Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 6, 2020 23:48 UTC |
RYAN THOMAS LDirector
|
GrantCommon Stock | 29,070 | $0.86 | $25,000.20 |
DisclosureSEC source: 0000895126-20-000010 · wf-form4_157835452142369.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,601 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:11 UTC |
BUERGLER WILLIAM MSVP & Chief Accounting Officer
|
GrantCommon Stock | 160,411 | $0.83 | $132,435.32 |
DisclosureSEC source: 0000895126-20-000008 · wf-form4_157808586880688.xml · nonDerivative · entry 1 BUERGLER WILLIAM M · CIK 0001715834 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,632 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:08 UTC |
Lawler Robert D.Director · CEO
|
GrantCommon Stock | 718,723 | $0.83 | $593,377.71 |
DisclosureSEC source: 0000895126-20-000005 · wf-form4_157808567299051.xml · nonDerivative · entry 1 Lawler Robert D. · CIK 0001553194 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852,021 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:10 UTC |
WEBB JAMES REVP-Gen'l Counsel & Corp. Sec.
|
GrantCommon Stock | 307,385 | $0.83 | $253,777.06 |
DisclosureSEC source: 0000895126-20-000007 · wf-form4_157808581037183.xml · nonDerivative · entry 1 WEBB JAMES R · CIK 0001560380 · EVP-Gen'l Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,746,707 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:09 UTC |
DELL'OSSO DOMENIC J JRExec. Vice President & CFO
|
GrantCommon Stock | 356,566 | $0.83 | $294,380.89 |
DisclosureSEC source: 0000895126-20-000006 · wf-form4_157808574565400.xml · nonDerivative · entry 1 DELL'OSSO DOMENIC J JR · CIK 0001504988 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383,731 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 12:03 UTC |
RYAN THOMAS LDirector
|
PurchaseCommon Stock | 200,000 | $0.75 | $150,000.00 |
DisclosureSEC source: 0000895126-19-000242 · wf-form4_157589299722168.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,531 Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 22:07 UTC |
BUERGLER WILLIAM MSVP & Chief Accounting Officer
|
PurchaseCommon Stock | 70,681 | $0.71 | $50,056.28 |
DisclosureSEC source: 0000895126-19-000230 · wf-form4_157376925050647.xml · nonDerivative · entry 1 BUERGLER WILLIAM M · CIK 0001715834 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,681 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 02:08 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
OtherCommon Stock | 110,812,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-062809 · a4.xml · nonDerivative · entry 4 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F1 · price: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F5 · ownership.nature: Directly owned by WHR Holdings. F9 · ownership.nature: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F10 · ownership.nature: (Continued from Footnote 9) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 02:08 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
OtherCommon Stock | 47,042,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-062809 · a4.xml · nonDerivative · entry 3 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F1 · price: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F4 · ownership.nature: Directly owned by NGP XI US Holdings. Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes (6) through (8). F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 02:08 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
OtherCommon Stock | 13,398,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-062809 · a4.xml · nonDerivative · entry 2 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F1 · price: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F3 · ownership.nature: Directly owned by Acquisition Co. Holdings. F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 02:08 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
OtherCommon Stock | 139,559,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-062809 · a4.xml · nonDerivative · entry 1 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F1 · price: On November 12, 2019, each of Esquisto Holdings, LLC ("Esquisto Holdings"), WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings") and WHR Holdings, LLC ("WHR Holdings") distributed all shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation ("Chesapeake") held by them to their equity holders, including NGP XI US Holdings, L.P. ("NGP XI US Holdings") and NGP X US Holdings, L.P. ("NGP X US Holdings"), on a pro rata basis in accordance with their respective ownership interests, with no consideration being paid in connection therewith. Immediately following such distribution, NGP XI US Holdings and NGP X US Holdings also made pro rata distributions of all shares of Common Stock of Chesapeake held by them to their unitholders in accordance with their respective ownership interests, with no consideration being paid in connection therewith. F2 · ownership.nature: Directly owned by Esquisto Holdings. F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 01:00 UTC |
Gieselman ScottDirector
|
OtherCommon Stock | 312,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-063499 · a4.xml · nonDerivative · entry 1 Gieselman Scott · CIK 0001477713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,877 F1 · kind: On November 12, 2019, NGP Natural Resources X, L.P. ("NGP X"), NGP X Holdings GP, L.L.C. ("NGP X Holdings GP"), G.F.W. X, L.L.C. ("GFW X"), NGP Natural Resources XI, L.P. ("NGP XI") and NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP") made pro rata distributions of shares of Chesapeake Energy Corporation's common stock held by them to their respective limited partners and members. Scott A. Gieselman is a limited partner or member of each of NGP X, NGP X Holdings GP, GFW X, NGP XI and NGP XI Holdings GP and received an aggregate of 312,436 shares of common stock pursuant to such distributions. F1 · price: On November 12, 2019, NGP Natural Resources X, L.P. ("NGP X"), NGP X Holdings GP, L.L.C. ("NGP X Holdings GP"), G.F.W. X, L.L.C. ("GFW X"), NGP Natural Resources XI, L.P. ("NGP XI") and NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP") made pro rata distributions of shares of Chesapeake Energy Corporation's common stock held by them to their respective limited partners and members. Scott A. Gieselman is a limited partner or member of each of NGP X, NGP X Holdings GP, GFW X, NGP XI and NGP XI Holdings GP and received an aggregate of 312,436 shares of common stock pursuant to such distributions. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 01:00 UTC |
Hayes David WDirector
|
OtherCommon Stock | 249,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-063498 · a4.xml · nonDerivative · entry 1 Hayes David W · CIK 0001535405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,795 F1 · kind: On November 12, 2019, NGP Natural Resources X, L.P. ("NGP X"), NGP X Holdings GP, L.L.C. ("NGP X Holdings GP"), G.F.W. X, L.L.C. ("GFW X"), NGP Natural Resources XI, L.P. ("NGP XI") and NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP") made pro rata distributions of shares of Chesapeake Energy Corporation's common stock held by them to their respective limited partners and members. David W. Hayes is a limited partner or member of each of NGP X, NGP X Holdings GP, GFW X, NGP XI and NGP XI Holdings GP and received an aggregate of 249,007 shares of common stock pursuant to such distributions. F1 · price: On November 12, 2019, NGP Natural Resources X, L.P. ("NGP X"), NGP X Holdings GP, L.L.C. ("NGP X Holdings GP"), G.F.W. X, L.L.C. ("GFW X"), NGP Natural Resources XI, L.P. ("NGP XI") and NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP") made pro rata distributions of shares of Chesapeake Energy Corporation's common stock held by them to their respective limited partners and members. David W. Hayes is a limited partner or member of each of NGP X, NGP X Holdings GP, GFW X, NGP XI and NGP XI Holdings GP and received an aggregate of 249,007 shares of common stock pursuant to such distributions. Read SEC document |
| November 06, 2019 Filed Nov 6, 2019 21:39 UTC |
Lawler Robert D.Director · CEO
|
PurchaseCommon Stock | 50,000 | $0.91 | $45,740.00 |
DisclosureSEC source: 0000895126-19-000224 · wf-form4_157307637016021.xml · nonDerivative · entry 1 Lawler Robert D. · CIK 0001553194 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133,298 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.91475 to $0.9148. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2019 Filed Nov 6, 2019 21:07 UTC |
MARTIN R BRADDirector
|
PurchaseCommon Stock | 250,000 | $0.85 | $213,000.00 |
DisclosureSEC source: 0000895126-19-000222 · wf-form4_157307442586991.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,222,818 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.8501 to $0.8549. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:23 UTC |
RYAN THOMAS LDirector
|
GrantCommon Stock | 18,797 | $1.33 | $25,000.01 |
DisclosureSEC source: 0000895126-19-000209 · wf-form4_157013418128719.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,531 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:21 UTC |
KEATING LESLIE STARRDirector
|
GrantCommon Stock | 18,797 | $1.33 | $25,000.01 |
DisclosureSEC source: 0000895126-19-000208 · wf-form4_157013408116790.xml · nonDerivative · entry 1 KEATING LESLIE STARR · CIK 0001716654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,896 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:19 UTC |
Boyland Gloria R.Director
|
GrantCommon Stock | 9,399 | $1.33 | $12,500.67 |
DisclosureSEC source: 0000895126-19-000207 · wf-form4_157013397670012.xml · nonDerivative · entry 1 Boyland Gloria R. · CIK 0001691284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,128 Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:11 UTC |
BUERGLER WILLIAM MSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,307 | $1.41 | $1,842.87 |
DisclosureSEC source: 0000895126-19-000202 · wf-form4_156996066209183.xml · nonDerivative · entry 1 BUERGLER WILLIAM M · CIK 0001715834 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,221 F1 · shares: These shares were forfeited to the issuer to satisfy tax withholding obligations in connection with the partial vesting of a previously disclosed restricted stock award. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:15 UTC |
KEATING LESLIE STARRDirector
|
GrantCommon Stock | 12,756 | $1.96 | $25,001.76 |
DisclosureSEC source: 0000895126-19-000185 · wf-form4_156209852339592.xml · nonDerivative · entry 1 KEATING LESLIE STARR · CIK 0001716654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,099 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:16 UTC |
RYAN THOMAS LDirector
|
GrantCommon Stock | 12,755 | $1.96 | $24,999.80 |
DisclosureSEC source: 0000895126-19-000186 · wf-form4_156209856672146.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,734 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:14 UTC |
Boyland Gloria R.Director
|
GrantCommon Stock | 6,377 | $1.96 | $12,498.92 |
DisclosureSEC source: 0000895126-19-000184 · wf-form4_156209847656903.xml · nonDerivative · entry 1 Boyland Gloria R. · CIK 0001691284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,729 Read SEC document |
| May 28, 2019 Filed May 29, 2019 20:09 UTC |
WEBB JAMES REVP-Gen'l Counsel & Corp. Sec.
|
PurchaseCommon Stock | 50,000 | $1.96 | $98,010.00 |
DisclosureSEC source: 0000895126-19-000176 · wf-form4_155916055042147.xml · nonDerivative · entry 1 WEBB JAMES R · CIK 0001560380 · EVP-Gen'l Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439,322 Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:09 UTC |
Lawler Robert D.Director · CEO
|
PurchaseCommon Stock | 50,000 | $2.02 | $100,995.00 |
DisclosureSEC source: 0000895126-19-000174 · wf-form4_155907414246333.xml · nonDerivative · entry 1 Lawler Robert D. · CIK 0001553194 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,083,298 Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:08 UTC |
DELL'OSSO DOMENIC J JRExec. Vice President & CFO
|
PurchaseCommon Stock | 50,000 | $2.01 | $100,625.00 |
DisclosureSEC source: 0000895126-19-000173 · wf-form4_155907407278342.xml · nonDerivative · entry 1 DELL'OSSO DOMENIC J JR · CIK 0001504988 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.010 to $2.015 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:29 UTC |
RYAN THOMAS LDirector
|
GrantCommon Stock | 114,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000170 · wf-form4_155847057048944.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,979 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:28 UTC |
MILLER MERRILL A JRDirector
|
GrantCommon Stock | 109,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000169 · wf-form4_155847051639628.xml · nonDerivative · entry 1 MILLER MERRILL A JR · CIK 0001228416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,009 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:27 UTC |
MARTIN R BRADDirector
|
GrantCommon Stock | 219,918 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000168 · wf-form4_155847046028701.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,818 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:27 UTC |
KEATING LESLIE STARRDirector
|
GrantCommon Stock | 103,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000167 · wf-form4_155847040989138.xml · nonDerivative · entry 1 KEATING LESLIE STARR · CIK 0001716654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,343 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:26 UTC |
Hayes David WDirector
|
GrantCommon Stock | 94,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000166 · wf-form4_155847035941869.xml · nonDerivative · entry 1 Hayes David W · CIK 0001535405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,788 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:25 UTC |
Gieselman ScottDirector
|
GrantCommon Stock | 65,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000165 · wf-form4_155847028815983.xml · nonDerivative · entry 1 Gieselman Scott · CIK 0001477713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,441 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:23 UTC |
EDMUNDS MARK ADirector
|
GrantCommon Stock | 103,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000164 · wf-form4_155847022080967.xml · nonDerivative · entry 1 EDMUNDS MARK A · CIK 0001748634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,507 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:22 UTC |
CORBETT LUKE RDirector
|
GrantCommon Stock | 103,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000163 · wf-form4_155847015671644.xml · nonDerivative · entry 1 CORBETT LUKE R · CIK 0001187268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,293 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:22 UTC |
Boyland Gloria R.Director
|
GrantCommon Stock | 103,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000895126-19-000162 · wf-form4_155847010302530.xml · nonDerivative · entry 1 Boyland Gloria R. · CIK 0001691284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,352 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:12 UTC |
KEATING LESLIE STARRDirector
|
GrantCommon Stock | 7,936 | $3.15 | $24,998.40 |
DisclosureSEC source: 0000895126-19-000119 · wf-form4_155432230992340.xml · nonDerivative · entry 1 KEATING LESLIE STARR · CIK 0001716654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,608 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:13 UTC |
Boyland Gloria R.Director
|
GrantCommon Stock | 3,969 | $3.15 | $12,502.35 |
DisclosureSEC source: 0000895126-19-000120 · wf-form4_155432238888401.xml · nonDerivative · entry 1 Boyland Gloria R. · CIK 0001691284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,617 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:10 UTC |
RYAN THOMAS LDirector
|
GrantCommon Stock | 7,937 | $3.15 | $25,001.55 |
DisclosureSEC source: 0000895126-19-000118 · wf-form4_155432220360159.xml · nonDerivative · entry 1 RYAN THOMAS L · CIK 0001243194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,871 Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:16 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 202,658 | $3.25 | $658,638.50 |
DisclosureSEC source: 0001104659-19-018332 · a4.xml · nonDerivative · entry 4 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 110,812,594 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.26, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in Footnote (1) in this Form 4. F5 · balance_after: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F9 · balance_after: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F10 · balance_after: (Continued from Footnote 9) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. F5 · ownership.nature: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F9 · ownership.nature: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F10 · ownership.nature: (Continued from Footnote 9) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:16 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 86,033 | $3.25 | $279,607.25 |
DisclosureSEC source: 0001104659-19-018332 · a4.xml · nonDerivative · entry 3 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 47,042,897 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.26, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in Footnote (1) in this Form 4. F4 · balance_after: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes (6) through (8). F6 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · balance_after: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · balance_after: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F4 · ownership.nature: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes (6) through (8). F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:16 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 24,503 | $3.25 | $79,634.75 |
DisclosureSEC source: 0001104659-19-018332 · a4.xml · nonDerivative · entry 2 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,398,161 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.26, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in Footnote (1) in this Form 4. F3 · balance_after: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F6 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · balance_after: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · balance_after: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F3 · ownership.nature: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 21:16 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 255,230 | $3.25 | $829,497.50 |
DisclosureSEC source: 0001104659-19-018332 · a4.xml · nonDerivative · entry 1 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 139,559,070 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.26, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in Footnote (1) in this Form 4. F2 · balance_after: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F6 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · balance_after: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · balance_after: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F2 · ownership.nature: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F6 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F7 · ownership.nature: (Continued from Footnote 6) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F8 · ownership.nature: (Continued from Footnote 7) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 777,172 | $3.26 | $2,533,580.72 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 8 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 111,015,252 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.32, inclusive. F6 · balance_after: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F10 · balance_after: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F11 · balance_after: (Continued from Footnote 10) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. F6 · ownership.nature: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F10 · ownership.nature: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F11 · ownership.nature: (Continued from Footnote 10) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 329,930 | $3.26 | $1,075,571.80 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 6 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 47,128,930 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.32, inclusive. F5 · balance_after: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes 7 through 9. F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F5 · ownership.nature: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes 7 through 9. F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 93,967 | $3.26 | $306,332.42 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 4 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,422,664 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.32, inclusive. F4 · balance_after: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F4 · ownership.nature: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 978,783 | $3.26 | $3,190,832.58 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 2 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 139,814,300 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.32, inclusive. F3 · balance_after: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F3 · ownership.nature: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 1,331,224 | $3.31 | $4,406,351.44 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 7 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 111,792,424 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.35, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in footnotes (1) and (2) in this Form 4. F6 · balance_after: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F10 · balance_after: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F11 · balance_after: (Continued from Footnote 10) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. F6 · ownership.nature: Directly owned by WHR Holdings, LLC ("WHR Holdings"). F10 · ownership.nature: WildHorse Investment Holdings, LLC ("WildHorse Investment Holdings") owns 100% of the capital interests in WHR Holdings. NGP X US Holdings, L.P. ("NGP X US Holdings") owns 90.3% of WildHorse Investment Holdings, and certain former members of WildHorse Resource Development Corporation's management own the remaining 9.7%. As a result, NGP X US Holdings may be deemed to indirectly beneficially own the shares held by WHR Holdings. NGP X Holdings GP, L.L.C. ("NGP X Holdings GP") is the sole general partner of NGP X US Holdings. NGP Natural Resources X, L.P. ("NGP X") is the sole member of NGP X Holdings GP. G.F.W. Energy X, L.P. ("GFW X") is the sole general partner of NGP X. GFW X, L.L.C. ("GFW X GP") is the sole general partner of GFW X. F11 · ownership.nature: (Continued from Footnote 10) GFW X GP has delegated full power and authority to manage NGP X US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over the shares of Chesapeake common stock that WHR Holdings holds and therefore may also be deemed to be the beneficial owner of such shares. NGP ECM disclaims beneficial ownership of such shares in excess of its pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 565,140 | $3.31 | $1,870,613.40 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 5 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 47,458,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.35, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in footnotes (1) and (2) in this Form 4. F5 · balance_after: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes 7 through 9. F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F5 · ownership.nature: Directly owned by NGP XI US Holdings, L.P. ("NGP XI US Holdings"). Amount does not include potential indirect beneficial ownership of shares directly owned by Esquisto Holdings and Acquisition Co. Holdings. See Footnotes 7 through 9. F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 160,956 | $3.31 | $532,764.36 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 3 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,516,631 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.35, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in footnotes (1) and (2) in this Form 4. F4 · balance_after: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F4 · ownership.nature: Directly owned by WHE AcqCo Holdings, LLC ("Acquisition Co. Holdings"). F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 01:06 UTC |
NGP XI US Holdings, L.P.10% owner
NGP XI Holdings GP, L.L.C.10% owner
NGP Natural Resources XI, L.P.10% owner
G.F.W. Energy XI, L.P.10% owner
GFW XI, L.L.C.10% owner
|
SaleCommon Stock | 1,676,564 | $3.31 | $5,549,426.84 |
DisclosureSEC source: 0001104659-19-016925 · a4.xml · nonDerivative · entry 1 NGP Energy Capital Management, L.L.C. · CIK 0001471812 · 10% owner NGP XI US Holdings, L.P. · CIK 0001691879 · 10% owner NGP XI Holdings GP, L.L.C. · CIK 0001691880 · 10% owner NGP Natural Resources XI, L.P. · CIK 0001612741 · 10% owner G.F.W. Energy XI, L.P. · CIK 0001691944 · 10% owner GFW XI, L.L.C. · CIK 0001691951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 140,793,083 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.25 to $3.35, inclusive. The reporting persons undertake to provide to Chesapeake Energy Corporation ("Chesapeake"), any security holder of Chesapeake, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for each entity within the ranges set forth in footnotes (1) and (2) in this Form 4. F3 · balance_after: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F7 · balance_after: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · balance_after: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · balance_after: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. F3 · ownership.nature: Directly owned by Esquisto Holdings, LLC ("Esquisto Holdings"). F7 · ownership.nature: This form is jointly filed by NGP Energy Capital Management, L.L.C. ("NGP ECM"), NGP XI US Holdings, NGP XI Holdings GP, L.L.C. ("NGP XI Holdings GP"), NGP Natural Resources XI, L.P. ("NGP Natural Resources XI"), G.F.W. Energy XI, L.P. ("GFW Energy XI") and GFW XI, L.L.C. ("GFW XI"). Esquisto Investment Holdings, LLC ("Esquisto Investment Holdings") owns 100% of the capital interests in Esquisto Holdings, NGP XI US Holdings directly and indirectly owns 90% of Esquisto Investment Holdings, and certain members of Esquisto Holdings' and Esquisto Investment Holdings' management own the remaining 10.0%. Additionally, NGP XI US Holdings has shared rights to appoint a majority of the board of managers of Esquisto Investment Holdings. Further, NGP XI US Holdings owns 100% of the capital interests in Acquisition Co. Holdings. F8 · ownership.nature: (Continued from Footnote 7) As a result, NGP XI US Holdings may be deemed to indirectly beneficially own the shares held by each of Esquisto Holdings and Acquisition Co. Holdings. NGP XI US Holdings disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein and this statement shall not be construed as an admission that NGP XI US Holdings is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose. F9 · ownership.nature: (Continued from Footnote 8) NGP XI Holdings GP is the sole general partner of NGP XI US Holdings, NGP Natural Resources XI is the sole member of NGP XI Holdings GP, GFW Energy XI is the sole general partner of NGP Natural Resources XI and GFW XI is the sole general partner of GFW Energy XI. GFW XI has delegated full power and authority to manage NGP XI US Holdings to NGP ECM and accordingly, NGP ECM may be deemed to share voting and dispositive power over shares held by NGP XI US Holdings and therefore may also be deemed to be the beneficial owner of such shares. Each of NGP XI Holdings GP, NGP Natural Resources XI, GFW Energy XI, GFW XI and NGP ECM disclaims beneficial ownership of the reported securities in excess of its pecuniary interest therein. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:36 UTC |
BUERGLER WILLIAM MSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 8,126 | $3.16 | $25,678.16 |
DisclosureSEC source: 0000895126-19-000113 · wf-form4_155320058611516.xml · nonDerivative · entry 1 BUERGLER WILLIAM M · CIK 0001715834 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,528 F1 · shares: These shares were forfeited to the issuer to satisfy tax withholding obligations in connection with the partial vesting of a previously disclosed restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.