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Nasdaq · USD

EZPW

EZCORP INC

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4528
SEC CIK
0000876523
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202601
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 1,000 $10.11 $10,105.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 11

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,836

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 10,100 $10.10 $102,010.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 10

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,836

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 7,500 $10.09 $75,675.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 9

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,936

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 200 $10.09 $2,017.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 8

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,436

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 700 $10.08 $7,056.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 7

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,636

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 5,554 $10.07 $55,928.78
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 6

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,336

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 500 $10.06 $5,030.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 5

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,890

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 600 $10.05 $6,030.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 4

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,390

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 300 $10.03 $3,009.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 3

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,990

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 400 $10.02 $4,008.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 2

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,290

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:36 UTC
Grimshaw StuartChief Executive Officer
Disposition to issuerClass A Non-Voting Common Stock 200 $10.01 $2,002.00
Disclosure

SEC source: 0001209191-19-008825 · doc4.xml · nonDerivative · entry 1

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,690

Read SEC document
December 11, 2018 Filed Dec 12, 2018 18:09 UTC
Welch Thomas H JRChief Legal Officer
GrantRestricted Stock Units · Derivative 38,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062190 · doc4.xml · derivative · entry 1

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,546

Underlying: Class A Non-Voting Common Stock · 38,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 18:02 UTC
ROTUNDA JOSEPH LChief Operating Officer
GrantRestricted Stock Units · Derivative 63,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062188 · doc4.xml · derivative · entry 1

ROTUNDA JOSEPH L · CIK 0001219741 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,168

Underlying: Class A Non-Voting Common Stock · 63,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 17:48 UTC
McGuire David FrancisDeputy CFO; CAO
GrantRestricted Stock Units · Derivative 20,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062183 · doc4.xml · derivative · entry 1

McGuire David Francis · CIK 0001664269 · Deputy CFO; CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,330

Underlying: Class A Non-Voting Common Stock · 20,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 17:33 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
GrantRestricted Stock Units · Derivative 29,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062181 · doc4.xml · derivative · entry 1

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,158

Underlying: Class A Non-Voting Common Stock · 29,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 17:17 UTC
Grimshaw StuartChief Executive Officer
GrantRestricted Stock Units · Derivative 280,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062179 · doc4.xml · derivative · entry 1

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,410

Underlying: Class A Non-Voting Common Stock · 280,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 16:50 UTC GrantRestricted Stock Units · Derivative 84,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062173 · doc4.xml · derivative · entry 1

Given Lachlan P · CIK 0001614771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,223

Underlying: Class A Non-Voting Common Stock · 84,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 16:44 UTC
Fosse EricPresident, US Pawn
GrantRestricted Stock Units · Derivative 37,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062171 · doc4.xml · derivative · entry 1

Fosse Eric · CIK 0001304753 · President, US Pawn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,500

Underlying: Class A Non-Voting Common Stock · 37,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 16:24 UTC
DeBenedictus MarkChief Customer Experience Off
GrantRestricted Stock Units · Derivative 39,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062168 · doc4.xml · derivative · entry 1

DeBenedictus Mark · CIK 0001708535 · Chief Customer Experience Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,561

Underlying: Class A Non-Voting Common Stock · 39,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 15:58 UTC
CHISM DANIEL MChief Financial Officer
GrantRestricted Stock Units · Derivative 42,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062165 · doc4.xml · derivative · entry 1

CHISM DANIEL M · CIK 0001219755 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,424

Underlying: Class A Non-Voting Common Stock · 42,056 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 15:55 UTC
Alomes ScottChief Human Resources Officer
GrantRestricted Stock Units · Derivative 37,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062163 · doc4.xml · derivative · entry 1

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,654

Underlying: Class A Non-Voting Common Stock · 37,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting.

F2 · derivative.exercise_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

F2 · derivative.expiration_date: The units vest, in whole or in part, on September 30, 2021, subject to the attainment of specified performance goals.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:15 UTC
Cumins PeterDirector
GrantClass A Non-Voting Common Stock 14,953 $9.91 $148,184.23
Disclosure

SEC source: 0001209191-18-059135 · doc4.xml · nonDerivative · entry 1

Cumins Peter · CIK 0001615744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,303

F1 · shares: All shares vest on September 30, 2019.

F2 · price: Closing market value on date of award. However, no consideration was paid for the award other than services rendered and to be rendered by the Reporting Person.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 14,953 unvested Restricted Stock Awards.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:45 UTC GrantClass A Non-Voting Common Stock 14,953 $9.91 $148,184.23
Disclosure

SEC source: 0001209191-18-059102 · doc4.xml · nonDerivative · entry 1

Miranda Santiago Creel · CIK 0001597665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,303

F1 · shares: All shares vest on September 30, 2019.

F2 · price: Closing market value on date of award. However, no consideration was paid for the award other than services rendered and to be rendered by the Reporting Person.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 14,953 unvested Restricted Stock Awards.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:44 UTC GrantClass A Non-Voting Common Stock 14,953 $9.91 $148,184.23
Disclosure

SEC source: 0001209191-18-059101 · doc4.xml · nonDerivative · entry 1

APPEL MATTHEW · CIK 0001391610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,303

F1 · shares: All shares vest on September 30, 2019.

F2 · price: Closing market value on date of award. However, no consideration was paid for the award other than services rendered and to be rendered by the Reporting Person.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 14,953 unvested Restricted Stock Awards.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:41 UTC GrantClass A Non-Voting Common Stock 14,953 $9.91 $148,184.23
Disclosure

SEC source: 0001209191-18-059100 · doc4.xml · nonDerivative · entry 1

ESPINOSA PABLO LAGOS · CIK 0001503225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,003

F1 · shares: All shares vest on September 30, 2019.

F2 · price: Closing market value on date of award. However, no consideration was paid for the award other than services rendered and to be rendered by the Reporting Person.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 14,953 unvested Restricted Stock Awards.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
OtherRestricted Stock Units · Derivative 13,290 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · derivative · entry 7

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,229

Underlying: Class A Non-Voting Common Stock · 13,290 shares

Expires not disclosed

F5 · kind: These units were forfeited on November 13, 2018 due to failure to achieve performance goals.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 53,161 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · derivative · entry 6

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,519

Underlying: Class A Non-Voting Common Stock · 53,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 13,100 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · derivative · entry 5

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,680

Underlying: Class A Non-Voting Common Stock · 13,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Tax withholdingClass A Non-Voting Common Stock 19,856 $9.12 $181,086.72
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · nonDerivative · entry 4

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,896

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 16,000 unvested Restricted Stock Awards.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Tax withholdingClass A Non-Voting Common Stock 4,893 $9.12 $44,624.16
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · nonDerivative · entry 3

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,752

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Exercise / conversionClass A Non-Voting Common Stock 53,161 $9.12 $484,828.32
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · nonDerivative · entry 2

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:02 UTC
Welch Thomas H JRChief Legal Officer
Exercise / conversionClass A Non-Voting Common Stock 13,100 $9.12 $119,472.00
Disclosure

SEC source: 0001209191-18-058680 · doc4.xml · nonDerivative · entry 1

Welch Thomas H JR · CIK 0001461858 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
OtherRestricted Stock Units · Derivative 7,293 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · derivative · entry 7

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,721

Underlying: Class A Non-Voting Common Stock · 7,293 shares

Expires not disclosed

F5 · kind: These units were forfeited on November 13, 2018 due to failure to achieve performance goals.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 7,200 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · derivative · entry 6

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,014

Underlying: Class A Non-Voting Common Stock · 7,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 29,174 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · derivative · entry 5

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,214

Underlying: Class A Non-Voting Common Stock · 29,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F4 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Tax withholdingClass A Non-Voting Common Stock 1,754 $9.12 $15,996.48
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · nonDerivative · entry 4

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,275

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

F3 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 12,000 unvested Restricted Stock Awards.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Tax withholdingClass A Non-Voting Common Stock 7,104 $9.12 $64,788.48
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · nonDerivative · entry 3

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,029

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Exercise / conversionClass A Non-Voting Common Stock 7,200 $9.12 $65,664.00
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · nonDerivative · entry 2

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:01 UTC
Alomes ScottChief Human Resources Officer
Exercise / conversionClass A Non-Voting Common Stock 29,174 $9.12 $266,066.88
Disclosure

SEC source: 0001209191-18-058679 · doc4.xml · nonDerivative · entry 1

Alomes Scott · CIK 0001634986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
OtherRestricted Stock Units · Derivative 9,814 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · derivative · entry 7

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,184

Underlying: Class A Non-Voting Common Stock · 9,814 shares

Expires not disclosed

F4 · kind: These units were forfeited on November 13, 2018 due to failure to achieve performance goals.

F3 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F3 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Exercise / conversionRestricted Stock Units · Derivative 9,700 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · derivative · entry 6

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,998

Underlying: Class A Non-Voting Common Stock · 9,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F3 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Exercise / conversionRestricted Stock Units · Derivative 39,256 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · derivative · entry 5

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,698

Underlying: Class A Non-Voting Common Stock · 39,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F3 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Tax withholdingClass A Non-Voting Common Stock 3,386 $9.12 $30,880.32
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · nonDerivative · entry 4

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,729

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Tax withholdingClass A Non-Voting Common Stock 13,701 $9.12 $124,953.12
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · nonDerivative · entry 3

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,115

F2 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Exercise / conversionClass A Non-Voting Common Stock 9,700 $9.12 $88,464.00
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · nonDerivative · entry 2

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 15:57 UTC
Kuthy FranciscoGeneral Manager - Empeno Facil
Exercise / conversionClass A Non-Voting Common Stock 39,256 $9.12 $358,014.72
Disclosure

SEC source: 0001209191-18-058677 · doc4.xml · nonDerivative · entry 1

Kuthy Francisco · CIK 0001687194 · General Manager - Empeno Facil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:00 UTC
Grimshaw StuartChief Executive Officer
OtherRestricted Stock Units · Derivative 64,830 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058678 · doc4.xml · derivative · entry 8

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,037

Underlying: Class A Non-Voting Common Stock · 64,830 shares

Expires not disclosed

F6 · kind: These units were forfeited on November 13, 2018 due to failure to achieve performance goals.

F5 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F5 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:00 UTC
Grimshaw StuartChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 64,000 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058678 · doc4.xml · derivative · entry 7

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,867

Underlying: Class A Non-Voting Common Stock · 64,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F5 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:00 UTC
Grimshaw StuartChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 259,319 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-18-058678 · doc4.xml · derivative · entry 6

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,867

Underlying: Class A Non-Voting Common Stock · 259,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The units vested on November 13, 2018 after specified performance goals were achieved.

F5 · derivative.expiration_date: The units vested on November 13, 2018 after specified performance goals were achieved.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 16:00 UTC
Grimshaw StuartChief Executive Officer
Tax withholdingClass A Non-Voting Common Stock 24,350 $9.12 $222,072.00
Disclosure

SEC source: 0001209191-18-058678 · doc4.xml · nonDerivative · entry 5

Grimshaw Stuart · CIK 0001624784 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,890

F3 · kind: Represents shares withheld to cover tax liability associated with the vesting of restricted stock award.

F4 · balance_after: The Total Non-Derivative Securities Beneficially Owned includes 100,000 unvested Restricted Stock Awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.