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Nasdaq · USD

EXPE

Expedia Group, Inc.

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Tapewire entity
3095
SEC CIK
0001324424
Parsed reports
677

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2017 Filed Aug 9, 2017 23:50 UTC
Okerstrom Mark DEVP of Ops & CFO
SaleCommon Stock 12,500 $150.00 $1,875,023.75
Disclosure

SEC source: 0001225208-17-013516 · doc4.xml · nonDerivative · entry 2

Okerstrom Mark D · CIK 0001530255 · EVP of Ops & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,748

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $150.00 to $150.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 23:50 UTC
Okerstrom Mark DEVP of Ops & CFO
Exercise / conversionCommon Stock 12,500 $33.79 $422,375.00
Disclosure

SEC source: 0001225208-17-013516 · doc4.xml · nonDerivative · entry 1

Okerstrom Mark D · CIK 0001530255 · EVP of Ops & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:46 UTC
KHOSROWSHAHI DARADirector · CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 86,228 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001225208-17-013273 · doc4.xml · derivative · entry 6

KHOSROWSHAHI DARA · CIK 0001184237 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,383

Underlying: Common Stock · 86,228 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-fourth of the total number of options vest on the first vesting date and an additional one-fourth each anniversary thereafter until the options are fully vested.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:46 UTC
KHOSROWSHAHI DARADirector · CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013273 · doc4.xml · nonDerivative · entry 4

KHOSROWSHAHI DARA · CIK 0001184237 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,348

F3 · kind: Bona fide gift of common stock donated to a charitable donor advised fund.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:46 UTC
KHOSROWSHAHI DARADirector · CEO
SaleCommon Stock 69,660 $154.32 $10,750,028.72
Disclosure

SEC source: 0001225208-17-013273 · doc4.xml · nonDerivative · entry 3

KHOSROWSHAHI DARA · CIK 0001184237 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,348

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $154.00 to $154.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:46 UTC
KHOSROWSHAHI DARADirector · CEO
SaleCommon Stock 16,568 $153.29 $2,539,731.92
Disclosure

SEC source: 0001225208-17-013273 · doc4.xml · nonDerivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,008

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $153.00 to $153.87. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:46 UTC
KHOSROWSHAHI DARADirector · CEO
Exercise / conversionCommon Stock 86,228 $18.63 $1,606,427.64
Disclosure

SEC source: 0001225208-17-013273 · doc4.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 23:47 UTC GrantStock Units · Derivative 76.517 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012308 · doc4.xml · derivative · entry 1

Von Furstenberg Alexander · CIK 0001451171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590.908

Underlying: Common Stock · 76.517 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into common stock on a 1-for-1 basis.

F2 · shares: Represents (as rounded) 75.529 stock units accrued under the Expedia, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan") in lieu of director cash compensation for the quarter ended June 30, 2017 and 0.989 stock units accrued under the Plan in connection with a dividend paid by Expedia, Inc. during the quarter ended June 30, 2017.

F3 · derivative.exercise_date: Stock units under the Expedia, Inc. Non-Employee Director Deferred Compensation Plan are to be settled in shares of common stock of Expedia, Inc. after the reporting person's termination of services as a director.

F3 · derivative.expiration_date: Stock units under the Expedia, Inc. Non-Employee Director Deferred Compensation Plan are to be settled in shares of common stock of Expedia, Inc. after the reporting person's termination of services as a director.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:31 UTC
Rudin ScottDirector
Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011584 · doc4.xml · derivative · entry 2

Rudin Scott · CIK 0001677788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 777 shares

Expires 2019-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:31 UTC
Rudin ScottDirector
Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011584 · doc4.xml · nonDerivative · entry 1

Rudin Scott · CIK 0001677788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:15 UTC
Liberty Expedia Holdings, Inc.Director · 10% owner
Sale1% exchangeable sr. debentures due 2047 (obligation to sell) · Derivative Not disclosed $400,000,000.00 $400,000,000.00
Disclosure

SEC source: 0001104659-17-039289 · a4.xml · derivative · entry 1

Liberty Expedia Holdings, Inc. · CIK 0001669600 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,062,640 shares

Expires 2047-06-30

F1 · derivative.exercise_price: On June 13, 2017, the reporting person sold, pursuant to a purchase agreement, $400,000,000 aggregate principal amount of its 1.0% exchangeable senior debentures due 2047 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 5.1566 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement or a combination thereof.

F2 · derivative.exercise_price: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on July 5, 2022, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, in whole or in part, on or after July 5, 2022.

F1 · kind: On June 13, 2017, the reporting person sold, pursuant to a purchase agreement, $400,000,000 aggregate principal amount of its 1.0% exchangeable senior debentures due 2047 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 5.1566 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement or a combination thereof.

F2 · kind: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on July 5, 2022, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, in whole or in part, on or after July 5, 2022.

F2 · derivative.exercise_date: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on July 5, 2022, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, in whole or in part, on or after July 5, 2022.

F1 · valueOwnedAfter: On June 13, 2017, the reporting person sold, pursuant to a purchase agreement, $400,000,000 aggregate principal amount of its 1.0% exchangeable senior debentures due 2047 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 5.1566 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement or a combination thereof.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010920 · doc4.xml · derivative · entry 3

Von Furstenberg Alexander · CIK 0001451171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010920 · doc4.xml · derivative · entry 2

Von Furstenberg Alexander · CIK 0001451171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010920 · doc4.xml · nonDerivative · entry 1

Von Furstenberg Alexander · CIK 0001451171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · derivative · entry 7

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · derivative · entry 6

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · derivative · entry 5

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · derivative · entry 4

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · nonDerivative · entry 3

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · nonDerivative · entry 2

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC Exercise / conversionCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010917 · doc4.xml · nonDerivative · entry 1

Jacobson Craig A · CIK 0001419485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC
KAUFMAN VICTORDirector · Vice Chairman
GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010918 · doc4.xml · derivative · entry 4

KAUFMAN VICTOR · CIK 0001184234 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested, subject to the satisfaction of certain performance-related conditions.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC
KAUFMAN VICTORDirector · Vice Chairman
Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010918 · doc4.xml · derivative · entry 3

KAUFMAN VICTOR · CIK 0001184234 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested, subject to the satisfaction of certain performance-related conditions.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC
KAUFMAN VICTORDirector · Vice Chairman
Exercise / conversionCommon Stock 280 $143.78 $40,258.40
Disclosure

SEC source: 0001225208-17-010918 · doc4.xml · nonDerivative · entry 2

KAUFMAN VICTOR · CIK 0001184234 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC
KAUFMAN VICTORDirector · Vice Chairman
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010918 · doc4.xml · nonDerivative · entry 1

KAUFMAN VICTOR · CIK 0001184234 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010921 · doc4.xml · derivative · entry 3

SHEAN CHRISTOPHER W · CIK 0001195197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010921 · doc4.xml · derivative · entry 2

SHEAN CHRISTOPHER W · CIK 0001195197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010921 · doc4.xml · nonDerivative · entry 1

SHEAN CHRISTOPHER W · CIK 0001195197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · derivative · entry 8

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · derivative · entry 7

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · derivative · entry 6

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · derivative · entry 5

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · nonDerivative · entry 3

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · nonDerivative · entry 2

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Exercise / conversionCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010916 · doc4.xml · nonDerivative · entry 1

Dolgen Jonathan L · CIK 0001306337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 7

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 6

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 5

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 4

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 3

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,174.223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 2

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,425.223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Kern Peter MDirector
Exercise / conversionCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 1

Kern Peter M · CIK 0001335751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,648.223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 23:35 UTC
Coe Pamela LDirector
GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010915 · doc4.xml · derivative · entry 3

Coe Pamela L · CIK 0001562334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.