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Nasdaq · USD

FATE

FATE THERAPEUTICS INC

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5968
SEC CIK
0001434316
Parsed reports
323

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2022 Filed Aug 19, 2022 22:58 UTC
Dulac Edward J IIIChief Financial Officer
SaleCommon Stock 4,703 $29.75 $139,914.25
Disclosure

SEC source: 0001209191-22-046929 · doc4.xml · nonDerivative · entry 1

Dulac Edward J III · CIK 0001821530 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,233

F1 · kind: Required number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 10,000 shares of Common Stock underlying RSUs granted to the Reporting Person on August 17, 2020. This sale was made pursuant to an irrevocable election by the Reporting Person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold from $29.29 to $30.25 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,246 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · derivative · entry 9

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,246 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F7 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 620 $33.28 $20,633.60
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 7

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $33.03 to $33.67 per share.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 2,703 $32.61 $88,144.83
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 6

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,166

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $32.02 to $33.01 per share.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 2,923 $31.33 $91,577.59
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 5

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,869

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $30.99 to $31.74 per share.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 6,246 $2.70 $16,864.20
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 4

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · derivative · entry 8

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,246

Underlying: Common Stock · 30,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F7 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 19,171 $33.07 $633,984.97
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 3

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $32.83 to $33.33 per share.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
SaleCommon Stock 10,829 $32.54 $352,375.66
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 2

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,717

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $31.82 to $32.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 6.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 22:18 UTC
Wolchko J ScottDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $2.70 $81,000.00
Disclosure

SEC source: 0001209191-22-043143 · doc4.xml · nonDerivative · entry 1

Wolchko J Scott · CIK 0001586893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2020.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 20:51 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 17,158 $2.73 Strike: $2.73 $46,841.34
Disclosure

SEC source: 0001209191-22-041670 · doc4.xml · derivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,156

Underlying: Common Stock · 17,158 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 20:51 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 17,158 $30.23 $518,686.34
Disclosure

SEC source: 0001209191-22-041670 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,834

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $30.00 to $30.53 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range set forth in footnote 2.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 20:51 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionCommon Stock 17,158 $2.73 $46,841.34
Disclosure

SEC source: 0001209191-22-041670 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:04 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,842 $2.73 Strike: $2.73 $15,948.66
Disclosure

SEC source: 0001209191-22-041440 · doc4.xml · derivative · entry 5

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,314

Underlying: Common Stock · 5,842 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:04 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $4.84 Strike: $4.84 $9,680.00
Disclosure

SEC source: 0001209191-22-041440 · doc4.xml · derivative · entry 4

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,704

Underlying: Common Stock · 2,000 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:04 UTC
Valamehr BahramChief R&D Officer
SaleCommon Stock 7,842 $30.07 $235,808.94
Disclosure

SEC source: 0001209191-22-041440 · doc4.xml · nonDerivative · entry 3

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,834

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $30.00 to $30.20 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range set forth in footnote 2.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:04 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionCommon Stock 5,842 $2.73 $15,948.66
Disclosure

SEC source: 0001209191-22-041440 · doc4.xml · nonDerivative · entry 2

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:04 UTC
Valamehr BahramChief R&D Officer
Exercise / conversionCommon Stock 2,000 $4.84 $9,680.00
Disclosure

SEC source: 0001209191-22-041440 · doc4.xml · nonDerivative · entry 1

Valamehr Bahram · CIK 0001748177 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 20:04 UTC
Plavsic MarkChief Technical Officer
SaleCommon Stock 3,719 $24.61 $91,524.59
Disclosure

SEC source: 0001209191-22-041053 · doc4.xml · nonDerivative · entry 1

Plavsic Mark · CIK 0001868719 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,123

F1 · kind: Required number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 9,500 shares of Common Stock underlying restricted stock units granted to the Reporting Person on June 14, 2021. This sale was made pursuant to an irrevocable election by the Reporting Person to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold from $24.34 to $24.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of he Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:02 UTC
Powl Brian T.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0001209191-22-039819 · doc4.xml · derivative · entry 2

Powl Brian T. · CIK 0001934232 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2032-06-27

F2 · derivative.exercise_date: The option shall vest as to 25% of the underlying shares on June 27, 2023 and thereafter on a monthly basis for 36 additional months, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:02 UTC
Powl Brian T.Chief Commercial Officer
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039819 · doc4.xml · nonDerivative · entry 1

Powl Brian T. · CIK 0001934232 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · kind: Exempt grant of restricted stock units pursuant to the Issuer's Amended and Restated Inducement Equity Plan. 25% of the award will vest on July 1, 2023, and 25% of the remainder shall vest on July 1, 2024, July 1, 2025, and July 1, 2026, subject to the Reporting Person's continuous service to the Issuer as of each such vesting date.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 01:31 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector
GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001104659-22-070681 · tm2218292-2_4seq1.xml · derivative · entry 2

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F5 · derivative.exercise_date: The stock option will vest in full upon the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.nature: The equity award was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the board of directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 01:31 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector
GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-070681 · tm2218292-2_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,968,553

F1 · shares: The reported securities are represented by restricted stock units, which will vest in full upon the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.nature: The equity award was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the board of directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:44 UTC
Xu YuanDirector
GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036355 · doc4.xml · derivative · entry 2

Xu Yuan · CIK 0001858214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:44 UTC
Xu YuanDirector
GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036355 · doc4.xml · nonDerivative · entry 1

Xu Yuan · CIK 0001858214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,394

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 01:30 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001104659-22-070679 · tm2218292-1_4seq1.xml · derivative · entry 2

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F5 · derivative.exercise_date: The stock option will vest in full upon the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.direct: The equity award was granted to Mr. Lee in connection with his service as a member of the board of directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2022 Filed Jun 14, 2022 01:30 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-070679 · tm2218292-1_4seq1.xml · nonDerivative · entry 1

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

F1 · shares: The reported securities are represented by restricted stock units, which will vest in full upon the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to Michael Lee's continued service on the board of directors of the Issuer through the applicable vesting date.

F2 · ownership.direct: The equity award was granted to Mr. Lee in connection with his service as a member of the board of directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this equity award as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the equity award to Redmile. Mr. Lee disclaims beneficial ownership of the equity award, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The equity award may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the equity award except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:43 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036353 · doc4.xml · derivative · entry 4

RASTETTER WILLIAM H · CIK 0001205903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F4 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:43 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036353 · doc4.xml · nonDerivative · entry 1

RASTETTER WILLIAM H · CIK 0001205903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:42 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036350 · doc4.xml · derivative · entry 2

MENDLEIN JOHN · CIK 0001238362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:42 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036350 · doc4.xml · nonDerivative · entry 1

MENDLEIN JOHN · CIK 0001238362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,741

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:41 UTC
Jooss KarinDirector
GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036349 · doc4.xml · derivative · entry 2

Jooss Karin · CIK 0001754280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:41 UTC
Jooss KarinDirector
GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036349 · doc4.xml · nonDerivative · entry 1

Jooss Karin · CIK 0001754280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:41 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036347 · doc4.xml · derivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:41 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036347 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,659

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:40 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036345 · doc4.xml · derivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:40 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036345 · doc4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:39 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036343 · doc4.xml · derivative · entry 3

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F4 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:39 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036343 · doc4.xml · nonDerivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:38 UTC GrantStock Option (Right to Buy) · Derivative 11,893 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001209191-22-036338 · doc4.xml · derivative · entry 2

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893

Underlying: Common Stock · 11,893 shares

Expires 2032-06-09

F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 09, 2022 Filed Jun 13, 2022 20:38 UTC GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036338 · doc4.xml · nonDerivative · entry 1

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,490

F1 · security: Award of restricted stock units that vest in full on the earlier of (i) June 9, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

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June 07, 2022 Filed Jun 8, 2022 20:03 UTC SaleCommon Stock 841 $21.89 $18,409.49
Disclosure

SEC source: 0001209191-22-034996 · doc4.xml · nonDerivative · entry 1

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

F1 · kind: Required number of shares sold by the Reporting Person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the Reporting Person on June 2, 2021. This sale was made pursuant to an irrevocable election by the Reporting Person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold from $21.61 to $22.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 6, 2022 20:49 UTC SaleCommon Stock 1,364 $22.79 $31,085.56
Disclosure

SEC source: 0001209191-22-034554 · doc4.xml · nonDerivative · entry 1

MENDLEIN JOHN · CIK 0001238362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,091

F1 · kind: Required number of shares sold by the reporting person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the reporting person on June 2, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold from $22.53 to $22.92 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 6, 2022 20:48 UTC
Jooss KarinDirector
SaleCommon Stock 1,483 $22.82 $33,842.06
Disclosure

SEC source: 0001209191-22-034551 · doc4.xml · nonDerivative · entry 1

Jooss Karin · CIK 0001754280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198

F1 · kind: Required number of shares sold by the reporting person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the reporting person on June 2, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold from $22.53 to $22.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 6, 2022 20:43 UTC SaleCommon Stock 1,439 $22.81 $32,823.59
Disclosure

SEC source: 0001209191-22-034541 · doc4.xml · nonDerivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,632

F1 · kind: Required number of shares sold by the reporting person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the reporting person on June 2, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold from $22.53 to $22.95 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 6, 2022 20:45 UTC SaleCommon Stock 672 $22.75 $15,288.00
Disclosure

SEC source: 0001209191-22-034546 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · kind: Required number of shares sold by the reporting person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the reporting person on June 2, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold from $22.53 to $22.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 6, 2022 20:40 UTC SaleCommon Stock 807 $22.80 $18,399.60
Disclosure

SEC source: 0001209191-22-034536 · doc4.xml · nonDerivative · entry 1

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

F1 · kind: Required number of shares sold by the reporting person to cover tax obligations in connection with the vesting of 2,681 shares of Common Stock underlying RSUs granted to the reporting person on June 2, 2021. This sale was made pursuant to an irrevocable election by the reporting person to satisfy tax obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sale price of the shares sold from $22.53 to $22.92 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.

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June 03, 2022 Filed Jun 8, 2022 20:01 UTC Amendment SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034992 · doc4a.xml · nonDerivative · entry 1

Agarwal Shefali · CIK 0001746830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · shares: Corrected to reflect that no shares were sold on June 3, 2022.

F1 · price: Corrected to reflect that no shares were sold on June 3, 2022.

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June 01, 2022 Filed Jun 2, 2022 20:04 UTC
TAHL CINDYGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-22-033481 · doc4.xml · derivative · entry 3

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,210

Underlying: Common Stock · 25,000 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

F2 · derivative.exercise_date: This option is fully vested.

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June 01, 2022 Filed Jun 2, 2022 20:04 UTC
TAHL CINDYGeneral Counsel and Secretary
SaleCommon Stock 25,000 $22.96 $574,000.00
Disclosure

SEC source: 0001209191-22-033481 · doc4.xml · nonDerivative · entry 2

TAHL CINDY · CIK 0001655472 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,151

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.