EXTR

SEC source: 0001437749-21-027703 · rdgdoc.xml · derivative · entry 10

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,195

Underlying: Common Stock · 35,805 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $5.50 for 30 consecutive trading days on March 16, 2017.

SEC source: 0001437749-21-027703 · rdgdoc.xml · derivative · entry 9

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,907

F2 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,907

F2 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.84 to $14.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,800

F2 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.83 to $13.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-027573 · rdgdoc.xml · derivative · entry 6

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,362

Underlying: Common Stock · 12,453 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

SEC source: 0001437749-21-027573 · rdgdoc.xml · nonDerivative · entry 4

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,549

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

SEC source: 0001437749-21-027573 · rdgdoc.xml · nonDerivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-027703 · rdgdoc.xml · derivative · entry 8

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,858

Underlying: Common stock · 22,285 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,907

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

SEC source: 0001437749-21-027703 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-027573 · rdgdoc.xml · derivative · entry 5

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,777 shares

Expires 2021-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

SEC source: 0001437749-21-027573 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,271

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

SEC source: 0001437749-21-027573 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-026914 · rdgdoc.xml · nonDerivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 335,831

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

SEC source: 0001437749-21-026915 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,721

Underlying: Common stock · 31,960 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

SEC source: 0001437749-21-026915 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,952

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

SEC source: 0001437749-21-026915 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-026916 · rdgdoc.xml · derivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,501

Underlying: Common Stock · 7,642 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

SEC source: 0001437749-21-026916 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,258

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

SEC source: 0001437749-21-026916 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-026914 · rdgdoc.xml · nonDerivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 345,831

F2 · ownership.nature: Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

SEC source: 0001437749-21-026914 · rdgdoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 350,831

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.765 to $11.767 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

SEC source: 0001437749-21-025733 · rdgdoc.xml · derivative · entry 3

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025733 · rdgdoc.xml · derivative · entry 2

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025733 · rdgdoc.xml · nonDerivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 179,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held in Holmgren Family Rev Living Trust - Kathleen Holmgren, Trustee.

SEC source: 0001437749-21-025720 · rdgdoc.xml · derivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025720 · rdgdoc.xml · derivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025720 · rdgdoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025717 · rdgdoc.xml · derivative · entry 3

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025717 · rdgdoc.xml · derivative · entry 2

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025717 · rdgdoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025718 · rdgdoc.xml · derivative · entry 3

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025718 · rdgdoc.xml · derivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025718 · rdgdoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025716 · rdgdoc.xml · derivative · entry 3

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025716 · rdgdoc.xml · derivative · entry 2

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025716 · rdgdoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 523,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares are held in the Shoemaker Living Trust, DTD 9/22/1992. J & D Shoemaker are Trustees

SEC source: 0001437749-21-025714 · rdgdoc.xml · derivative · entry 3

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

SEC source: 0001437749-21-025714 · rdgdoc.xml · derivative · entry 2

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,505 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-025714 · rdgdoc.xml · nonDerivative · entry 1

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-026913 · rdgdoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 355,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership of shares previously reported as Direct. Ownership is Indirect and shares are held in CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

SEC source: 0001437749-21-026912 · rdgdoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 250,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Ownership of shares previously reported as Direct. Ownership is Indirect and shares are held in The Khanna 2002 Revocable Trust. Raj Khanna and Madhu Khanna, Trustees.

SEC source: 0001437749-21-025098 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,586

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-025097 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017.

SEC source: 0001437749-21-025097 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,806

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $10.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-025097 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-023902 · rdgdoc.xml · derivative · entry 3

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,450

Underlying: Common Stock · 33,350 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.