Last 12 months
Inside the activity.
2 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2022 Filed Dec 14, 2022 22:08 UTC |
Dolger JoshuaGeneral Counsel & Corp Sec
|
Exercise / conversionCommon Stock | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021582 · doc1.xml · nonDerivative · entry 1 Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:05 UTC |
Bishop Michael S.EVP & CFO
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021579 · doc1.xml · derivative · entry 3 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,044 Underlying: Common Stock · 6,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:05 UTC |
Bishop Michael S.EVP & CFO
|
Tax withholdingCommon Stock | 3,022 | $3.47 | $10,486.34 |
DisclosureSEC source: 0001567619-22-021579 · doc1.xml · nonDerivative · entry 2 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,361 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:05 UTC |
Bishop Michael S.EVP & CFO
|
Exercise / conversionCommon Stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021579 · doc1.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:48 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
GrantEmployee Performance Share Unit · Derivative | 58,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,591 Underlying: Common Stock · 58,591 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:48 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
GrantEmployee Restricted Stock Unit · Derivative | 58,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,591 Underlying: Common Stock · 58,591 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:46 UTC |
Feasel MarkEVP & Ch. Commercial Officer
|
GrantEmployee Performance Share Unit · Derivative | 95,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021404 · doc1.xml · derivative · entry 2 Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,211 Underlying: Common Stock · 95,211 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:46 UTC |
Feasel MarkEVP & Ch. Commercial Officer
|
GrantEmployee Restricted Stock Unit · Derivative | 95,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021404 · doc1.xml · derivative · entry 1 Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,209 Underlying: Common Stock · 95,209 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:43 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
GrantEmployee Performance Share Unit · Derivative | 95,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021402 · doc1.xml · derivative · entry 2 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,211 Underlying: Common Stock · 95,211 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:43 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
GrantEmployee Restricted Stock Unit · Derivative | 95,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021402 · doc1.xml · derivative · entry 1 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,209 Underlying: Common Stock · 95,209 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:39 UTC |
Bishop Michael S.EVP & CFO
|
GrantEmployee Performance Share Unit · Derivative | 95,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021400 · doc1.xml · derivative · entry 2 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,211 Underlying: Common Stock · 95,211 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:39 UTC |
Bishop Michael S.EVP & CFO
|
GrantEmployee Restricted Stock Unit · Derivative | 95,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021400 · doc1.xml · derivative · entry 1 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,209 Underlying: Common Stock · 95,209 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:37 UTC |
Few JasonDirector · CEO
|
GrantEmployee Performance Share Unit · Derivative | 418,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021398 · doc1.xml · derivative · entry 2 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,925 Underlying: Common Stock · 418,925 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:37 UTC |
Few JasonDirector · CEO
|
GrantEmployee Restricted Stock Unit · Derivative | 418,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021398 · doc1.xml · derivative · entry 1 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,925 Underlying: Common Stock · 418,925 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:32 UTC |
Dolger JoshuaGeneral Counsel & Corp Sec
|
GrantEmployee Performance Share Unit · Derivative | 73,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021396 · doc1.xml · derivative · entry 3 Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,239 Underlying: Common Stock · 73,239 shares Expires not disclosed F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:32 UTC |
Dolger JoshuaGeneral Counsel & Corp Sec
|
GrantEmployee Restricted Stock Unit · Derivative | 73,238 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021396 · doc1.xml · derivative · entry 2 Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,238 Underlying: Common Stock · 73,238 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:43 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 9,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021001 · doc1.xml · derivative · entry 3 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,610 Underlying: Common Stock · 9,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:43 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 4,454 | $3.48 | $15,499.92 |
DisclosureSEC source: 0001567619-22-021001 · doc1.xml · nonDerivative · entry 2 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,540 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:43 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Exercise / conversionCommon Stock | 9,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021001 · doc1.xml · nonDerivative · entry 1 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:41 UTC |
Bishop Michael S.EVP & CFO
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 9,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020997 · doc1.xml · derivative · entry 3 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,610 Underlying: Common Stock · 9,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:41 UTC |
Bishop Michael S.EVP & CFO
|
Tax withholdingCommon Stock | 4,454 | $3.48 | $15,499.92 |
DisclosureSEC source: 0001567619-22-020997 · doc1.xml · nonDerivative · entry 2 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,862 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:41 UTC |
Bishop Michael S.EVP & CFO
|
Exercise / conversionCommon Stock | 9,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020997 · doc1.xml · nonDerivative · entry 1 Bishop Michael S. · CIK 0001523478 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · derivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051 Underlying: Common Stock · 6,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Tax withholdingCommon Stock | 1,897 | $3.48 | $6,601.56 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,731 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Exercise / conversionCommon Stock | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:34 UTC |
Few JasonDirector · CEO
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 28,472 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020991 · doc1.xml · derivative · entry 3 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,473 Underlying: Common Stock · 28,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:34 UTC |
Few JasonDirector · CEO
|
Tax withholdingCommon Stock | 13,194 | $3.48 | $45,915.12 |
DisclosureSEC source: 0001567619-22-020991 · doc1.xml · nonDerivative · entry 2 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,124 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:34 UTC |
Few JasonDirector · CEO
|
Exercise / conversionCommon Stock | 28,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020991 · doc1.xml · nonDerivative · entry 1 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 21:05 UTC |
von Althann NaticaDirector
|
GrantDeferred Common Stock Units · Derivative | 1,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018571 · doc1.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,448 Underlying: Common Stock · 1,811 shares Expires not disclosed F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 21:01 UTC |
Hansen Cynthia LDirector
|
GrantDeferred Common Stock Units · Derivative | 5,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018569 · doc1.xml · derivative · entry 1 Hansen Cynthia L · CIK 0001629601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,305 Underlying: Common Stock · 5,819 shares Expires not disclosed F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 20:57 UTC |
Bingham Betsy BDirector
|
GrantDeferred Common Stock Units · Derivative | 5,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018567 · doc1.xml · derivative · entry 1 Bingham Betsy B · CIK 0001896667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,031 Underlying: Common Stock · 5,819 shares Expires not disclosed F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director in annual installments over a three year period. F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director in annual installments over a three year period. F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director in annual installments over a three year period. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 20:52 UTC |
England James HerbertDirector
|
GrantDeferred Common Stock Units · Derivative | 10,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018565 · doc1.xml · derivative · entry 1 England James Herbert · CIK 0001437823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,545 Underlying: Common Stock · 10,130 shares Expires not disclosed F1 · derivative.exercise_price: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.exercise_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. F1 · derivative.expiration_date: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2022 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Disposition to issuerPerformance Share Units · Derivative | 221,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 7 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 221,212 shares Expires not disclosed F3 · derivative.exercise_price: Performance share units were converted into shares of common stock on a one-for-one basis. F6 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement. F6 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Exercise / conversionPerformance Share Units · Derivative | 278,788 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 6 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,212 Underlying: Common Stock · 278,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units were converted into shares of common stock on a one-for-one basis. F6 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement. F6 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted performance share units. Earned performance share units vested on August 26, 2022 and the number earned (278,788) was based on the weighted-average price of the Company's common stock during the thirty (30) day calendar period ending on the vesting date compared to pre-established price goals as outlined in the employment agreement. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 500,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · derivative · entry 5 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted restricted stock units, which vested 100% on August 26, 2022. F5 · derivative.expiration_date: Pursuant to an employment agreement made and entered into effective as of August 26, 2019, on June 3, 2020, the reporting person was granted restricted stock units, which vested 100% on August 26, 2022. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Tax withholdingCommon Stock | 129,191 | $4.20 | $542,602.20 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 4 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,846 F4 · shares: Represents shares withheld to satisfy tax obligations upon the vesting and settlement of performance share units. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Exercise / conversionCommon Stock | 278,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 3 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Performance share units were converted into shares of common stock on a one-for-one basis. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Tax withholdingCommon Stock | 231,700 | $4.20 | $973,140.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 2 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,249 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:01 UTC |
Few JasonDirector · CEO
|
Exercise / conversionCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016840 · doc1.xml · nonDerivative · entry 1 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into shares of common stock on a one-for-one basis. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:38 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 5,492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016727 · doc1.xml · derivative · entry 3 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,493 Underlying: Common Stock · 5,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:38 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 1,722 | $4.42 | $7,611.24 |
DisclosureSEC source: 0001567619-22-016727 · doc1.xml · nonDerivative · entry 2 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,384 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:38 UTC |
Lisowski MichaelEVP & Chief Operating Officer
|
Exercise / conversionCommon Stock | 5,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016727 · doc1.xml · nonDerivative · entry 1 Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 2,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,746 Underlying: Common Stock · 2,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Tax withholdingCommon Stock | 861 | $4.42 | $3,805.62 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,578 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC |
Leo AnthonyEVP & Chief Technology Officer
|
Exercise / conversionCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:20 UTC |
Few JasonDirector · CEO
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 12,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016723 · doc1.xml · derivative · entry 3 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,482 Underlying: Common Stock · 12,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:20 UTC |
Few JasonDirector · CEO
|
Tax withholdingCommon Stock | 5,785 | $4.42 | $25,569.70 |
DisclosureSEC source: 0001567619-22-016723 · doc1.xml · nonDerivative · entry 2 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,949 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:20 UTC |
Few JasonDirector · CEO
|
Exercise / conversionCommon Stock | 12,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016723 · doc1.xml · nonDerivative · entry 1 Few Jason · CIK 0001408158 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:15 UTC |
Bishop Michael S.EVP, CFO & Treasurer
|
Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016719 · doc1.xml · derivative · entry 3 Bishop Michael S. · CIK 0001523478 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 Underlying: Common Stock · 6,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:15 UTC |
Bishop Michael S.EVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 2,893 | $4.42 | $12,787.06 |
DisclosureSEC source: 0001567619-22-016719 · doc1.xml · nonDerivative · entry 2 Bishop Michael S. · CIK 0001523478 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,706 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.