Tapewire

Nasdaq · USD

FATE

FATE THERAPEUTICS INC

Export transactions ↓
Tapewire entity
5968
SEC CIK
0001434316
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 225 $91.06 $20,489.54
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 10

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,805

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $90.81 to $91.64 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 707 $90.30 $63,843.23
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 9

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,030

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $89.78 to $90.68 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 400 $88.93 $35,573.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 8

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,737

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $88.65 to $89.48 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 1,145 $87.90 $100,640.12
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 7

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,137

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $87.50 to $88.28 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 200 $86.56 $17,312.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 6

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,282

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $86.47 to $86.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 through 10.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 100 $84.83 $8,483.00
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 5

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,482

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 15,383 $6.55 $100,758.65
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 4

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 27,685 $4.89 $135,379.65
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 6,932 $4.84 $33,550.88
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:08 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionCommon Stock 5,534 $7.87 $43,552.58
Disclosure

SEC source: 0001209191-21-045182 · doc4.xml · nonDerivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
July 01, 2021 Filed Jan 27, 2022 21:04 UTC Amendment
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 15,383 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-22-003421 · doc4a.xml · derivative · entry 1

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,777

Underlying: Common Stock · 15,383 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on February 16, 2018 such that this option will be fully exercisable on January 16, 2022.

F2 · balance_after: Corrected ending balance of shares underlying this option as of July 1, 2021.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,844 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · derivative · entry 7

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,156

Underlying: Common Stock · 8,844 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 16,156 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · derivative · entry 6

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,156 shares

Expires 2026-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 400 $90.76 $36,303.00
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · nonDerivative · entry 5

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,740

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F4 · price: Represents the weighted average sale price of the shares sold from $90.71 to $90.86 per share.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 8,220 $89.68 $737,154.80
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · nonDerivative · entry 4

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,140

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F3 · price: Represents the weighted average sale price of the shares sold from $89.45 to $90.16 per share.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
SaleCommon Stock 16,380 $89.11 $1,459,587.40
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · nonDerivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,360

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold from $88.45 to $89.44 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of he Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
Exercise / conversionCommon Stock 8,844 $2.73 $24,144.12
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:26 UTC
Valamehr BahramChief Development Officer
Exercise / conversionCommon Stock 16,156 $2.90 $46,852.40
Disclosure

SEC source: 0001209191-21-040914 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
June 14, 2021 Filed Jun 22, 2021 20:03 UTC
Plavsic MarkChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $89.97 $0.00
Disclosure

SEC source: 0001209191-21-042373 · doc4.xml · derivative · entry 2

Plavsic Mark · CIK 0001868719 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-06-14

F2 · derivative.exercise_date: The option shall vest as to 25% of the underlying shares on June 14, 2022 and thereafter on a monthly basis for 36 additional months, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
June 14, 2021 Filed Jun 22, 2021 20:03 UTC
Plavsic MarkChief Technical Officer
GrantCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042373 · doc4.xml · nonDerivative · entry 1

Plavsic Mark · CIK 0001868719 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · kind: Exempt grant of restricted stock units pursuant to the Issuer's Inducement Equity Plan. The units will vest in four annual installments after July 1, 2021, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:29 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022085 · doc4.xml · derivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:29 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022085 · doc4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:33 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022091 · doc4.xml · derivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:33 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022091 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:33 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022090 · doc4.xml · derivative · entry 2

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:33 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022090 · doc4.xml · nonDerivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,071

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:30 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022086 · doc4.xml · derivative · entry 4

RASTETTER WILLIAM H · CIK 0001205903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F4 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:30 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022086 · doc4.xml · nonDerivative · entry 1

RASTETTER WILLIAM H · CIK 0001205903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:27 UTC
Jooss KarinDirector
GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022081 · doc4.xml · derivative · entry 2

Jooss Karin · CIK 0001754280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:27 UTC
Jooss KarinDirector
GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022081 · doc4.xml · nonDerivative · entry 1

Jooss Karin · CIK 0001754280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:26 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022080 · doc4.xml · derivative · entry 2

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:26 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022080 · doc4.xml · nonDerivative · entry 1

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:24 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0000899243-21-022076 · doc4.xml · derivative · entry 2

MENDLEIN JOHN · CIK 0001238362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:24 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-022076 · doc4.xml · nonDerivative · entry 1

MENDLEIN JOHN · CIK 0001238362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,455

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:07 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0001104659-21-077005 · tm2118520-2_4seq1.xml · derivative · entry 2

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-02

F5 · derivative.exercise_date: The shares subject to the stock option will vest in full upon the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.nature: The equity award was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the board of directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:07 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-077005 · tm2118520-2_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 12,959,903

F1 · shares: The reported securities are represented by restricted stock units, which will vest in full upon the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.nature: The equity award was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the board of directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:07 UTC GrantStock Option (Right to Buy) · Derivative 4,334 $0.00 Strike: $68.94 $0.00
Disclosure

SEC source: 0001104659-21-077002 · tm2118520-1_4seq1.xml · derivative · entry 2

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,334 shares

Expires 2031-06-02

F5 · derivative.exercise_date: The shares subject to the stock option will vest in full upon the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.direct: The equity award was granted to Mr. Lee in connection with his service as a member of the board of directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:07 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-077002 · tm2118520-1_4seq1.xml · nonDerivative · entry 1

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · shares: The reported securities are represented by restricted stock units, which will vest in full upon the earlier of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.direct: The equity award was granted to Mr. Lee in connection with his service as a member of the board of directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:01 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $4.84 Not disclosed
Disclosure

SEC source: 0001209191-21-035301 · doc4.xml · derivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,846

Underlying: Common Stock · 20,000 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:01 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 20,000 $77.16 $1,543,292.00
Disclosure

SEC source: 0001209191-21-035301 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:01 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 20,000 $4.84 $96,700.00
Disclosure

SEC source: 0001209191-21-035301 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2020.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,154 Not disclosed Strike: $4.84 Not disclosed
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · derivative · entry 10

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,846

Underlying: Common Stock · 5,154 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 14,846 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · derivative · entry 9

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,846 shares

Expires 2024-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · derivative · entry 8

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 30,000 $85.24 $2,557,284.00
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · nonDerivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 5,154 $4.84 $24,919.59
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 14,846 $6.62 $98,280.52
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon stock 10,000 $2.73 $27,300.00
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.73 Not disclosed
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · derivative · entry 7

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:03 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon stock 30,000 $85.54 $2,566,212.00
Disclosure

SEC source: 0001209191-21-028259 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,793

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.