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Nasdaq · USD

EXLS

ExlService Holdings, Inc.

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1503
SEC CIK
0001297989
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202603
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 22:22 UTC
Miglani Nalin KumarEVP and Chief HR Officer
Exercise / conversionCommon Stock, par value $0.001 per share 8,228 $0.00 $0.00
Disclosure

SEC source: 0001627017-22-000002 · wf-form4_164384054664651.xml · nonDerivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
Rai AnkorEVP, Chief Digital Officer
Tax withholdingCommon Stock, par value $0.001 per share 1,164 $118.09 $137,456.76
Disclosure

SEC source: 0001888174-22-000002 · wf-form4_164384038552181.xml · nonDerivative · entry 2

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
Rai AnkorEVP, Chief Digital Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,577 $0.00 $0.00
Disclosure

SEC source: 0001888174-22-000002 · wf-form4_164384038552181.xml · nonDerivative · entry 1

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:17 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
Exercise / conversionCommon Stock, par value $0.001 per share 3,118 $0.00 $0.00
Disclosure

SEC source: 0001373631-22-000002 · wf-form4_164384024058057.xml · nonDerivative · entry 1

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:14 UTC
Jetley VivekEVP and Head of Analytics
Tax withholdingCommon Stock, par value $0.001 per share 1,599 $118.09 $188,825.91
Disclosure

SEC source: 0001798124-22-000002 · wf-form4_164384007594991.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,771

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:14 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 3,851 $0.00 $0.00
Disclosure

SEC source: 0001798124-22-000002 · wf-form4_164384007594991.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:11 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Tax withholdingCommon Stock, par value $0.001 per share 1,492 $118.09 $176,190.28
Disclosure

SEC source: 0001762098-22-000002 · wf-form4_164383989216373.xml · nonDerivative · entry 2

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619

F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such PRSUs were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:11 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionCommon Stock, par value $0.001 per share 2,751 $0.00 $0.00
Disclosure

SEC source: 0001762098-22-000002 · wf-form4_164383989216373.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 20, 2019. Such shares of Common Stock were deemed earned on January 31, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 17:26 UTC GrantRestricted Stock Units · Derivative 340 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-000144 · dp164736_4-pandit.xml · derivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Director

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,118

Underlying: Common Stock, par value $0.001 per share · 340 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F3 · ownership.nature: Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F4 · ownership.nature: Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:20 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
SaleCommon Stock, par value $0.001 per share 251 $132.76 $33,322.76
Disclosure

SEC source: 0001762098-21-000007 · wf-form4_163969319491374.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:34 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001762098-21-000005 · wf-form4_163960765321601.xml · derivative · entry 3

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock, par value $0.001 per share · 1,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On December 13, 2018, the reporting person was granted 4,492 restricted stock units, 25 percent of the restricted stock units became vested on December 13, 2019, an additional 25 percent of the restricted stock units vested on December 13, 2020, an additional 25 percent of the restricted stock vested on December 13, 2021, and the remaining balance 25 percent of the restricted stock units will vest on December 13, 2022.

F3 · derivative.expiration_date: On December 13, 2018, the reporting person was granted 4,492 restricted stock units, 25 percent of the restricted stock units became vested on December 13, 2019, an additional 25 percent of the restricted stock units vested on December 13, 2020, an additional 25 percent of the restricted stock vested on December 13, 2021, and the remaining balance 25 percent of the restricted stock units will vest on December 13, 2022.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:34 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Tax withholdingCommon Stock, par value $0.001 per share 622 $135.55 $84,312.10
Disclosure

SEC source: 0001762098-21-000005 · wf-form4_163960765321601.xml · nonDerivative · entry 2

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

F2 · kind: The reporting person's restricted stock units reported in this report vested on December 13, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:34 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
Exercise / conversionCommon Stock, par value $0.001 per share 1,123 $0.00 $0.00
Disclosure

SEC source: 0001762098-21-000005 · wf-form4_163960765321601.xml · nonDerivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:22 UTC
Meckey SamuelExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · derivative · entry 3

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

Underlying: Common Stock, par value $0.001 per share · 2,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

F3 · derivative.expiration_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:22 UTC
Meckey SamuelExecutive Vice President
Tax withholdingCommon Stock, par value $0.001 per share 651 $137.14 $89,278.14
Disclosure

SEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · nonDerivative · entry 2

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,841

F2 · price: The reporting person's restricted stock units reported in this report vested on November 8, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:22 UTC
Meckey SamuelExecutive Vice President
Exercise / conversionCommon Stock, par value $0.001 per share 2,126 $0.00 $0.00
Disclosure

SEC source: 0001758557-21-000005 · wf-form4_163658292556509.xml · nonDerivative · entry 1

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 00:59 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 468 $134.75 $63,063.00
Disclosure

SEC source: 0001373630-21-000015 · wf-form4_163650592823170.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 00:59 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 4,580 $134.75 $617,155.00
Disclosure

SEC source: 0001373630-21-000015 · wf-form4_163650592823170.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 9,532 $134.75 $1,284,437.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,653

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,645 $131.75 $480,228.75
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 15,420 $134.75 $2,077,845.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,925

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:27 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 11,420 $131.75 $1,504,585.00
Disclosure

SEC source: 0001373630-21-000013 · wf-form4_163641044898032.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:07 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 6,355 $131.75 $837,271.25
Disclosure

SEC source: 0001373630-21-000011 · wf-form4_163615000884344.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 110,830

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:07 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 8,580 $131.75 $1,130,415.00
Disclosure

SEC source: 0001373630-21-000011 · wf-form4_163615000884344.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,765

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 23:34 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 9,112 $127.75 $1,164,058.00
Disclosure

SEC source: 0001373630-21-000009 · wf-form4_163606883225296.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 23:34 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 16,119 $127.75 $2,059,202.25
Disclosure

SEC source: 0001373630-21-000009 · wf-form4_163606883225296.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:30 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionRestricted Stock Units · Derivative 4,566 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000014 · wf-form4_163528378685769.xml · derivative · entry 3

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567

Underlying: Common Stock, par value $0.001 per share · 4,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2019, the reporting person was granted 9,133 restricted stock units, fifty percent of the restricted stock units became vested on on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

F3 · derivative.expiration_date: On October 22, 2019, the reporting person was granted 9,133 restricted stock units, fifty percent of the restricted stock units became vested on on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:30 UTC
Jetley VivekEVP and Head of Analytics
Tax withholdingCommon Stock, par value $0.001 per share 2,620 $122.84 $321,840.80
Disclosure

SEC source: 0001798124-21-000014 · wf-form4_163528378685769.xml · nonDerivative · entry 2

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,519

F2 · price: The reporting person's restricted stock units reported in this report vested on October 22, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

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October 22, 2021 Filed Oct 26, 2021 21:30 UTC
Jetley VivekEVP and Head of Analytics
Exercise / conversionCommon Stock, par value $0.001 per share 4,566 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000014 · wf-form4_163528378685769.xml · nonDerivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

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October 22, 2021 Filed Oct 26, 2021 21:24 UTC
Rai AnkorEVP, Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 4,566 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001888174-21-000004 · wf-form4_163528323796037.xml · derivative · entry 3

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567

Underlying: Common Stock, par value $0.001 per share · 4,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2019, the reporting person was granted 9,133 restricted stock units, fifty percent of the restricted stock units became vested on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

F3 · derivative.expiration_date: On October 22, 2019, the reporting person was granted 9,133 restricted stock units, fifty percent of the restricted stock units became vested on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

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October 22, 2021 Filed Oct 26, 2021 21:24 UTC
Rai AnkorEVP, Chief Digital Officer
Tax withholdingCommon Stock, par value $0.001 per share 1,966 $122.84 $241,503.44
Disclosure

SEC source: 0001888174-21-000004 · wf-form4_163528323796037.xml · nonDerivative · entry 2

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

F2 · price: The reporting person's restricted stock units reported in this report vested on October 22, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

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October 22, 2021 Filed Oct 26, 2021 21:24 UTC
Rai AnkorEVP, Chief Digital Officer
Exercise / conversionCommon Stock, par value $0.001 per share 4,566 $0.00 $0.00
Disclosure

SEC source: 0001888174-21-000004 · wf-form4_163528323796037.xml · nonDerivative · entry 1

Rai Ankor · CIK 0001888174 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

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October 22, 2021 Filed Oct 26, 2021 21:17 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
Exercise / conversionRestricted Stock Units · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001373631-21-000006 · wf-form4_163528302437333.xml · derivative · entry 2

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Underlying: Common Stock, par value $0.001 per share · 3,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F2 · derivative.exercise_date: On October 22, 2019, the reporting person was granted 6,850 restricted stock units, fifty percent of the restricted stock units became vested on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

F2 · derivative.expiration_date: On October 22, 2019, the reporting person was granted 6,850 restricted stock units, fifty percent of the restricted stock units became vested on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.

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October 22, 2021 Filed Oct 26, 2021 21:17 UTC
Kini NarasimhaEVP, Emerging Bus Unit Leader
Exercise / conversionCommon Stock, par value $0.001 per share 3,425 $0.00 $0.00
Disclosure

SEC source: 0001373631-21-000006 · wf-form4_163528302437333.xml · nonDerivative · entry 1

Kini Narasimha · CIK 0001373631 · EVP, Emerging Bus Unit Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 2,247 $127.59 $286,694.73
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,297

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.92 to $127.75 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

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October 15, 2021 Filed Oct 19, 2021 22:06 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 2,566 $126.28 $324,034.48
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 128,544

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.84 to $126.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

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October 15, 2021 Filed Oct 19, 2021 22:06 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 6,075 $124.95 $759,071.25
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 131,110

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by Rohit Kapoor 2016 Family Trust.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.75 to $125.66 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:06 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 3,881 $127.75 $495,797.75
Disclosure

SEC source: 0001373630-21-000007 · wf-form4_163468118729758.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,464

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 14, 2021 Filed Oct 18, 2021 21:50 UTC
Kapoor RohitDirector · CEO & Vice Chairman
SaleCommon Stock, par value $0.001 per share 20,000 $124.75 $2,495,000.00
Disclosure

SEC source: 0001373630-21-000005 · wf-form4_163459380393910.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,345

F1 · shares: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:39 UTC
Bhalla VikasEVP & Head of Outsourcing
SaleCommon Stock, par value $0.001 per share 2,661 $123.11 $327,595.71
Disclosure

SEC source: 0001373633-21-000007 · wf-form4_163346994358813.xml · nonDerivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,486

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
September 07, 2021 Filed Oct 18, 2021 21:50 UTC
Kapoor RohitDirector · CEO & Vice Chairman
GiftCommon Stock, par value $0.001 per share 205 $0.00 $0.00
Disclosure

SEC source: 0001373630-21-000005 · wf-form4_163459380393910.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,345

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:43 UTC
Mahon AnitaEVP & Chief Growth Officer
GrantRestricted Stock Units · Derivative 8,121 $0.00 $0.00
Disclosure

SEC source: 0001805281-21-000004 · wf-form4_163070178796269.xml · derivative · entry 1

Mahon Anita · CIK 0001805281 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Underlying: Common Stock, par value $0.001 per share · 8,121 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

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September 01, 2021 Filed Sep 3, 2021 20:59 UTC
Nicolelli MaurizioExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 8,121 $0.00 $0.00
Disclosure

SEC source: 0001472650-21-000003 · wf-form4_163070276948867.xml · derivative · entry 1

Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Underlying: Common Stock, par value $0.001 per share · 8,121 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:56 UTC
Miglani Nalin KumarEVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 8,121 $0.00 $0.00
Disclosure

SEC source: 0001627017-21-000003 · wf-form4_163070257091071.xml · derivative · entry 1

Miglani Nalin Kumar · CIK 0001627017 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Underlying: Common Stock, par value $0.001 per share · 8,121 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:45 UTC
Bhalla VikasEVP & Head of Outsourcing
GrantRestricted Stock Units · Derivative 12,181 $0.00 $0.00
Disclosure

SEC source: 0001373633-21-000005 · wf-form4_163070191246579.xml · derivative · entry 1

Bhalla Vikas · CIK 0001373633 · EVP & Head of Outsourcing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

Underlying: Common Stock, par value $0.001 per share · 12,181 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
Meckey SamuelExecutive Vice President
GrantRestricted Stock Units · Derivative 8,121 $0.00 $0.00
Disclosure

SEC source: 0001758557-21-000003 · wf-form4_163070244823654.xml · derivative · entry 1

Meckey Samuel · CIK 0001758557 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Underlying: Common Stock, par value $0.001 per share · 8,121 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:48 UTC
AYYAPPAN AJAYSVP & Gen Counsel/Corp. Sec'y.
GrantRestricted Stock Units · Derivative 8,121 $0.00 $0.00
Disclosure

SEC source: 0001762098-21-000003 · wf-form4_163070206473033.xml · derivative · entry 1

AYYAPPAN AJAY · CIK 0001762098 · SVP & Gen Counsel/Corp. Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Underlying: Common Stock, par value $0.001 per share · 8,121 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:41 UTC
Jetley VivekEVP and Head of Analytics
GrantRestricted Stock Units · Derivative 12,181 $0.00 $0.00
Disclosure

SEC source: 0001798124-21-000012 · wf-form4_163070167213214.xml · derivative · entry 1

Jetley Vivek · CIK 0001798124 · EVP and Head of Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

Underlying: Common Stock, par value $0.001 per share · 12,181 shares

Expires 2031-09-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
August 27, 2021 Filed Oct 5, 2021 19:24 UTC Disposition to issuer3.50% Convertible Senior Notes due 2024 · Derivative 1,689,606 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · derivative · entry 3

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

PANDIT VIKRAM S · CIK 0001183417 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee.

F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021.

F1 · shares: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021.

F5 · derivative.exercise_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms.

F5 · derivative.expiration_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms.

F2 · derivative.underlying_shares: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee.

F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Oct 5, 2021 19:24 UTC Conversion3.50% Convertible Senior Notes due 2024 · Derivative 310,394 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-015509 · dp158133_4-orogen.xml · derivative · entry 2

Orogen Echo LLC · CIK 0001754751 · Director

Orogen Group LLC · CIK 0001705509 · Director

Orogen Holdings LLC · CIK 0001705500 · Director

PANDIT VIKRAM S · CIK 0001183417 · Director

Atairos-Orogen Holdings, LLC · CIK 0001705610 · Director

Atairos Group, Inc. · CIK 0001671122 · Director

Atairos Partners, L.P. · CIK 0001671185 · Director

Atairos Partners GP, Inc. · CIK 0001671176 · Director

Angelakis Michael J · CIK 0001393014 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,689,606

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee.

F1 · kind: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021.

F1 · shares: Reflects an exchange of $150 million aggregate principal amount of the Issuer's 3.50% Convertible Senior Notes due October 1, 2024 (the "2024 Notes") held by the Reporting Persons for (i) a cash payment of $200 million plus accrued and unpaid interest on the reported securities through, and including, August 26, 2021 and (ii) 310,394 shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), which share amount was calculated using a 20-day volume weighted average price ending on, and including, August 26, 2021.

F5 · derivative.exercise_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms.

F5 · derivative.expiration_date: The reported securities were convertible at any time prior to the close of business on the scheduled trading day immediately preceding October 1, 2024, subject to earlier conversion or redemption in accordance with their terms.

F2 · derivative.underlying_shares: Under the terms of the 2024 Notes, upon conversion of the 2024 Notes, the Issuer was required to deliver, at the Issuer's election, cash, shares of Common Stock, or a combination of cash and shares of Common Stock. The 2024 Notes had an initial conversion rate of 13.3333 shares of Common Stock per $1,000 principal amount of the 2024 Notes, which was the equivalent of an initial conversion price of approximately $75 per share of Common Stock. The initial conversion rate was subject to adjustment from time to time in accordance with the terms of an indenture, dated as of October 4, 2018, by and between the Issuer and Citibank, N.A., as trustee.

F3 · ownership.nature: Orogen Echo LLC ("OE") directly owns the reported securities. The Orogen Group LLC ("Orogen") is the sole member of OE and Vikram S. Pandit ("Mr. Pandit") is the Chairman and Chief Executive Officer of Orogen and serves on the board of directors of ExlService Holdings, Inc. (the "Issuer"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of Orogen. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos.

F4 · ownership.nature: Each of the Reporting Persons, other than Mr. Pandit, is acting as a director by deputization of the Issuer with respect to Mr. Pandit's membership on the board of directors of the Issuer. Each of the Reporting Persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.