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Nasdaq · USD

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EXPONENT INC

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4154
SEC CIK
0000851520
Parsed reports
569

Last 12 months

Inside the activity.

2 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202611
Feb 202604
Mar 202602
Apr 202602
May 202606
Jun 202602
Jul 202601
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2020 Filed May 30, 2020 01:12 UTC
Kytomaa HarriGroup Vice President
SaleCommon Stock 1,700 $75.07 $127,625.80
Disclosure

SEC source: 0000851520-20-000094 · edgardoc.xml · nonDerivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,661

Read SEC document
May 27, 2020 Filed May 30, 2020 01:14 UTC Exercise / conversionRestricted Stock Units · Derivative 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000099 · edgardoc.xml · derivative · entry 2

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,229 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:14 UTC Exercise / conversionCommon Stock 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000099 · edgardoc.xml · nonDerivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000098 · edgardoc.xml · derivative · entry 2

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,229 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionCommon Stock 2,229 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000098 · edgardoc.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000097 · edgardoc.xml · derivative · entry 2

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,229 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionCommon Stock 2,229 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000097 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON KAREN A · CIK 0001200468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000096 · edgardoc.xml · derivative · entry 2

SHOVEN JOHN B · CIK 0001181492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,229 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:13 UTC Exercise / conversionCommon Stock 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000096 · edgardoc.xml · nonDerivative · entry 1

SHOVEN JOHN B · CIK 0001181492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:12 UTC Exercise / conversionRestricted Stock Units · Derivative 2,229 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000095 · edgardoc.xml · derivative · entry 2

Zumwalt Debra · CIK 0001609169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,229 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 27, 2020 Filed May 30, 2020 01:12 UTC Exercise / conversionCommon Stock 2,229 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000095 · edgardoc.xml · nonDerivative · entry 1

Zumwalt Debra · CIK 0001609169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 30, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,722 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · derivative · entry 6

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,722 shares

Expires 2020-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2020 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · derivative · entry 5

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275 shares

Expires 2020-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1-for-1.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
GrantDividend Equivalent Rights · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · derivative · entry 4

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 18 shares

Expires 2020-05-26

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2020.

F2 · price: Not applicable.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
Tax withholdingCommon Stock 2,074 $72.60 $150,572.40
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · nonDerivative · entry 3

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
Exercise / conversionCommon Stock 5,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · nonDerivative · entry 2

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2020 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:19 UTC
Haddad RobertGroup Vice President · Group Vice President
Exercise / conversionCommon Stock 275 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000085 · edgardoc.xml · nonDerivative · entry 1

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
May 18, 2020 Filed May 21, 2020 13:24 UTC
James Bradley AGroup Vice President
SaleCommon Stock 4,370 $67.56 $295,238.95
Disclosure

SEC source: 0000851520-20-000083 · edgardoc.xml · nonDerivative · entry 1

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Read SEC document
May 06, 2020 Filed May 8, 2020 19:05 UTC
James Bradley AGroup Vice President
SaleCommon Stock 2,203 $66.14 $145,713.03
Disclosure

SEC source: 0000851520-20-000081 · edgardoc.xml · nonDerivative · entry 1

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,490

Read SEC document
April 03, 2020 Filed Feb 13, 2021 02:56 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
PurchaseCommon Stock 140 $67.11 $9,395.12
Disclosure

SEC source: 0000851520-21-000014 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,943

F1 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
April 03, 2020 Filed Feb 13, 2021 02:55 UTC
Pye JohnGroup Vice President
PurchaseCommon Stock 24 $67.11 $1,610.59
Disclosure

SEC source: 0000851520-21-000012 · edgardoc.xml · nonDerivative · entry 5

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,046

F2 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
April 03, 2020 Filed Feb 13, 2021 02:55 UTC
Kytomaa HarriGroup Vice President
PurchaseCommon Stock 17 $67.11 $1,140.84
Disclosure

SEC source: 0000851520-21-000011 · edgardoc.xml · nonDerivative · entry 5

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,448

F2 · shares: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:32 UTC
Shepard SallyChief Human Resources Officer
GrantRestricted Stock Units · Derivative 5,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000079 · edgardoc.xml · derivative · entry 1

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

Underlying: Common Stock · 5,320 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:31 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,864 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000078 · edgardoc.xml · derivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,864

Underlying: Common Stock · 8,864 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:31 UTC
Reitman Maureen T. F.Group Vice President
GrantRestricted Stock Units · Derivative 6,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000077 · edgardoc.xml · derivative · entry 1

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

Underlying: Common Stock · 6,206 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:31 UTC
Reiss RichardGroup Vice President
GrantRestricted Stock Units · Derivative 2,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000076 · edgardoc.xml · derivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Stock · 2,660 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:31 UTC
Pye JohnGroup Vice President
GrantRestricted Stock Units · Derivative 592 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000075 · edgardoc.xml · derivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592

Underlying: Common Stock · 592 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:30 UTC
Murray Steven JGroup Vice President
GrantRestricted Stock Units · Derivative 5,614 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000074 · edgardoc.xml · derivative · entry 1

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614

Underlying: Common Stock · 5,614 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:30 UTC
Kytomaa HarriGroup Vice President
GrantRestricted Stock Units · Derivative 5,024 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000073 · edgardoc.xml · derivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024

Underlying: Common Stock · 5,024 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:30 UTC
James Bradley AGroup Vice President
GrantRestricted Stock Units · Derivative 6,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000072 · edgardoc.xml · derivative · entry 1

James Bradley A · CIK 0001799709 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

Underlying: Common Stock · 6,206 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:30 UTC
Haddad RobertGroup Vice President · Group Vice President
GrantRestricted Stock Units · Derivative 2,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000071 · edgardoc.xml · derivative · entry 1

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Stock · 2,660 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:30 UTC
Corrigan CatherineDirector · President & CEO
GrantRestricted Stock Units · Derivative 12,410 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000070 · edgardoc.xml · derivative · entry 1

Corrigan Catherine · CIK 0001552213 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,410

Underlying: Common Stock · 12,410 shares

Expires 2024-03-13

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 10,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · derivative · entry 7

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,056 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionDividend Equivalent Rights · Derivative 454 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · derivative · entry 6

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 454 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
GrantDividend Equivalent Rights · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · derivative · entry 5

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454

Underlying: Common Stock · 1 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
Tax withholdingCommon Stock 3,652 $75.99 $277,515.48
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · nonDerivative · entry 3

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,704

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionCommon Stock 10,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · nonDerivative · entry 2

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Shepard SallyChief Human Resources Officer
Exercise / conversionCommon Stock 454 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000057 · edgardoc.xml · nonDerivative · entry 1

Shepard Sally · CIK 0001661232 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 17,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · derivative · entry 6

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,592 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 794 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · derivative · entry 5

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 794 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 4 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · derivative · entry 4

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794

Underlying: Common Stock · 4 shares

Expires 2020-03-11

F5 · derivative.exercise_price: 1-for-1.

F6 · kind: Dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016-2019 not previously reported.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Tax withholdingCommon Stock 8,910 $75.99 $677,070.90
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · nonDerivative · entry 3

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,803

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 17,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · nonDerivative · entry 2

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
Exercise / conversionCommon Stock 794 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000056 · edgardoc.xml · nonDerivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reitman Maureen T. F.Group Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,384 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000055 · edgardoc.xml · derivative · entry 5

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,384 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reitman Maureen T. F.Group Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 423 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000055 · edgardoc.xml · derivative · entry 4

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reitman Maureen T. F.Group Vice President
Tax withholdingCommon Stock 2,888 $75.99 $219,459.12
Disclosure

SEC source: 0000851520-20-000055 · edgardoc.xml · nonDerivative · entry 3

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,707

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reitman Maureen T. F.Group Vice President
Exercise / conversionCommon Stock 9,384 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000055 · edgardoc.xml · nonDerivative · entry 2

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reitman Maureen T. F.Group Vice President
Exercise / conversionCommon Stock 423 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000055 · edgardoc.xml · nonDerivative · entry 1

Reitman Maureen T. F. · CIK 0001799991 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 11:29 UTC
Reiss RichardGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-20-000054 · edgardoc.xml · derivative · entry 6

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,704 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 11, 2016 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.