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Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2022 Filed Nov 18, 2022 22:55 UTC
Khanna RajDirector
GrantRSU Award · Derivative 11,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027781 · rdgdoc.xml · derivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,466 shares

Expires 2023-11-17

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:54 UTC GrantRSU Award · Derivative 11,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027780 · rdgdoc.xml · derivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,466 shares

Expires 2023-11-17

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:53 UTC GrantRSU Award · Derivative 11,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027779 · rdgdoc.xml · derivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,466 shares

Expires 2023-11-17

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:53 UTC GrantRSU Award · Derivative 11,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027778 · rdgdoc.xml · derivative · entry 1

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Underlying: Common Stock · 11,466 shares

Expires 2023-11-17

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one year anniversary of the date of grant or the next annual meeting of shareholders (provided that such vesting period may not be less than 50 weeks after grant).

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:52 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 1,302 $19.00 $24,742.04
Disclosure

SEC source: 0001437749-22-027777 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,220

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 17, 2022 Filed Nov 21, 2022 21:21 UTC PurchaseCommon Stock 5,370 $18.63 $100,055.99
Disclosure

SEC source: 0001437749-22-027851 · rdgdoc.xml · nonDerivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 201,034

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.62 to $18.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held in The Holmgren Family Revocable Living Trust - Kathleen Holmgren, Trustee

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:33 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 6,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027480 · rdgdoc.xml · derivative · entry 3

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,772

Underlying: Common Stock · 6,253 shares

Expires 2024-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:33 UTC
Vitalone Joseph AChief Revenue Officer
Tax withholdingCommon Stock 2,461 $18.38 $45,233.18
Disclosure

SEC source: 0001437749-22-027480 · rdgdoc.xml · nonDerivative · entry 2

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,090

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:33 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionCommon Stock 6,253 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027480 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · derivative · entry 6

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,772

Underlying: Common Stock · 6,253 shares

Expires 2024-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · derivative · entry 5

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,929

Underlying: Common Stock · 7,643 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 3,101 $18.38 $56,996.38
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · nonDerivative · entry 4

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,347

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 6,253 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · nonDerivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 3,790 $18.38 $69,660.20
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,195

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 7,643 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027479 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 26,054 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · derivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,383

Underlying: Common Stock · 26,054 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 31,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · derivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,881

Underlying: Common Stock · 31,960 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 12,598 $18.38 $231,551.24
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,522

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 26,054 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 15,453 $18.38 $284,026.14
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,066

Read SEC document
November 15, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 31,960 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 23:32 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 4,200 $19.00 $79,814.28
Disclosure

SEC source: 0001437749-22-027478 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,559

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:46 UTC Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026204 · rdgdoc.xml · derivative · entry 2

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:46 UTC Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026204 · rdgdoc.xml · nonDerivative · entry 1

Burton Ingrid · CIK 0001771079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:45 UTC Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026203 · rdgdoc.xml · derivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:45 UTC Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026203 · rdgdoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 352,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:44 UTC Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026202 · rdgdoc.xml · derivative · entry 2

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:44 UTC Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026202 · rdgdoc.xml · nonDerivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 195,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held in Holmgren Family Rev Living Trust - Kathleen Holmgren, Trustee.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:43 UTC Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026200 · rdgdoc.xml · derivative · entry 2

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:43 UTC Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026200 · rdgdoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:41 UTC
Khanna RajDirector
Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026197 · rdgdoc.xml · derivative · entry 2

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:41 UTC
Khanna RajDirector
Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026197 · rdgdoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 247,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held in The Khanna 2002 Revocable Trust. Raj Khanna and Madhu Khanna, Trustees.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:40 UTC Exercise / conversionRSU Award · Derivative 16,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026196 · rdgdoc.xml · derivative · entry 2

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,521 shares

Expires 2022-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:40 UTC Exercise / conversionCommon Stock 16,521 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-026196 · rdgdoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 539,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held in the Shoemaker Living Trust, DTD 9/22/1992. J & D Shoemaker are Trustees

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:12 UTC
Thomas RemiEVP Chief Financial Officer
SaleCommon Stock 10,000 $18.08 $180,813.00
Disclosure

SEC source: 0001437749-22-025539 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,342

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.24 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2022 Filed Oct 28, 2022 20:35 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 97,870 $17.11 $1,674,164.22
Disclosure

SEC source: 0001437749-22-025089 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,759

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 27, 2022 Filed Oct 28, 2022 20:35 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
SaleCommon Stock 2,130 $17.00 $36,210.00
Disclosure

SEC source: 0001437749-22-025089 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,629

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:37 UTC
Vitalone Joseph AChief Revenue Officer
SaleCommon Stock 20,226 $16.06 $324,768.88
Disclosure

SEC source: 0001437749-22-025092 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,298

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 15, 2022 Filed Oct 17, 2022 21:46 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionRSU Award · Derivative 33,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024254 · rdgdoc.xml · derivative · entry 3

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,050

Underlying: Common Stock · 33,350 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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October 15, 2022 Filed Oct 17, 2022 21:46 UTC
Vitalone Joseph AChief Revenue Officer
Tax withholdingCommon Stock 13,124 $13.23 $173,630.52
Disclosure

SEC source: 0001437749-22-024254 · rdgdoc.xml · nonDerivative · entry 2

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,524

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

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October 15, 2022 Filed Oct 17, 2022 21:46 UTC
Vitalone Joseph AChief Revenue Officer
Exercise / conversionCommon Stock 33,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024254 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2022 Filed Sep 2, 2022 20:07 UTC
Thomas RemiEVP Chief Financial Officer
SaleCommon Stock 10,000 $14.05 $140,511.00
Disclosure

SEC source: 0001437749-22-021809 · rdgdoc.xml · nonDerivative · entry 3

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,342

F2 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 31, 2022 Filed Sep 2, 2022 20:06 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 22,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021808 · rdgdoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 22,286 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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August 31, 2022 Filed Sep 2, 2022 20:06 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 10,776 $14.33 $154,420.08
Disclosure

SEC source: 0001437749-22-021808 · rdgdoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,759

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:06 UTC
MEYERCORD EDWARDDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 22,286 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021808 · rdgdoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:07 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionRSU Award · Derivative 12,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021809 · rdgdoc.xml · derivative · entry 4

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,454 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

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August 31, 2022 Filed Sep 2, 2022 20:07 UTC
Thomas RemiEVP Chief Financial Officer
Tax withholdingCommon Stock 6,175 $14.33 $88,487.75
Disclosure

SEC source: 0001437749-22-021809 · rdgdoc.xml · nonDerivative · entry 2

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,342

F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:07 UTC
Thomas RemiEVP Chief Financial Officer
Exercise / conversionCommon Stock 12,454 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021809 · rdgdoc.xml · nonDerivative · entry 1

Thomas Remi · CIK 0001759960 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 21:33 UTC
Vitalone Joseph AChief Revenue Officer
SaleCommon Stock 35,372 $15.00 $530,633.06
Disclosure

SEC source: 0001437749-22-021513 · rdgdoc.xml · nonDerivative · entry 1

Vitalone Joseph A · CIK 0001404174 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,298

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 29, 2022 Filed Aug 30, 2022 20:54 UTC
Khanna RajDirector
SaleCommon Stock 20,000 $15.00 $300,000.00
Disclosure

SEC source: 0001437749-22-021510 · rdgdoc.xml · nonDerivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 230,746

F1 · shares: Transaction pursuant to the Reporting Person's 10b5-1 Plan.

F2 · ownership.nature: Shares are held in The Khanna 2002 Revocable Trust. Raj Khanna and Madhu Khanna, Trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.