EVR

SEC source: 0001209191-20-037670 · doc4.xml · nonDerivative · entry 1

WHEELER WILLIAM J · CIK 0001273281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,215

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037659 · doc4.xml · nonDerivative · entry 1

BEATTIE RICHARD I · CIK 0001243034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,431

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037668 · doc4.xml · nonDerivative · entry 1

OVERLOCK WILARD J JR · CIK 0001221779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037663 · doc4.xml · nonDerivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037666 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,965

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037671 · doc4.xml · nonDerivative · entry 1

Williamson Sarah K · CIK 0001738671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037669 · doc4.xml · nonDerivative · entry 1

Robertson Sir Simon · CIK 0001703896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,288

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-037665 · doc4.xml · nonDerivative · entry 1

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,201

F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-025682 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,542

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of purchases that were executed at prices ranging from approximately $49.75 to $50.28 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock purchased at each price.

SEC source: 0001209191-20-018525 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,542

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of purchases that were executed at prices ranging from approximately $55.28 to $56.00 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock purchased at each price.

SEC source: 0001209191-20-018297 · doc4.xml · derivative · entry 5

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Shares of Class A common stock, par value $0.01 per share · 449,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-20-018297 · doc4.xml · derivative · entry 4

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Partnership Units held in trust.

Disclosed balance after: 0

Underlying: Shares of Class A common stock, par value $0.01 per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F3 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-018297 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

SEC source: 0001209191-20-018297 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2 · ownership.nature: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-017464 · doc4.xml · nonDerivative · entry 2

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,042

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of purchases that were executed at prices ranging from approximately $60.75 to $61.65 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock purchased at each price.

SEC source: 0001209191-20-017464 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,542

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of purchases that were executed at prices ranging from approximately $61.50 to $63.75 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock purchased at each price.

SEC source: 0001209191-20-015206 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,807

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-011558 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,839

SEC source: 0001209191-20-010782 · doc4.xml · derivative · entry 2

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnote

Disclosed balance after: 0

Underlying: Shares of Class A common stock, par value $0.01 per share · 329,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.exercise_price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · shares: The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F1 · derivative.exercise_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.expiration_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · derivative.underlying_shares: The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F3 · ownership.direct: The Reporting Person holds 2,545,205 Class E Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person. Following the Conversion, the Reporting Person will hold 0 Class J Units.

F3 · ownership.nature: The Reporting Person holds 2,545,205 Class E Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person. Following the Conversion, the Reporting Person will hold 0 Class J Units.

SEC source: 0001209191-20-010782 · doc4.xml · derivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in Corporation

Disclosed balance after: 2,545,205

Underlying: Shares of Class A common stock, par value $0.01 per share · 329,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.exercise_price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · shares: The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F1 · derivative.exercise_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F1 · derivative.expiration_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.

F2 · derivative.underlying_shares: The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F2 · balance_after: The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.

F3 · ownership.nature: The Reporting Person holds 2,545,205 Class E Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person. Following the Conversion, the Reporting Person will hold 0 Class J Units.

SEC source: 0001209191-20-010187 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,379

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-009236 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,914

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009242 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,510

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009239 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,542

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009231 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009227 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,231

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009228 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-20-009220 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,690

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2021.

SEC source: 0001209191-21-006126 · doc5.xml · nonDerivative · entry 5

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,730

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-21-006126 · doc5.xml · nonDerivative · entry 4

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,960

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-21-006126 · doc5.xml · nonDerivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,190

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-21-006126 · doc5.xml · nonDerivative · entry 2

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,640

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-21-006126 · doc5.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,940

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-20-007885 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

SEC source: 0001209191-20-007168 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,450

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007171 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,046

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007167 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007169 · doc4.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,034

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007165 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EPI & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,638

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007166 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-20-007163 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,788

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-19-061839 · doc4.xml · derivative · entry 3

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Shares of Class A common stock, par value $0.01 per share · 1,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-19-061839 · doc4.xml · nonDerivative · entry 2

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F2 · kind: On December 19, 2019, the Reporting Person purchased from Evercore LP one share of Class B common stock for par value. Class B common stock has no associated economic rights.

F2 · price: On December 19, 2019, the Reporting Person purchased from Evercore LP one share of Class B common stock for par value. Class B common stock has no associated economic rights.

SEC source: 0001209191-19-061839 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,272

F1 · kind: On December 19, 2019, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.

F1 · price: On December 19, 2019, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.

SEC source: 0001209191-19-054239 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

F1 · kind: These restricted stock units, which were granted pursuant to the Amended and Restated 2016 Evercore Inc. Stock Incentive Plan, vest two years after the date of grant, subject to accelerated vesting in certain circumstances.

SEC source: 0001209191-20-005765 · doc5.xml · nonDerivative · entry 3

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,737

F1 · kind: Ms. Harris has made a bona fide gift of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-20-005765 · doc5.xml · nonDerivative · entry 2

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,997

F1 · kind: Ms. Harris has made a bona fide gift of these shares of Class A common stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-20-005763 · doc5.xml · nonDerivative · entry 9

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,881

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-20-005763 · doc5.xml · nonDerivative · entry 8

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,211

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-20-005763 · doc5.xml · nonDerivative · entry 7

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,741

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.