Tapewire

Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 9, 2020 21:23 UTC GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023232 · rdgdoc.xml · derivative · entry 3

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:22 UTC
Khanna RajDirector
GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023231 · rdgdoc.xml · derivative · entry 4

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:22 UTC GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023230 · rdgdoc.xml · derivative · entry 3

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:21 UTC GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023229 · rdgdoc.xml · derivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:21 UTC GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023228 · rdgdoc.xml · derivative · entry 3

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:20 UTC GrantRSU Award · Derivative 42,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-023226 · rdgdoc.xml · derivative · entry 3

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Underlying: Common Stock · 42,505 shares

Expires 2021-11-05

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 89,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · derivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,286

Underlying: Common stock · 89,010 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 11,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · derivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,357

Underlying: Common stock · 11,589 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 50,000 $4.37 $218,620.00
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,933

F2 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.33 to $4.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 41,257 $4.37 $180,293.09
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,933

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 89,010 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,372 $4.37 $23,475.64
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,180

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:31 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,589 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019136 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:30 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 49,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019135 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,630

Underlying: Common Stock · 49,741 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:30 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 24,662 $4.37 $107,772.94
Disclosure

SEC source: 0001437749-20-019135 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,361

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:30 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 49,741 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019135 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:28 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 29,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018943 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,884

Underlying: Common Stock · 29,776 shares

Expires 2021-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:28 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 14,763 $4.49 $66,285.87
Disclosure

SEC source: 0001437749-20-018943 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,282

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:28 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 29,776 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018943 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 12,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018594 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,219 shares

Expires 2020-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,664 $4.44 $25,148.16
Disclosure

SEC source: 0001437749-20-018594 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,963

F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:12 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 12,219 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018594 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: An additional 2,411 shares are included in this total, reflecting non-reportable purchase of 2,411 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).

Read SEC document
August 15, 2020 Filed Aug 18, 2020 21:38 UTC
Thomas RemiEVP Chief Financial Officer
GrantRSU Award · Derivative 91,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018290 · rdgdoc.xml · derivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,760

Underlying: Common Stock · 91,760 shares

Expires 2023-08-15

F1 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 21:37 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
GrantRSU Award · Derivative 383,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-018288 · rdgdoc.xml · derivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,330

Underlying: Common Stock · 383,330 shares

Expires 2023-08-15

F1 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:45 UTC
Vitalone Joseph AChief Revenue Officer
GrantRSU Award · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015292 · rdgdoc.xml · derivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2023-07-15

F1 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:30 UTC
Khanna RajDirector
PurchaseCommon Stock 20,000 $4.87 $97,354.00
Disclosure

SEC source: 0001437749-20-012835 · rdgdoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,883

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:10 UTC PurchaseCommon Stock 50,000 $5.11 $255,500.00
Disclosure

SEC source: 0001437749-20-012622 · rdgdoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 452,366

F1 · ownership.nature: Shares are held in the Shoemaker Living Trust, DTD 9/22/1992. J & D Shoemaker are Trustees

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:16 UTC PurchaseCommon Stock 50,000 $4.16 $207,830.00
Disclosure

SEC source: 0001437749-20-012479 · rdgdoc.xml · nonDerivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,866

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:16 UTC PurchaseCommon Stock 72,100 $3.95 $284,607.54
Disclosure

SEC source: 0001437749-20-012479 · rdgdoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,866

Read SEC document
June 01, 2020 Filed Jun 1, 2020 23:43 UTC PurchaseCommon Stock 2,900 $3.52 $10,197.27
Disclosure

SEC source: 0001437749-20-012241 · rdgdoc.xml · nonDerivative · entry 3

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,766

Read SEC document
May 31, 2020 Filed Jun 1, 2020 23:41 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 11,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-012240 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,946

Underlying: Common stock · 11,589 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
May 31, 2020 Filed Jun 1, 2020 23:41 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,372 $3.30 $17,727.60
Disclosure

SEC source: 0001437749-20-012240 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,997

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
May 31, 2020 Filed Jun 1, 2020 23:41 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,589 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-012240 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 23:43 UTC PurchaseCommon Stock 15,000 $3.30 $49,498.50
Disclosure

SEC source: 0001437749-20-012241 · rdgdoc.xml · nonDerivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,866

Read SEC document
May 28, 2020 Filed Jun 1, 2020 23:43 UTC PurchaseCommon Stock 10,000 $3.60 $36,007.00
Disclosure

SEC source: 0001437749-20-012241 · rdgdoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,866

Read SEC document
May 26, 2020 Filed May 27, 2020 20:13 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 29,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011832 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,660

Underlying: Common Stock · 29,777 shares

Expires 2021-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:13 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 14,764 $3.35 $49,459.40
Disclosure

SEC source: 0001437749-20-011832 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,269

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:13 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 29,777 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011832 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2020 Filed May 27, 2020 20:14 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 12,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011833 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

Underlying: Common stock · 12,219 shares

Expires 2020-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
May 23, 2020 Filed May 27, 2020 20:14 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,664 $3.32 $18,804.48
Disclosure

SEC source: 0001437749-20-011833 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,780

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
May 23, 2020 Filed May 27, 2020 20:14 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 12,219 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011833 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2020 Filed May 19, 2021 20:52 UTC PurchaseCommon Stock 7,200 $10.00 $71,999.28
Disclosure

SEC source: 0001437749-21-012801 · rdgdoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,200

F1 · ownership.nature: Shares are held by the reporting person's spouse in her individual brokerage account.

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February 29, 2020 Filed Mar 3, 2020 21:37 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 11,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-004245 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,535

Underlying: Common stock · 11,589 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: This is not an applicable reportable field for this type of grant.

F3 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter.

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February 29, 2020 Filed Mar 3, 2020 21:37 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,372 $5.03 $27,021.16
Disclosure

SEC source: 0001437749-20-004245 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,225

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

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February 29, 2020 Filed Mar 3, 2020 21:37 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 11,589 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-004245 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: An additional 2,329 shares are included in this total, reflecting purchase of 2,329 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).

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February 26, 2020 Filed Feb 28, 2020 21:17 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 29,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003921 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,437

Underlying: Common Stock · 29,776 shares

Expires 2021-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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February 26, 2020 Filed Feb 28, 2020 21:17 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 10,297 $5.54 $57,045.38
Disclosure

SEC source: 0001437749-20-003921 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,256

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

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February 26, 2020 Filed Feb 28, 2020 21:17 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 29,776 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003921 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2020 Filed Feb 25, 2020 21:25 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 12,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003505 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438

Underlying: Common stock · 12,219 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This is not an applicable reportable field for this type of grant.

F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter.

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February 23, 2020 Filed Feb 25, 2020 21:25 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 5,664 $6.42 $36,362.88
Disclosure

SEC source: 0001437749-20-003505 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,679

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.