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Nasdaq · USD

FBRX

Forte Biosciences, Inc.

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9529
SEC CIK
0001419041
Parsed reports
225

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 2, 2024 22:32 UTC
Riley Antony ACHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009859 · form4-04022024_100453.xml · nonDerivative · entry 1

Riley Antony A · CIK 0001339375 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:31 UTC
Wagner Paul A.Director · SEE REMARKS
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009857 · form4-04022024_100445.xml · derivative · entry 3

Wagner Paul A. · CIK 0001612842 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,750

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:31 UTC
Wagner Paul A.Director · SEE REMARKS
Tax withholdingCommon Stock 2,453 $0.71 $1,735.50
Disclosure

SEC source: 0001415889-24-009857 · form4-04022024_100445.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,879,174

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:31 UTC
Wagner Paul A.Director · SEE REMARKS
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009857 · form4-04022024_100445.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,881,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:09 UTC GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001415889-24-009032 · form4-03252024_080333.xml · derivative · entry 1

FINCK BARBARA K · CIK 0001242116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-03-21

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the amended and restated 2021 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total shares subject to the option shall vest every month thereafter such that all shares shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 21, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:08 UTC
Riley Antony ACHIEF FINANCIAL OFFICER
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001415889-24-009031 · form4-03252024_080334.xml · derivative · entry 1

Riley Antony A · CIK 0001339375 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2034-03-21

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the amended and restated 2021 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total shares subject to the option shall vest every month thereafter such that all shares shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 21, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:07 UTC
Wagner Paul A.Director · SEE REMARKS
GrantStock Option (right to buy) · Derivative 1,100,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001415889-24-009030 · form4-03252024_080331.xml · derivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 1,100,000 shares

Expires 2034-03-21

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the amended and restated 2021 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total shares subject to the option shall vest every month thereafter such that all shares shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 21, 2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:04 UTC
Chen Hubert CSee remarks
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000326 · doc4.xml · derivative · entry 3

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:04 UTC
Chen Hubert CSee remarks
Tax withholdingCommon Stock 3,073 $0.82 $2,525.08
Disclosure

SEC source: 0001209191-24-000326 · doc4.xml · nonDerivative · entry 2

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,405

F2 · price: On January 1, 2024, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on December 29, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:04 UTC
Chen Hubert CSee remarks
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000326 · doc4.xml · nonDerivative · entry 1

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:02 UTC
Riley Antony AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000319 · doc4.xml · derivative · entry 3

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:02 UTC
Riley Antony AChief Financial Officer
Tax withholdingCommon Stock 3,841 $0.82 $3,156.15
Disclosure

SEC source: 0001209191-24-000319 · doc4.xml · nonDerivative · entry 2

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,444

F2 · price: On January 1, 2024, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on December 29, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:02 UTC
Riley Antony AChief Financial Officer
Exercise / conversionCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000319 · doc4.xml · nonDerivative · entry 1

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:01 UTC
Wagner Paul A.Director · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000316 · doc4.xml · derivative · entry 3

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:01 UTC
Wagner Paul A.Director · See Remarks
Tax withholdingCommon Stock 4,109 $0.82 $3,376.37
Disclosure

SEC source: 0001209191-24-000316 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850,377

F2 · price: On January 1, 2024, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on December 29, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:01 UTC
Wagner Paul A.Director · See Remarks
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000316 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,854,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 15:56 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 10,000 $0.75 $7,525.00
Disclosure

SEC source: 0001209191-23-059297 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,823,236

F1 · price: Represents the weighted average share price of an aggregate total of 10,000 shares purchased in the price range of $0.70 to $0.77 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 23:29 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 10,000 $0.72 $7,200.00
Disclosure

SEC source: 0001209191-23-058867 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,813,236

F2 · price: Represents the weighted average share price of an aggregate total of 10,000 shares purchased in the price range of $0.7199 to $0.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:29 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 10,520 $0.70 $7,351.38
Disclosure

SEC source: 0001209191-23-058867 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,236

F1 · price: Represents the weighted average share price of an aggregate total of 10,520 shares purchased in the price range of $0.679 to $0.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:30 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 4,776 $0.65 $3,088.16
Disclosure

SEC source: 0001209191-23-058404 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,792,716

F2 · price: Represents the weighted average share price of an aggregate total of 4,776 shares purchased in the price range of $0.639 to $0.65 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 00:30 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 25,000 $0.65 $16,187.50
Disclosure

SEC source: 0001209191-23-058404 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,787,940

F1 · price: Represents the weighted average share price of an aggregate total of 25,000 shares purchased in the price range of $0.6199 to $0.65 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 08, 2023 Filed Dec 9, 2023 00:20 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 15,000 $0.62 $9,300.00
Disclosure

SEC source: 0001209191-23-057989 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,940

F2 · price: Represents the weighted average share price of an aggregate total of 15,000 shares purchased in the price range of $0.6085 to $0.62 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 07, 2023 Filed Dec 9, 2023 00:20 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 36,203 $0.58 $21,167.89
Disclosure

SEC source: 0001209191-23-057989 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,747,940

F1 · price: Represents the weighted average share price of an aggregate total of 36,203 shares purchased in the price range of $0.54 to $0.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 22, 2023 Filed Nov 22, 2023 22:51 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 400 $0.43 $172.00
Disclosure

SEC source: 0001209191-23-056522 · doc4.xml · nonDerivative · entry 4

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711,737

Read SEC document
November 20, 2023 Filed Nov 22, 2023 22:51 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 100 $0.43 $42.51
Disclosure

SEC source: 0001209191-23-056522 · doc4.xml · nonDerivative · entry 3

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711,337

Read SEC document
November 20, 2023 Filed Nov 22, 2023 22:51 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 1,566 $0.43 $673.38
Disclosure

SEC source: 0001209191-23-056522 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711,237

Read SEC document
November 20, 2023 Filed Nov 22, 2023 22:51 UTC
Wagner Paul A.Director · See Remarks
PurchaseCommon Stock 5,300 $0.44 $2,332.00
Disclosure

SEC source: 0001209191-23-056522 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,709,671

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:29 UTC
Chen Hubert CSee remarks
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051484 · doc4.xml · derivative · entry 3

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:29 UTC
Chen Hubert CSee remarks
Tax withholdingCommon Stock 2,593 $0.66 $1,716.57
Disclosure

SEC source: 0001209191-23-051484 · doc4.xml · nonDerivative · entry 2

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,978

F2 · price: On October 1, 2023, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on September 29, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:29 UTC
Chen Hubert CSee remarks
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051484 · doc4.xml · nonDerivative · entry 1

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:27 UTC
Riley Antony AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051480 · doc4.xml · derivative · entry 3

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

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October 01, 2023 Filed Oct 3, 2023 20:27 UTC
Riley Antony AChief Financial Officer
Tax withholdingCommon Stock 3,241 $0.66 $2,145.54
Disclosure

SEC source: 0001209191-23-051480 · doc4.xml · nonDerivative · entry 2

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,910

F2 · price: On October 1, 2023, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on September 29, 2023 was the settlement price used to calculate the shares withheld.

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October 01, 2023 Filed Oct 3, 2023 20:27 UTC
Riley Antony AChief Financial Officer
Exercise / conversionCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051480 · doc4.xml · nonDerivative · entry 1

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

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October 01, 2023 Filed Oct 3, 2023 20:26 UTC
Wagner Paul A.Director · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051476 · doc4.xml · derivative · entry 3

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,250

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

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October 01, 2023 Filed Oct 3, 2023 20:26 UTC
Wagner Paul A.Director · See Remarks
Tax withholdingCommon Stock 2,453 $0.66 $1,623.89
Disclosure

SEC source: 0001209191-23-051476 · doc4.xml · nonDerivative · entry 2

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,704,371

F2 · price: On October 1, 2023, the Reporting Person's RSUs vested. The closing price of Forte Biosciences, Inc.'s Common Stock on September 29, 2023 was the settlement price used to calculate the shares withheld.

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October 01, 2023 Filed Oct 3, 2023 20:26 UTC
Wagner Paul A.Director · See Remarks
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051476 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,706,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 21:55 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050196 · doc4.xml · derivative · entry 1

Brun Scott C. · CIK 0001863614 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

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September 19, 2023 Filed Sep 20, 2023 21:48 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050190 · doc4.xml · derivative · entry 1

Doberstein Stephen K · CIK 0001480111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

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September 19, 2023 Filed Sep 20, 2023 21:54 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050195 · doc4.xml · derivative · entry 1

Williams Donald Allen · CIK 0001620013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 21:53 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050194 · doc4.xml · derivative · entry 1

Kornfeld Steven · CIK 0001814653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 21:52 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050193 · doc4.xml · derivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 21:50 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050192 · doc4.xml · derivative · entry 1

FINCK BARBARA K · CIK 0001242116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 21:49 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-23-050191 · doc4.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-09-19

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, the shares subject to the option shall vest in equal monthly installments over the twelve (12) months following the Date of Grant, provided that the shares subject to the option shall be fully vested on the date of the Issuer's next annual stockholder meeting. "Date of Grant" shall mean September 19, 2023.

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July 31, 2023 Filed Aug 2, 2023 22:03 UTC GrantCommon Stock 99,009 $1.01 $99,999.09
Disclosure

SEC source: 0001209191-23-044286 · doc4.xml · nonDerivative · entry 1

Kornfeld Steven · CIK 0001814653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,009

Read SEC document
July 31, 2023 Filed Aug 2, 2023 22:02 UTC GrantCommon Stock 59,405 $1.01 $59,999.05
Disclosure

SEC source: 0001209191-23-044285 · doc4.xml · nonDerivative · entry 1

Williams Donald Allen · CIK 0001620013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,405

Read SEC document
July 31, 2023 Filed Aug 2, 2023 22:00 UTC GrantCommon Stock 148,514 $1.01 $149,999.14
Disclosure

SEC source: 0001209191-23-044284 · doc4.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,514

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:58 UTC
Chen Hubert CSee remarks
GrantCommon Stock 74,257 $1.01 $74,999.57
Disclosure

SEC source: 0001209191-23-044282 · doc4.xml · nonDerivative · entry 1

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,071

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:57 UTC
Riley Antony AChief Financial Officer
GrantCommon Stock 148,514 $1.01 $149,999.14
Disclosure

SEC source: 0001209191-23-044281 · doc4.xml · nonDerivative · entry 1

Riley Antony A · CIK 0001339375 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,776

F1 · balance_after: Includes 3,500 shares of Common Stock acquired July 3, 2023 under Forte Biosciences, Inc.'s 2017 Employee Stock Purchase Plan.

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July 31, 2023 Filed Aug 2, 2023 21:56 UTC
Wagner Paul A.Director · See Remarks
GrantCommon Stock 247,524 $1.01 $249,999.24
Disclosure

SEC source: 0001209191-23-044280 · doc4.xml · nonDerivative · entry 1

Wagner Paul A. · CIK 0001612842 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,675,574

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:08 UTC
Chen Hubert CSee remarks
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040978 · doc4.xml · derivative · entry 3

Chen Hubert C · CIK 0001622297 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2021 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each Quarterly Vesting Date (as defined below) on or immediately following February 1, 2023. For purposes of this RSU Award, "Quarterly Vesting Date" with respect to any calendar year means January 1, April 1, July 1, and October 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.