Tapewire

Nasdaq · USD

FCEL

FUELCELL ENERGY INC

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Tapewire entity
4760
SEC CIK
0000886128
Parsed reports
332

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202611
Aug 202600
Sep 202610
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 13, 2023 21:55 UTC
Lisowski MichaelEVP & Chief Operating Officer
Exercise / conversionCommon Stock 6,522 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001770 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC
Leo AnthonyEVP & Chief Technology Officer
GrantEmployee Restricted Stock Unit · Derivative 123,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · derivative · entry 4

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,967

Underlying: Common Stock · 123,967 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC
Leo AnthonyEVP & Chief Technology Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 4,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 4,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC
Leo AnthonyEVP & Chief Technology Officer
Tax withholdingCommon Stock 1,477 $1.30 $1,920.10
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,695

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC
Leo AnthonyEVP & Chief Technology Officer
Exercise / conversionCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:48 UTC
Bishop Michael S.EVP, TREASURER & CFO
GrantEmployee Restricted Stock Unit · Derivative 413,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001766 · form4.xml · derivative · entry 4

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,223

Underlying: Common Stock · 413,223 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:48 UTC
Bishop Michael S.EVP, TREASURER & CFO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001766 · form4.xml · derivative · entry 3

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:48 UTC
Bishop Michael S.EVP, TREASURER & CFO
Tax withholdingCommon Stock 3,023 $1.30 $3,929.90
Disclosure

SEC source: 0000897069-23-001766 · form4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,556

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:48 UTC
Bishop Michael S.EVP, TREASURER & CFO
Exercise / conversionCommon Stock 6,522 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001766 · form4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:47 UTC
Few JasonDirector · CEO
GrantEmployee Restricted Stock Unit · Derivative 1,063,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001764 · form4.xml · derivative · entry 4

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,063,636

Underlying: Common Stock · 1,063,636 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:47 UTC
Few JasonDirector · CEO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 20,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001764 · form4.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:47 UTC
Few JasonDirector · CEO
Tax withholdingCommon Stock 10,696 $1.30 $13,904.80
Disclosure

SEC source: 0000897069-23-001764 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,258

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:47 UTC
Few JasonDirector · CEO
Exercise / conversionCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001764 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:44 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
GrantEmployee Restricted Stock Unit · Derivative 227,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001762 · form4.xml · derivative · entry 4

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,272

Underlying: Common Stock · 227,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:44 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Exercise / conversionEmployee Restricted Stock Unit · Derivative 4,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001762 · form4.xml · derivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 4,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:44 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Tax withholdingCommon Stock 2,183 $1.30 $2,837.90
Disclosure

SEC source: 0000897069-23-001762 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,128

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:44 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Exercise / conversionCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001762 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:42 UTC
Feasel MarkEVP & Ch. Commercial Officer
GrantEmployee Restricted Stock Unit · Derivative 227,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001760 · form4.xml · derivative · entry 4

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,272

Underlying: Common Stock · 227,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:42 UTC
Feasel MarkEVP & Ch. Commercial Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001760 · form4.xml · derivative · entry 3

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 16, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of December 10, 2022, December 10, 2023 and December 10, 2024, subject to continued employment.

F3 · derivative.expiration_date: On May 16, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of December 10, 2022, December 10, 2023 and December 10, 2024, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:42 UTC
Feasel MarkEVP & Ch. Commercial Officer
Tax withholdingCommon Stock 3,415 $1.30 $4,439.50
Disclosure

SEC source: 0000897069-23-001760 · form4.xml · nonDerivative · entry 2

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,895

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:42 UTC
Feasel MarkEVP & Ch. Commercial Officer
Exercise / conversionCommon Stock 6,522 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001760 · form4.xml · nonDerivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:14 UTC
Few JasonDirector · CEO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 139,641 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001738 · form4.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,284

Underlying: Common Stock · 139,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:14 UTC
Few JasonDirector · CEO
Tax withholdingCommon Stock 71,692 $1.28 $91,765.76
Disclosure

SEC source: 0000897069-23-001738 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,121

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:14 UTC
Few JasonDirector · CEO
Exercise / conversionCommon Stock 139,641 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001738 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:12 UTC
Feasel MarkEVP & Ch. Commercial Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001735 · form4.xml · derivative · entry 3

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,473

Underlying: Common Stock · 31,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:12 UTC
Feasel MarkEVP & Ch. Commercial Officer
Tax withholdingCommon Stock 16,614 $1.28 $21,265.92
Disclosure

SEC source: 0000897069-23-001735 · form4.xml · nonDerivative · entry 2

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,788

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Includes 250 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:12 UTC
Feasel MarkEVP & Ch. Commercial Officer
Exercise / conversionCommon Stock 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001735 · form4.xml · nonDerivative · entry 1

Feasel Mark · CIK 0001921889 · EVP & Ch. Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Includes 250 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:06 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Exercise / conversionEmployee Restricted Stock Unit · Derivative 24,412 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001732 · form4.xml · derivative · entry 3

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,826

Underlying: Common Stock · 24,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:06 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Tax withholdingCommon Stock 11,313 $1.28 $14,480.64
Disclosure

SEC source: 0000897069-23-001732 · form4.xml · nonDerivative · entry 2

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,601

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

F2 · balance_after: Includes 475 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 22:06 UTC
Dolger JoshuaGeneral Counsel & Corp Sec
Exercise / conversionCommon Stock 24,412 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001732 · form4.xml · nonDerivative · entry 1

Dolger Joshua · CIK 0001868593 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Includes 475 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:52 UTC
Bishop Michael S.EVP, TREASURER & CFO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001730 · form4.xml · derivative · entry 3

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,473

Underlying: Common Stock · 31,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:52 UTC
Bishop Michael S.EVP, TREASURER & CFO
Tax withholdingCommon Stock 14,707 $1.28 $18,824.96
Disclosure

SEC source: 0000897069-23-001730 · form4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,057

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:52 UTC
Bishop Michael S.EVP, TREASURER & CFO
Exercise / conversionCommon Stock 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001730 · form4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · EVP, TREASURER & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

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December 05, 2023 Filed Dec 7, 2023 21:50 UTC
Leo AnthonyEVP & Chief Technology Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 19,530 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,061

Underlying: Common Stock · 19,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

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December 05, 2023 Filed Dec 7, 2023 21:50 UTC
Leo AnthonyEVP & Chief Technology Officer
Tax withholdingCommon Stock 6,121 $1.28 $7,834.88
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,462

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

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December 05, 2023 Filed Dec 7, 2023 21:50 UTC
Leo AnthonyEVP & Chief Technology Officer
Exercise / conversionCommon Stock 19,530 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

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December 05, 2023 Filed Dec 7, 2023 21:47 UTC
Lisowski MichaelEVP & Chief Operating Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,473

Underlying: Common Stock · 31,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

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December 05, 2023 Filed Dec 7, 2023 21:47 UTC
Lisowski MichaelEVP & Chief Operating Officer
Tax withholdingCommon Stock 14,707 $1.28 $18,824.96
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,789

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:47 UTC
Lisowski MichaelEVP & Chief Operating Officer
Exercise / conversionCommon Stock 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionEmployee Performance Share Unit · Derivative 58,331 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · derivative · entry 9

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

F8 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (79,317), resulting in the award of 58,331 shares.

F8 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (79,317), resulting in the award of 58,331 shares.

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November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionEmployee Performance Share Unit · Derivative 158,634 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · derivative · entry 8

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 79,317).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 79,317).

F7 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (79,317). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 158,634 shares.

F7 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (79,317). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 158,634 shares.

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November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 28,473 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · derivative · entry 7

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

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November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Tax withholdingCommon Stock 29,948 $1.17 $35,039.16
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 6

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 753,172

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionCommon Stock 58,331 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 5

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Tax withholdingCommon Stock 81,443 $1.17 $95,288.31
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 4

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,789

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionCommon Stock 158,634 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 3

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 79,317).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 79,317).

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Tax withholdingCommon Stock 14,619 $1.17 $17,104.23
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 2

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,598

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:46 UTC
Few JasonDirector · CEO
Exercise / conversionCommon Stock 28,473 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001681 · form4.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC
Lisowski MichaelEVP & Chief Operating Officer
Exercise / conversionEmployee Performance Share Unit · Derivative 19,686 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · derivative · entry 9

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

F8 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (26,769), resulting in the award of 19,686 shares.

F8 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (26,769), resulting in the award of 19,686 shares.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC
Lisowski MichaelEVP & Chief Operating Officer
Exercise / conversionEmployee Performance Share Unit · Derivative 53,538 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · derivative · entry 8

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

F7 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (26,769). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 53,538 shares.

F7 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (26,769). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 53,538 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.