EVR

SEC source: 0001209191-23-007580 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,781

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-23-007576 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,062

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-23-005309 · doc5.xml · nonDerivative · entry 2

BEATTIE RICHARD I · CIK 0001243034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,453

F1 · kind: Mr. Beattie has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-22-061714 · doc4.xml · derivative · entry 3

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 0

Underlying: Shares of Class A common stock, par value $0.01 per share · 287,536 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · kind: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F2 · kind: Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F1 · ownership.nature: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001209191-22-061714 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in trust.

Disclosed balance after: 0

F1 · kind: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F2 · kind: Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.

F1 · ownership.nature: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001209191-23-005311 · doc5.xml · nonDerivative · entry 1

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,648

F1 · kind: Ms. Harris has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-23-023602 · doc5a.xml · nonDerivative · entry 1

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,585

F1 · kind: This Form 5/A is being filed to correct an inadvertent administrative error in the number of securities reported as being gifted and beneficially owned on the Reporting Person's January 27, 2023 Form 5 filing.

SEC source: 0001209191-23-005305 · doc5.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,008

F1 · kind: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-22-043545 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564

SEC source: 0001209191-22-041650 · doc4.xml · nonDerivative · entry 1

Brown Celeste M · CIK 0001748812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,495

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-038471 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038482 · doc4.xml · nonDerivative · entry 1

WHEELER WILLIAM J · CIK 0001273281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,043

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038469 · doc4.xml · nonDerivative · entry 1

BEATTIE RICHARD I · CIK 0001243034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038478 · doc4.xml · nonDerivative · entry 1

OVERLOCK WILARD J JR · CIK 0001221779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038472 · doc4.xml · nonDerivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038476 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,793

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038481 · doc4.xml · nonDerivative · entry 1

Robertson Sir Simon · CIK 0001703896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038483 · doc4.xml · nonDerivative · entry 1

Williamson Sarah K · CIK 0001738671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,877

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-038475 · doc4.xml · nonDerivative · entry 1

Harris Gail Block · CIK 0001369329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,029

F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances.

SEC source: 0001209191-22-015589 · doc4.xml · derivative · entry 3

WEINBERG JOHN S · CIK 0001029647 · Director · CEO/Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Shares of Class A common stock, par value $0.01 per share · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · shares: On March 1, 2022, in accordance with their terms, the 400,000 Class I-P Units of Evercore LP owned by Mr. Weinberg automatically vested and converted into 400,000 Class I Units of Evercore LP.

F2 · price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-22-015589 · doc4.xml · derivative · entry 2

WEINBERG JOHN S · CIK 0001029647 · Director · CEO/Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares of Class A common stock, par value $0.01 per share · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · shares: On March 1, 2022, in accordance with their terms, the 400,000 Class I-P Units of Evercore LP owned by Mr. Weinberg automatically vested and converted into 400,000 Class I Units of Evercore LP.

F2 · price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F2 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

SEC source: 0001209191-22-015589 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · CEO/Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,302

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-015578 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702

SEC source: 0001209191-22-013232 · doc4.xml · derivative · entry 3

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EVR & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in Corporation

Disclosed balance after: 0

Underlying: Shares of Class A common stock, par value $0.01 per share · 2,545,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F1 · price: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F1 · derivative.exercise_date: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F2 · derivative.exercise_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock.

F1 · derivative.expiration_date: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F2 · derivative.expiration_date: Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock.

F1 · derivative.underlying_shares: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F1 · balance_after: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F4 · ownership.nature: The Reporting Person held the shares and/or LP Units (as applicable) through ISI Holding Inc., which was a corporation controlled by the Reporting Person.

SEC source: 0001209191-22-013232 · doc4.xml · nonDerivative · entry 2

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EVR & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,280

F1 · kind: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F1 · price: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F2 · price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock.

F1 · balance_after: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F1 · ownership.direct: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

SEC source: 0001209191-22-013232 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EVR & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in Corporation

Disclosed balance after: 2,602,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F2 · price: Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock.

F1 · balance_after: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.

F3 · balance_after: Includes Shares of Class A Common Stock and unvested restricted stock units.

F4 · ownership.nature: The Reporting Person held the shares and/or LP Units (as applicable) through ISI Holding Inc., which was a corporation controlled by the Reporting Person.

SEC source: 0001209191-23-005309 · doc5.xml · nonDerivative · entry 1

BEATTIE RICHARD I · CIK 0001243034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,453

F1 · kind: Mr. Beattie has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

SEC source: 0001209191-22-010867 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,674

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010872 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,759

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010865 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010859 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EVR & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,212

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010861 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,049

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010856 · doc4.xml · nonDerivative · entry 1

Brown Celeste M · CIK 0001748812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,210

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-010853 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,008

F1 · shares: Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2023.

SEC source: 0001209191-22-009805 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,349

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-008499 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

SEC source: 0001209191-22-007777 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,776

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-007778 · doc4.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,861

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-007776 · doc4.xml · nonDerivative · entry 1

Pensa Paul · CIK 0001409785 · Contr., Principal Acct.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,551

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-007774 · doc4.xml · nonDerivative · entry 1

HYMAN EDWARD S · CIK 0001323377 · Vice Chair EVR & Chairman EISI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,223

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-007775 · doc4.xml · nonDerivative · entry 1

Klurfeld Jason · CIK 0001729982 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,708

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-22-007773 · doc4.xml · nonDerivative · entry 1

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,960

F1 · shares: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

SEC source: 0001209191-21-066823 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,248

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $148.86 to $150.81 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-21-066823 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,873

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $150.50 to $151.89 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-21-065537 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,874

F2 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $153.04 to $154.31 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-21-065537 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,003

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $154.00 to $155.2325 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-22-006828 · doc5.xml · nonDerivative · entry 1

Walsh Robert B · CIK 0001402456 · CFO (through 8/31/2021)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,223

F1 · kind: Mr. Walsh has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.

SEC source: 0001209191-21-062745 · doc4.xml · nonDerivative · entry 2

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,918

SEC source: 0001209191-21-062745 · doc4.xml · nonDerivative · entry 1

SCHLOSSTEIN RALPH · CIK 0001059227 · Director · Co-CEO/Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,648

F1 · price: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $154.5 to $155.13 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

SEC source: 0001209191-22-006825 · doc5.xml · derivative · entry 8

Altman Roger C · CIK 0001369899 · Director · Founder and Senior Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,384

Underlying: Shares of Class A common stock, par value $0.01 per share · 33,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F4 · kind: Mr. Altman has made a bona fide gift of these Evercore LP partnership units to the Altman Kazickas Foundation, a not-for-profit institution.

F3 · derivative.exercise_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3 · derivative.expiration_date: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.