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Nasdaq · USD

EXLS

ExlService Holdings, Inc.

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1503
SEC CIK
0001297989
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202603
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Oct 5, 2021 19:24 UTC ConversionCommon Stock 310,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · nonDerivative · entry 1

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

PANDIT VIKRAM S · CIK 0001183417 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 310,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021.

F2 · price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee.

F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

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July 15, 2021 Filed Jul 19, 2021 21:23 UTC PurchaseCommon Stock, par value $0.001 per share 2,500 $108.79 $271,975.00
Disclosure

SEC source: 0001371494-21-000011 · wf-form4_162672977456442.xml · nonDerivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,399

F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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July 08, 2021 Filed Jul 12, 2021 21:35 UTC PurchaseCommon Stock, par value $0.001 per share 2,500 $107.04 $267,600.00
Disclosure

SEC source: 0001371494-21-000009 · wf-form4_162612569060158.xml · nonDerivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,399

F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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July 01, 2021 Filed Jul 6, 2021 22:24 UTC PurchaseCommon Stock, par value $0.001 per share 2,500 $107.12 $267,800.00
Disclosure

SEC source: 0001371494-21-000007 · wf-form4_162561022623705.xml · nonDerivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,899

F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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June 24, 2021 Filed Jun 28, 2021 21:13 UTC PurchaseCommon Stock, par value $0.001 per share 2,500 $106.83 $267,075.00
Disclosure

SEC source: 0001371494-21-000005 · wf-form4_162491478699598.xml · nonDerivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,399

F1 · kind: This purchase was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

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June 17, 2021 Filed Jun 21, 2021 17:14 UTC GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001179283-21-000003 · wf-form4_162431004120033.xml · derivative · entry 1

OSTLER CLYDE W · CIK 0001179283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,024

Underlying: Restricted Stock Units · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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June 17, 2021 Filed Jun 21, 2021 21:26 UTC GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001572473-21-000003 · wf-form4_162431077665191.xml · derivative · entry 1

Minto Anne Elizabeth · CIK 0001572473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,857

Underlying: Restricted Stock Units · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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June 17, 2021 Filed Jun 21, 2021 21:21 UTC
Sahney NitinDirector
GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001505567-21-000003 · wf-form4_162431048756272.xml · derivative · entry 1

Sahney Nitin · CIK 0001505567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282

Underlying: Restricted Stock Units · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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June 17, 2021 Filed Jun 21, 2021 21:11 UTC
MITTAL SOMDirector
GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001591481-21-000005 · wf-form4_162430987759338.xml · derivative · entry 1

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,453

Underlying: Common Stock, par value $0.001 per share · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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June 17, 2021 Filed Jun 21, 2021 21:16 UTC GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001371494-21-000003 · wf-form4_162431017447708.xml · derivative · entry 1

STAGLIN GAREN K · CIK 0001371494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197

Underlying: Common Stock, par value $0.001 per share · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

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June 17, 2021 Filed Jun 21, 2021 21:09 UTC
Pipes KristyDirector
GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001783568-21-000004 · wf-form4_162430973431657.xml · derivative · entry 1

Pipes Kristy · CIK 0001783568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

Underlying: Restricted Stock Units · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:08 UTC GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-083564 · tm2120257d1_4.xml · derivative · entry 1

STUDENMUND JAYNIE M · CIK 0001222385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,819

Underlying: Common Stock, par value $0.001 per share · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

Read SEC document
June 17, 2021 Filed Jul 2, 2021 19:27 UTC GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-010075 · dp153969_4-pandit.xml · derivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Director

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,778

Underlying: Common Stock, par value $0.001 per share · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement.

F2 · date: The reporting person previously reported the transaction set forth herein on a Form 4 filed on June 21, 2021. However, the Form 4 was inadvertently filed in relation to a different issuer.

F3 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F3 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of the issuer (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F4 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F5 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,363 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082687 · tm2120058-1_4seq1.xml · derivative · entry 2

KELSO DAVID B · CIK 0001187801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,061

Underlying: Common Stock, par value $0.001 per share · 2,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

F2 · derivative.expiration_date: On June 15, 2020, the reporting person was granted 2,363 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.

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June 15, 2021 Filed Jun 17, 2021 21:01 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-082687 · tm2120058-1_4seq1.xml · nonDerivative · entry 1

KELSO DAVID B · CIK 0001187801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:00 UTC PurchaseCommon Stock, par value $0.001 per share 1,425 $103.38 $147,316.50
Disclosure

SEC source: 0001104659-21-080828 · tm2119687d1_4.xml · nonDerivative · entry 1

STUDENMUND JAYNIE M · CIK 0001222385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

Read SEC document
May 20, 2021 Filed May 24, 2021 21:21 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 21,000 $99.03 $2,079,630.00
Disclosure

SEC source: 0001373630-21-000003 · wf-form4_162189128740614.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 137,185

F1 · kind: The Reporting Person contributed ExlService Holdings, Inc. common stock, par value $0.001 per share (the "common stock") to an exchange fund in exchange for units of the exchange fund. The common stock was valued at $99.03 per share for the purpose of determining the number of units of the exchange fund issuable to the reporting person.

F1 · price: The Reporting Person contributed ExlService Holdings, Inc. common stock, par value $0.001 per share (the "common stock") to an exchange fund in exchange for units of the exchange fund. The common stock was valued at $99.03 per share for the purpose of determining the number of units of the exchange fund issuable to the reporting person.

F2 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
May 06, 2021 Filed May 10, 2021 21:46 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,000 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001798124-21-000010 · wf-form4_162068319053305.xml · derivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 1,000 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 6, 2021, the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

F3 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 6,500 stock options. 100 percent of these options became vested and exercisable on February 7, 2016.

Read SEC document
May 06, 2021 Filed May 10, 2021 21:46 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 1,000 $97.50 $97,500.00
Disclosure

SEC source: 0001798124-21-000010 · wf-form4_162068319053305.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
May 06, 2021 Filed May 10, 2021 21:46 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000010 · wf-form4_162068319053305.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 6, 2021, the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

Read SEC document
May 03, 2021 Filed May 24, 2021 21:21 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 530 $0.00 $0.00
Disclosure

SEC source: 0001373630-21-000003 · wf-form4_162189128740614.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,550

Read SEC document
April 23, 2021 Filed Apr 28, 2021 01:43 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 900 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001798124-21-000008 · wf-form4_161957418022625.xml · derivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, par value $0.001 per share · 900 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 23, 2021, the reporting person exercised previously issued options to purchase an aggregate of 900 shares of common stock of ExlService Holdings, Inc.

F3 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 6,500 stock options. 100 percent of these options became vested and exercisable on February 7, 2016.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 01:43 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 900 $96.50 $86,850.00
Disclosure

SEC source: 0001798124-21-000008 · wf-form4_161957418022625.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 01:43 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 900 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000008 · wf-form4_161957418022625.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 23, 2021, the reporting person exercised previously issued options to purchase an aggregate of 900 shares of common stock of ExlService Holdings, Inc.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:54 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,100 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001798124-21-000006 · wf-form4_161896645726765.xml · derivative · entry 4

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock, par value $0.001 per share · 1,100 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 16,2021, the reporting person exercised previously issued options to purchase an aggregate of 1,100 shares of common stock of ExlService Holdings, Inc.

F3 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 6,500 stock options. 100 percent of these options became vested and exercisable on February 7, 2016.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:54 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 100 $96.50 $9,650.00
Disclosure

SEC source: 0001798124-21-000006 · wf-form4_161896645726765.xml · nonDerivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:54 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 1,000 $95.50 $95,500.00
Disclosure

SEC source: 0001798124-21-000006 · wf-form4_161896645726765.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,673

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:54 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 1,100 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000006 · wf-form4_161896645726765.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 16,2021, the reporting person exercised previously issued options to purchase an aggregate of 1,100 shares of common stock of ExlService Holdings, Inc.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 21:02 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,000 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001798124-21-000004 · wf-form4_161860696072080.xml · derivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, par value $0.001 per share · 1,000 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 14,2021, the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

F3 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 6,500 stock options. 100 percent of these options became vested and exercisable on February 7, 2016.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 21:02 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 1,000 $94.50 $94,500.00
Disclosure

SEC source: 0001798124-21-000004 · wf-form4_161860696072080.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 21:02 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000004 · wf-form4_161860696072080.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On April 14,2021, the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 17:01 UTC
BAGAI PAVANPresident & COO
SaleCommon Stock, par value $0.001 per share 6,428 $92.81 $596,582.68
Disclosure

SEC source: 0001374134-21-000003 · wf-form4_161843407883356.xml · nonDerivative · entry 2

BAGAI PAVAN · CIK 0001374134 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,663

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $92.46 to $93.13 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 17:01 UTC
BAGAI PAVANPresident & COO
SaleCommon Stock, par value $0.001 per share 12,847 $92.07 $1,182,823.29
Disclosure

SEC source: 0001374134-21-000003 · wf-form4_161843407883356.xml · nonDerivative · entry 1

BAGAI PAVAN · CIK 0001374134 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,091

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.44 to $92.42 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:03 UTC
Bhalla VikasEVP & Head of Outsourcing
SaleCommon Stock, par value $0.001 per share 868 $92.94 $80,671.92
Disclosure

SEC source: 0001373633-21-000003 · wf-form4_161843422033776.xml · nonDerivative · entry 2

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,147

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $92.81 to $93.17 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:03 UTC
Bhalla VikasEVP & Head of Outsourcing
SaleCommon Stock, par value $0.001 per share 2,615 $92.13 $240,919.95
Disclosure

SEC source: 0001373633-21-000003 · wf-form4_161843422033776.xml · nonDerivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,015

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.63 to $92.58 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:16 UTC
MITTAL SOMDirector
SaleCommon Stock, par value $0.001 per share 1,136 $92.76 $105,375.36
Disclosure

SEC source: 0001591481-21-000003 · wf-form4_161834860086818.xml · nonDerivative · entry 2

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $92.58 to $93.01 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:16 UTC
MITTAL SOMDirector
SaleCommon Stock, par value $0.001 per share 4,521 $92.20 $416,836.20
Disclosure

SEC source: 0001591481-21-000003 · wf-form4_161834860086818.xml · nonDerivative · entry 1

MITTAL SOM · CIK 0001591481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.56 to $92.55 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares

Read SEC document
March 25, 2021 Filed Mar 29, 2021 21:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 13,017 $90.13 $1,173,222.21
Disclosure

SEC source: 0001104659-21-043341 · tm2111247-1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 158,185

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.60 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 21:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 33,824 $90.24 $3,052,277.76
Disclosure

SEC source: 0001104659-21-043341 · tm2111247-1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,080

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.77 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1,332 $89.98 $119,853.36
Disclosure

SEC source: 0001104659-21-037195 · tm219920d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 171,202

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 972 $89.98 $87,460.56
Disclosure

SEC source: 0001104659-21-037195 · tm219920d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,904

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 8,201 $89.97 $737,843.97
Disclosure

SEC source: 0001104659-21-036348 · tm219758d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 172,534

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:01 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 13,353 $89.96 $1,201,235.88
Disclosure

SEC source: 0001104659-21-036348 · tm219758d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,876

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $90.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 726 $89.96 $65,310.96
Disclosure

SEC source: 0001104659-21-035653 · tm219514-1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 180,735

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.98 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:02 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 579 $89.96 $52,086.84
Disclosure

SEC source: 0001104659-21-035653 · tm219514-1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,229

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.99 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1,724 $89.95 $155,073.80
Disclosure

SEC source: 0001104659-21-034520 · tm219301d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 181,461

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.97 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:00 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 1,272 $89.95 $114,416.40
Disclosure

SEC source: 0001104659-21-034520 · tm219301d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,808

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.96 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:00 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 2,500 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-21-033866 · tm219189d-1_4seq1.xml · derivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, par value $0.001 per share · 2,500 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person exercised previously issued options to purchase an aggregate of 2,500 shares of common stock of ExlService Holdings, Inc.

F4 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 6,500 stock options. 100 percent of these options became vested and exercisable on February 7, 2016.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:00 UTC
Jetley VivekEVP and Head of Analytics
SaleCommon Stock, par value $0.001 per share 2,500 $88.57 $221,425.00
Disclosure

SEC source: 0001104659-21-033866 · tm219189d-1_4seq1.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person

F3 · price: This transaction was executed in multiple trades at prices ranging from $88.45 to $88.75 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

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March 05, 2021 Filed Mar 9, 2021 22:00 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-033866 · tm219189d-1_4seq1.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 5, 2021, the reporting person exercised previously issued options to purchase an aggregate of 2,500 shares of common stock of ExlService Holdings, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.