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Nasdaq · USD

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FIRST ADVANTAGE CORP

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Tapewire entity
4143
SEC CIK
0001210677
Parsed reports
119

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 17:10 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionCommon Stock 1,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-26-000002 · form4.xml · nonDerivative · entry 1

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:30 UTC
Jardine Bret TChief Legal Officer
SaleCommon Stock 954 $13.13 $12,526.02
Disclosure

SEC source: 0001210677-25-000021 · form4.xml · nonDerivative · entry 3

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,825

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on August 8, 2025.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 16:28 UTC
Staples ScottDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 20,478 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000019 · form4.xml · derivative · entry 4

Staples Scott · CIK 0001865624 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,434

Underlying: Common Stock · 20,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 14, 2025, subject to continued service through such dates.

F4 · derivative.expiration_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 14, 2025, subject to continued service through such dates.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 16:28 UTC
Staples ScottDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,089 $13.19 $67,123.91
Disclosure

SEC source: 0001210677-25-000019 · form4.xml · nonDerivative · entry 2

Staples Scott · CIK 0001865624 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,670,516

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 16:28 UTC
Staples ScottDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000019 · form4.xml · nonDerivative · entry 1

Staples Scott · CIK 0001865624 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,675,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 21:30 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,365 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000021 · form4.xml · derivative · entry 4

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,096

Underlying: Common Stock · 1,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 14, 2025, subject to continued service through such dates.

F5 · derivative.expiration_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 14, 2025, subject to continued service through such dates.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 21:30 UTC
Jardine Bret TChief Legal Officer
Tax withholdingCommon Stock 411 $13.19 $5,421.09
Disclosure

SEC source: 0001210677-25-000021 · form4.xml · nonDerivative · entry 2

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,779

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 21:30 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionCommon Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000021 · form4.xml · nonDerivative · entry 1

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

Read SEC document
November 08, 2025 Filed Nov 12, 2025 16:18 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 13,652 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000012 · form4.xml · derivative · entry 3

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,956

Underlying: Common Stock · 13,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 8, 2025, subject to continued service through such dates.

F4 · derivative.expiration_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 8, 2025, subject to continued service through such dates.

Read SEC document
November 08, 2025 Filed Nov 12, 2025 16:18 UTC
Marks Steven IrwinChief Financial Officer
Tax withholdingCommon Stock 4,102 $13.31 $54,597.62
Disclosure

SEC source: 0001210677-25-000012 · form4.xml · nonDerivative · entry 2

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,535

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
November 08, 2025 Filed Nov 12, 2025 16:18 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionCommon Stock 13,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000012 · form4.xml · nonDerivative · entry 1

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

Read SEC document
November 01, 2025 Filed Nov 5, 2025 21:34 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,826 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000010 · form4.xml · derivative · entry 2

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,478

Underlying: Common Stock · 6,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 1, 2025, subject to continued service through such dates.

F2 · derivative.expiration_date: Represents RSUs originally granted on November 14, 2024, which will vest in four equal annual installments, beginning on November 1, 2025, subject to continued service through such dates.

Read SEC document
November 01, 2025 Filed Nov 5, 2025 21:34 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionCommon Stock 6,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000010 · form4.xml · nonDerivative · entry 1

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:28 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000007 · form4.xml · derivative · entry 2

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: The remaining RSUs will vest on October 20, 2026, subject to continued service through such dates.

F2 · derivative.expiration_date: The remaining RSUs will vest on October 20, 2026, subject to continued service through such dates.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:28 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000007 · form4.xml · nonDerivative · entry 1

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

Read SEC document
September 17, 2025 Filed Sep 18, 2025 20:13 UTC SaleCommon Stock 9,900 $15.70 $155,467.62
Disclosure

SEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 3

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,727

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on February 28, 2025.

F4 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $15.450 to $15.850 per share. The reporting person will provide to the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001210677-25-000005 · form4.xml · derivative · entry 4

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,494

Underlying: Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates.

F5 · derivative.expiration_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:13 UTC Tax withholdingCommon Stock 6,597 $15.60 $102,913.20
Disclosure

SEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 2

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,627

F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:13 UTC Exercise / conversionCommon Stock 16,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 1

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:12 UTC SaleCommon Stock 4,482 $18.32 $82,110.24
Disclosure

SEC source: 0001127602-25-017200 · form4.xml · nonDerivative · entry 2

Clark James Lindsey · CIK 0001792619 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,960

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:13 UTC GrantCommon Stock 10,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017202 · form4.xml · nonDerivative · entry 1

Price Bridgett R · CIK 0001933098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,767

F1 · kind: Represents a grant of restricted stock units which will vest on the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the annual meeting of the Company's stockholders in 2026, subject to the director's continued service through the vesting date.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:10 UTC GrantCommon Stock 10,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017198 · form4.xml · nonDerivative · entry 1

Bell Susan R. · CIK 0001839981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,145

F1 · kind: Represents a grant of restricted stock units which will vest on the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the annual meeting of the Company's stockholders in 2026, subject to the director's continued service through the vesting date.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:15 UTC
Sim JudithDirector
GrantCommon Stock 10,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017204 · form4.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,145

F1 · kind: Represents a grant of restricted stock units which will vest on the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the annual meeting of the Company's stockholders in 2026, subject to the director's continued service through the vesting date.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:12 UTC GrantCommon Stock 10,515 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017200 · form4.xml · nonDerivative · entry 1

Clark James Lindsey · CIK 0001792619 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,442

F1 · kind: Represents a grant of restricted stock units which will vest on the first anniversary of the date of grant, or, if earlier, the date which is the business day immediately preceding the date of the annual meeting of the Company's stockholders in 2026, subject to the director's continued service through the vesting date.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 28,000 $0.00 Strike: $5.11 $0.00
Disclosure

SEC source: 0001127602-25-016719 · form4.xml · derivative · entry 3

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,280

Underlying: Common Stock · 28,000 shares

Expires 2030-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects an adjustment ($1.50 reduction) to the original exercise price to reflect anti-dilution adjustments pursuant to the terms of the First Advantage Corporation 2021 Omnibus Incentive Plan (as amended) with respect to a one-time special cash dividend of $1.50 paid by First Advantage Corporation (the "Issuer") to stockholders of record at the close of business on August 21, 2023.

F4 · derivative.exercise_date: Includes an initial grant of 121,640 options that vest in equal annual installments over five years, subject to continued service through such dates, with the first vesting on January 31, 2021 and a portion of an aggregate initial grant of 121,640 options subject to performance and time-based vesting criteria, where (i) such performance-based conditions (the occurrence of a "Realization Event" as defined in the award agreement) have been satisfied as of the date of grant and (ii) 82,875 options have vested on January 31, 2025 based on time. The remainder of such performance-based options will, subject to the occurrence of a Realization Event, vest on January 31, 2026, while preserving the eligibility to vest earlier upon a future Realization Event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 45,934 $16.99 $780,593.21
Disclosure

SEC source: 0001127602-25-016719 · form4.xml · nonDerivative · entry 2

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,727

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on February 28, 2025.

F3 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $16.640 to $17.120 per share. The reporting person will provide to the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionCommon Stock 28,000 $5.11 $143,080.00
Disclosure

SEC source: 0001127602-25-016719 · form4.xml · nonDerivative · entry 1

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects an adjustment ($1.50 reduction) to the original exercise price to reflect anti-dilution adjustments pursuant to the terms of the First Advantage Corporation 2021 Omnibus Incentive Plan (as amended) with respect to a one-time special cash dividend of $1.50 paid by First Advantage Corporation (the "Issuer") to stockholders of record at the close of business on August 21, 2023.

Read SEC document
May 12, 2025 Filed May 13, 2025 20:41 UTC
Jardine Bret TChief Legal Officer
SaleCommon Stock 146 $18.18 $2,654.28
Disclosure

SEC source: 0001127602-25-014094 · form4.xml · nonDerivative · entry 3

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,666

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on August 16, 2024.

Read SEC document
May 11, 2025 Filed May 13, 2025 20:36 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 716 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014089 · form4.xml · derivative · entry 2

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: The RSUs will vest in equal annual installments on May 11, 2025, 2026, and 2027, subject to continued service through such dates.

F2 · derivative.expiration_date: The RSUs will vest in equal annual installments on May 11, 2025, 2026, and 2027, subject to continued service through such dates.

Read SEC document
May 11, 2025 Filed May 13, 2025 20:36 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionCommon Stock 716 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-014089 · form4.xml · nonDerivative · entry 1

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

Read SEC document
May 11, 2025 Filed May 13, 2025 20:41 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014094 · form4.xml · derivative · entry 4

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents RSUs originally granted on May 11, 2023, which vest in four equal annual installments, beginning on May 11, 2024, subject to continued service through such dates.

F5 · derivative.expiration_date: Represents RSUs originally granted on May 11, 2023, which vest in four equal annual installments, beginning on May 11, 2024, subject to continued service through such dates.

Read SEC document
May 11, 2025 Filed May 13, 2025 20:41 UTC
Jardine Bret TChief Legal Officer
Tax withholdingCommon Stock 296 $17.66 $5,227.36
Disclosure

SEC source: 0001127602-25-014094 · form4.xml · nonDerivative · entry 2

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,812

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
May 11, 2025 Filed May 13, 2025 20:41 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionCommon Stock 976 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-014094 · form4.xml · nonDerivative · entry 1

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

Read SEC document
May 11, 2025 Filed May 13, 2025 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 24,905 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014086 · form4.xml · derivative · entry 3

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,905

Underlying: Common Stock · 24,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates.

F3 · derivative.expiration_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates.

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May 11, 2025 Filed May 13, 2025 20:34 UTC Tax withholdingCommon Stock 6,971 $17.66 $123,107.86
Disclosure

SEC source: 0001127602-25-014086 · form4.xml · nonDerivative · entry 2

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,661

F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

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May 11, 2025 Filed May 13, 2025 20:34 UTC Exercise / conversionCommon Stock 24,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-014086 · form4.xml · nonDerivative · entry 1

Smith Joelle M · CIK 0001927987 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

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March 07, 2025 Filed Mar 10, 2025 06:13 UTC
Marks Steven IrwinChief Financial Officer
PurchaseCommon Stock 1,000 $13.50 $13,500.00
Disclosure

SEC source: 0001127602-25-008794 · form4.xml · nonDerivative · entry 1

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,189

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March 05, 2025 Filed Mar 6, 2025 21:05 UTC
Jardine Bret TChief Legal Officer
SaleCommon Stock 139 $13.78 $1,915.42
Disclosure

SEC source: 0001127602-25-008526 · form4.xml · nonDerivative · entry 1

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,132

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on August 16, 2024.

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March 04, 2025 Filed Mar 5, 2025 21:09 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 928 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008295 · form4.xml · derivative · entry 3

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,786

Underlying: Common Stock · 928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on March 4, 2025, subject to continued service through such dates.

F4 · derivative.expiration_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on March 4, 2025, subject to continued service through such dates.

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March 04, 2025 Filed Mar 5, 2025 21:09 UTC
Jardine Bret TChief Legal Officer
Tax withholdingCommon Stock 330 $13.80 $4,554.00
Disclosure

SEC source: 0001127602-25-008295 · form4.xml · nonDerivative · entry 2

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,271

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:09 UTC
Jardine Bret TChief Legal Officer
Exercise / conversionCommon Stock 928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-008295 · form4.xml · nonDerivative · entry 1

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Includes shares of common stock acquired under the Employee Stock Purchase Plan of the Issuer.

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March 04, 2025 Filed Mar 13, 2026 20:15 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 742 $0.00 $0.00
Disclosure

SEC source: 0001210677-26-000021 · form4.xml · derivative · entry 2

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock · 742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on March 4, 2025, subject to continued service through such dates.

F3 · derivative.expiration_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on March 4, 2025, subject to continued service through such dates.

F2 · balance_after: Reflects the balance as of the transaction date. This Form 4 is also deemed to amend and update the number of shares reported as beneficially owned on each Form 4 filed subsequent to March 4, 2025 through the date hereof. The Form 4 filed on March 6, 2026 reflects the corrected balance of 46,742 shares in column 5 of Table I and 1,486 unvested RSUs in column 9 of Table II as of such date.

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March 04, 2025 Filed Mar 13, 2026 20:15 UTC
Nairne DouglasGlobal Chief Operating Officer
Exercise / conversionCommon Stock 742 Not disclosed Not disclosed
Disclosure

SEC source: 0001210677-26-000021 · form4.xml · nonDerivative · entry 1

Nairne Douglas · CIK 0002044531 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · balance_after: Reflects the balance as of the transaction date. This Form 4 is also deemed to amend and update the number of shares reported as beneficially owned on each Form 4 filed subsequent to March 4, 2025 through the date hereof. The Form 4 filed on March 6, 2026 reflects the corrected balance of 46,742 shares in column 5 of Table I and 1,486 unvested RSUs in column 9 of Table II as of such date.

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March 03, 2025 Filed Mar 4, 2025 21:07 UTC
Jardine Bret TChief Legal Officer
GrantStock Options (Right to Buy) · Derivative 12,551 $0.00 Strike: $14.23 $0.00
Disclosure

SEC source: 0001127602-25-007855 · form4.xml · derivative · entry 2

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,551

Underlying: Common Stock · 12,551 shares

Expires 2035-03-03

F3 · derivative.exercise_date: The stock options will vest in equal annual installments on March 3, 2026, 2027, 2028, and 2029, subject to continued service through such dates.

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March 03, 2025 Filed Mar 4, 2025 21:07 UTC
Jardine Bret TChief Legal Officer
GrantRestricted Stock Units · Derivative 6,746 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007855 · form4.xml · derivative · entry 1

Jardine Bret T · CIK 0001398537 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,746

Underlying: Common Stock · 6,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: The RSUs will vest in equal annual installments on March 3, 2026, 2027, 2028, and 2029, subject to continued service through such dates.

F2 · derivative.expiration_date: The RSUs will vest in equal annual installments on March 3, 2026, 2027, 2028, and 2029, subject to continued service through such dates.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:05 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007478 · form4.xml · derivative · entry 7

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,685

Underlying: Common Stock · 2,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on February 28, 2025, subject to continued service through such dates.

F6 · derivative.expiration_date: Represents RSUs originally granted on March 4, 2024, which vest in four equal installments, beginning on February 28, 2025, subject to continued service through such dates.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:05 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007478 · form4.xml · derivative · entry 6

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,726

Underlying: Common Stock · 1,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents RSUs originally granted on March 1, 2023, which vest in four equal installments, beginning on February 28, 2024, subject to continued service through such dates.

F5 · derivative.expiration_date: Represents RSUs originally granted on March 1, 2023, which vest in four equal installments, beginning on February 28, 2024, subject to continued service through such dates.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:05 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007478 · form4.xml · derivative · entry 5

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents RSUs originally granted on March 16, 2022, which vest in four equal installments, beginning on February 28, 2023, subject to continued service through such dates.

F4 · derivative.expiration_date: Represents RSUs originally granted on March 16, 2022, which vest in four equal installments, beginning on February 28, 2023, subject to continued service through such dates.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:05 UTC
Marks Steven IrwinChief Financial Officer
Tax withholdingCommon Stock 1,661 $14.96 $24,848.56
Disclosure

SEC source: 0001127602-25-007478 · form4.xml · nonDerivative · entry 4

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,189

F3 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:05 UTC
Marks Steven IrwinChief Financial Officer
Exercise / conversionCommon Stock 2,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007478 · form4.xml · nonDerivative · entry 3

Marks Steven Irwin · CIK 0001914948 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.