Tapewire

Nasdaq · USD

EYE

National Vision Holdings, Inc.

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Tapewire entity
1716
SEC CIK
0001710155
Parsed reports
405

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2021 Filed Mar 2, 2021 16:31 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,385 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000002 · wf-form4_161472066827074.xml · derivative · entry 3

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,770

Underlying: Common Stock · 5,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 16,155 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 16,155 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:31 UTC
FAHS L READEDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001181253-21-000002 · wf-form4_161472066827074.xml · nonDerivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,003

F2 · price: On February 28, 2021, 5,385 restricted stock units vested and 2,419 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 26, 2021 (as February 28, 2021 fell on a weekend) of the Company's common stock on NASDAQ was $47.49 per share.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:31 UTC
FAHS L READEDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001181253-21-000002 · wf-form4_161472066827074.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:39 UTC
Blackwood JoanSVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 598 $0.00 $0.00
Disclosure

SEC source: 0001795128-21-000002 · wf-form4_161472112840780.xml · derivative · entry 2

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,684

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:39 UTC
Blackwood JoanSVP, Chief Marketing Officer
Exercise / conversionCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001795128-21-000002 · wf-form4_161472112840780.xml · nonDerivative · entry 1

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:37 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 383 $0.00 $0.00
Disclosure

SEC source: 0001782487-21-000002 · wf-form4_161472104556601.xml · derivative · entry 3

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,743

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F4 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 1,149 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 1,149 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:37 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Tax withholdingCommon Stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001782487-21-000002 · wf-form4_161472104556601.xml · nonDerivative · entry 2

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

F3 · price: On February 28, 2021, 383 restricted stock units vested and 136 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 26, 2021 (as February 28, 2021 fell on a weekend) of the Company's common stock on NASDAQ was $47.49 per share.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:37 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001782487-21-000002 · wf-form4_161472104556601.xml · nonDerivative · entry 1

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · balance_after: These shares include 111 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 598 $0.00 $0.00
Disclosure

SEC source: 0001767639-21-000002 · wf-form4_161472085228474.xml · derivative · entry 3

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,174

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F4 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 1,795 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
Brandman JaredSVP, GC and Secretary
Tax withholdingCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001767639-21-000002 · wf-form4_161472085228474.xml · nonDerivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,614

F3 · price: On February 28, 2021, 598 restricted stock units vested and 212 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 26, 2021 (as February 28, 2021 fell on a weekend) of the Company's common stock on NASDAQ was $47.49 per share.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
Brandman JaredSVP, GC and Secretary
Exercise / conversionCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001767639-21-000002 · wf-form4_161472085228474.xml · nonDerivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · balance_after: These shares include 1,728 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764

Underlying: Common Stock · 2,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC
Moore Patrick R.SVP, Chief Financial Officer
Tax withholdingCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

F2 · price: On February 28, 2021, 2,393 restricted stock units vested and 1,144 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 26, 2021 (as February 28, 2021 fell on a weekend) of the Company's common stock on NASDAQ was $47.49 per share.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:34 UTC
Armario JoseDirector
GrantCommon Stock 2,112 $0.00 $0.00
Disclosure

SEC source: 0001710155-21-000007 · wf-form4_161282002647154.xml · nonDerivative · entry 1

Armario Jose · CIK 0001377480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:29 UTC
Blackwood JoanSVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,743 $0.00 $0.00
Disclosure

SEC source: 0001795128-20-000004 · wf-form4_160772213001641.xml · derivative · entry 3

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,487

Underlying: Common Stock · 2,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: On December 9, 2019, the reporting person was granted 8,230 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On December 9, 2019, the reporting person was granted 8,230 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:29 UTC
Blackwood JoanSVP, Chief Marketing Officer
Tax withholdingCommon Stock 1,576 $46.36 $73,063.36
Disclosure

SEC source: 0001795128-20-000004 · wf-form4_160772213001641.xml · nonDerivative · entry 2

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:29 UTC
Blackwood JoanSVP, Chief Marketing Officer
Exercise / conversionCommon Stock 2,743 $0.00 $0.00
Disclosure

SEC source: 0001795128-20-000004 · wf-form4_160772213001641.xml · nonDerivative · entry 1

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 58,161 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,161 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options previously vested upon achievement of certain liquidity-event performance-based vesting conditions, as previously reported.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
SaleCommon Stock 58,161 $47.17 $2,743,454.37
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $47.06 to $47.64. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 58,161 $4.27 $248,347.47
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:50 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 100,000 $43.80 $4,380,000.00
Disclosure

SEC source: 0001181253-20-000006 · wf-form4_160495859412722.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,037

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 28, 2020. This sale was the final transaction under this Rule 10b5-1 trading plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 21:13 UTC GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001710155-20-000075 · wf-form4_160391958381309.xml · nonDerivative · entry 1

Johnson Susan S · CIK 0001616181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:32 UTC
Kelman NaomiDirector
GrantCommon Stock 2,687 $0.00 $0.00
Disclosure

SEC source: 0001822869-20-000004 · wf-form4_160028836363414.xml · nonDerivative · entry 1

Kelman Naomi · CIK 0001822869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 11:18 UTC GrantCommon Stock 28,410 $35.23 $1,000,938.28
Disclosure

SEC source: 0001710155-20-000066 · wf-form4_159724550487256.xml · nonDerivative · entry 1

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The David Randolph Peeler Trust - 2001

Disclosed balance after: 28,410

F1 · price: Price represents the weighted average price. The shares were purchased pursuant to a single order in multiple transactions at prices ranging from $34.985 to $35.40. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
August 10, 2020 Filed Sep 3, 2020 16:37 UTC Amendment PurchaseCommon Stock 28,410 $35.23 $1,000,938.28
Disclosure

SEC source: 0001225729-20-000002 · wf-form4a_159916543009555.xml · nonDerivative · entry 1

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The David Randolph Peeler Trust - 2001

Disclosed balance after: 28,410

F1 · kind: The original Form 4 filing showed a transaction code 'A', which was incorrect. This amendment reflects the appropriate transaction code 'P'.

F2 · price: Price represents the weighted average price. The shares were purchased pursuant to a single order in multiple transactions at prices ranging from $34.985 to $35.40. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 16:37 UTC GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001780061-20-000002 · wf-form4_159225341104841.xml · nonDerivative · entry 1

Cianfrocco Heather · CIK 0001780061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,748

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:39 UTC GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001710155-20-000052 · wf-form4_159225356699245.xml · nonDerivative · entry 1

TEHLE DAVID M · CIK 0001245010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,153

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:35 UTC GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001277322-20-000002 · wf-form4_159225330599758.xml · nonDerivative · entry 1

TAYLOR THOMAS V · CIK 0001277322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:38 UTC GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001397236-20-000003 · wf-form4_159225350288897.xml · nonDerivative · entry 1

Hepner Virginia A · CIK 0001397236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,527

F1 · shares: Restricted stock award granted as director compensation, which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:34 UTC
Acharya RaviSVP, Chief Technology Officer
GrantStock Option (Right to Buy) · Derivative 6,263 $0.00 Strike: $23.25 $0.00
Disclosure

SEC source: 0001804913-20-000006 · wf-form4_158456362268952.xml · derivative · entry 2

Acharya Ravi · CIK 0001804913 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Stock · 6,263 shares

Expires 2030-03-16

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:34 UTC
Acharya RaviSVP, Chief Technology Officer
GrantRestricted Stock Units · Derivative 2,689 $23.25 $62,519.25
Disclosure

SEC source: 0001804913-20-000006 · wf-form4_158456362268952.xml · derivative · entry 1

Acharya Ravi · CIK 0001804913 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Underlying: Common Stock · 2,689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:30 UTC
Clark BillSVP, Chief People Officer
GrantStock Option (Right to Buy) · Derivative 5,844 $34.82 Strike: $34.82 $203,488.08
Disclosure

SEC source: 0001778111-20-000002 · wf-form4_158327100390301.xml · derivative · entry 2

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 5,844 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:30 UTC
Clark BillSVP, Chief People Officer
GrantRestricted Stock Units · Derivative 2,298 $0.00 $0.00
Disclosure

SEC source: 0001778111-20-000002 · wf-form4_158327100390301.xml · derivative · entry 1

Clark Bill · CIK 0001778111 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,275

Underlying: Common Stock · 2,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:26 UTC
FAHS L READEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 41,089 $34.82 Strike: $34.82 $1,430,718.98
Disclosure

SEC source: 0001181253-20-000004 · wf-form4_158327076260030.xml · derivative · entry 2

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,089

Underlying: Common Stock · 41,089 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:26 UTC
FAHS L READEDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 16,155 $0.00 $0.00
Disclosure

SEC source: 0001181253-20-000004 · wf-form4_158327076260030.xml · derivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,155

Underlying: Common Stock · 16,155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

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February 28, 2020 Filed Mar 3, 2020 21:32 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 2,922 $34.82 Strike: $34.82 $101,744.04
Disclosure

SEC source: 0001782487-20-000002 · wf-form4_158327116142690.xml · derivative · entry 2

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

Underlying: Common Stock · 2,922 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 28, 2020 Filed Mar 3, 2020 21:32 UTC
Rasmussen MelissaSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,149 $0.00 $0.00
Disclosure

SEC source: 0001782487-20-000002 · wf-form4_158327116142690.xml · derivative · entry 1

Rasmussen Melissa · CIK 0001782487 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,126

Underlying: Common Stock · 1,149 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:31 UTC
Blackwood JoanSVP, Chief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 4,566 $0.00 Strike: $34.82 $0.00
Disclosure

SEC source: 0001795128-20-000002 · wf-form4_158327108622113.xml · derivative · entry 2

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Underlying: Common Stock · 4,566 shares

Expires 2030-02-28

F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:31 UTC
Blackwood JoanSVP, Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,795 $0.00 $0.00
Disclosure

SEC source: 0001795128-20-000002 · wf-form4_158327108622113.xml · derivative · entry 1

Blackwood Joan · CIK 0001795128 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,025

Underlying: Common Stock · 1,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:29 UTC
Brandman JaredSVP, GC and Secretary
GrantStock Option (Right to Buy) · Derivative 4,566 $34.82 Strike: $34.82 $158,988.12
Disclosure

SEC source: 0001767639-20-000002 · wf-form4_158327092604842.xml · derivative · entry 2

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Underlying: Common Stock · 4,566 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:29 UTC
Brandman JaredSVP, GC and Secretary
GrantRestricted Stock Units · Derivative 1,795 $0.00 $0.00
Disclosure

SEC source: 0001767639-20-000002 · wf-form4_158327092604842.xml · derivative · entry 1

Brandman Jared · CIK 0001767639 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,772

Underlying: Common Stock · 1,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:27 UTC
Moore Patrick R.SVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 18,262 $34.82 Strike: $34.82 $635,882.84
Disclosure

SEC source: 0001719844-20-000002 · wf-form4_158327084442112.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,262

Underlying: Common Stock · 18,262 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:27 UTC
Moore Patrick R.SVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,180 $34.82 $250,007.60
Disclosure

SEC source: 0001719844-20-000002 · wf-form4_158327084442112.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,157

Underlying: Common Stock · 7,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 16:15 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 75,000 $36.50 $2,737,500.00
Disclosure

SEC source: 0001181253-20-000002 · wf-form4_158015970823237.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,037

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 30, 2019, as amended on November 25, 2019. This sale was the final transaction under this Rule 10b5-1 trading plan.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 69,977 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · derivative · entry 6

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,160

Underlying: Common Stock · 69,977 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC
Moore Patrick R.SVP, Chief Financial Officer
SaleCommon Stock 69,977 $32.00 $2,239,264.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 4

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 30, 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionCommon Stock 69,977 $4.27 $298,801.79
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:35 UTC
Moore Patrick R.SVP, Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 23 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · derivative · entry 5

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,137

Underlying: Common Stock · 23 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:35 UTC
Moore Patrick R.SVP, Chief Financial Officer
SaleCommon Stock 23 $32.00 $736.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 30, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.