168-20-000406 · ownership.xml · nonDerivative · entry 4

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710,900

Read SEC document
March 31, 2015 Filed Feb 7, 2020 20:01 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 200 $2.00 $400.00
Disclosure

SEC source: 0001683168-20-000406 · ownership.xml · nonDerivative · entry 3

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710,800

Read SEC document
March 31, 2015 Filed Feb 7, 2020 20:01 UTC Amendment
WANG DESHENGDirector · CEO and Secretary · 10% owner
PurchaseCommon Stock 400 $2.00 $800.00
Disclosure

SEC source: 0001683168-20-000406 · ownership.xml · nonDerivative · entry 2

WANG DESHENG · CIK 0001163791 · Director · CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710,600

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.