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Nasdaq · USD

EVLV

Evolv Technologies Holdings, Inc.

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Tapewire entity
5017
SEC CIK
0001805385
Parsed reports
260

Last 12 months

Inside the activity.

12 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202561
Dec 202501
Jan 202602
Feb 202601
Mar 202603
Apr 202601
May 202602
Jun 202602
Jul 202601
Aug 202621
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2022 Filed Sep 23, 2022 20:26 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-102691 · tm2226581-2_4seq1.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 20:24 UTC
Chitkara AnilFounder & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102690 · tm2226581-1_4seq1.xml · derivative · entry 3

Chitkara Anil · CIK 0001870900 · Founder & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F1 · derivative.exercise_date: On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F1 · derivative.expiration_date: On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 20:24 UTC
Chitkara AnilFounder & Chief Growth Officer
Exercise / conversionClass A Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-102690 · tm2226581-1_4seq1.xml · nonDerivative · entry 1

Chitkara Anil · CIK 0001870900 · Founder & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 00:51 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-025092 · wf-form4_166337585859758.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 00:51 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $2.35 $23,520.00
Disclosure

SEC source: 0001628280-22-025092 · wf-form4_166337585859758.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.29 to $2.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 00:51 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001628280-22-025092 · wf-form4_166337585859758.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:07 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-024301 · wf-form4_166215641193570.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:07 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $2.13 $21,265.00
Disclosure

SEC source: 0001628280-22-024301 · wf-form4_166215641193570.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.22. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:07 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001628280-22-024301 · wf-form4_166215641193570.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 30, 2022 11:36 UTC
Zuberi BilalDirector
OtherCommon Stock 20,701 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024340 · ownership.xml · nonDerivative · entry 1

Zuberi Bilal · CIK 0001835112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,701

F1 · kind: Pro rata distribution from Lux Ventures III, L.P. and its affiliates, in a transaction which is exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:28 UTC
COHEN ALAN SDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-023724 · wf-form4_166146288165492.xml · derivative · entry 2

COHEN ALAN S · CIK 0001183034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Cohen Family Trust

Disclosed balance after: 123,979

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the underlying shares on February 1, 2020 and in 36 equal monthly installments thereafter.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:28 UTC
COHEN ALAN SDirector
Exercise / conversionClass A Common Stock 100,000 $0.42 $42,000.00
Disclosure

SEC source: 0001628280-22-023724 · wf-form4_166146288165492.xml · nonDerivative · entry 1

COHEN ALAN S · CIK 0001183034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Cohen Family Trust

Disclosed balance after: 800,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:13 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-023059 · wf-form4_166068800415484.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:13 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $3.28 $32,758.00
Disclosure

SEC source: 0001628280-22-023059 · wf-form4_166068800415484.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:13 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001628280-22-023059 · wf-form4_166068800415484.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:15 UTC OtherClass A common stock 3,609,635 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092192 · tm2223669-2_4seq1.xml · nonDerivative · entry 1

Gates Frontier, LLC · CIK 0001580115 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,659,796

F1 · kind: Shares received in an in-kind distribution from a fund in which the reporting person is a non-managing investor.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:09 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-020600 · wf-form4_165955736902074.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:09 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $2.64 $26,432.00
Disclosure

SEC source: 0001628280-22-020600 · wf-form4_165955736902074.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:09 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001628280-22-020600 · wf-form4_165955736902074.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:54 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001628280-22-019059 · wf-form4_165817766112818.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:54 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $2.46 $24,614.00
Disclosure

SEC source: 0001628280-22-019059 · wf-form4_165817766112818.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:54 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001628280-22-019059 · wf-form4_165817766112818.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:32 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001104659-22-077723 · tm2218267-3_4seq1.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:32 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $2.58 $25,839.00
Disclosure

SEC source: 0001104659-22-077723 · tm2218267-3_4seq1.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.63. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:32 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001104659-22-077723 · tm2218267-3_4seq1.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:30 UTC PurchaseClass A Common Stock 8,000 $3.18 $25,440.00
Disclosure

SEC source: 0001104659-22-072419 · tm2218267-2_4seq1.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,919

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:30 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001104659-22-070558 · tm2218267-1_4seq1.xml · derivative · entry 3

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,895

Underlying: Class A Common Stock · 10,000 shares

Expires 2031-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:30 UTC
DeRosa Anthony JohnChief Revenue Officer
SaleClass A Common Stock 10,000 $3.14 $31,379.00
Disclosure

SEC source: 0001104659-22-070558 · tm2218267-1_4seq1.xml · nonDerivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.24. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:30 UTC
DeRosa Anthony JohnChief Revenue Officer
Exercise / conversionClass A Common Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001104659-22-070558 · tm2218267-1_4seq1.xml · nonDerivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:09 UTC
Donohue MarkChief Financial Officer
GrantRestricted Stock Units · Derivative 1,100,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067614 · tm2216781-2_4seq1.xml · derivative · entry 1

Donohue Mark · CIK 0001930278 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,917

Underlying: Class A Common Stock · 1,100,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on June 1, 2023.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:03 UTC GrantRestricted Stock Units · Derivative 48,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066748 · tm2216781-6_4seq1.xml · derivative · entry 3

Sullivan Mark J. · CIK 0001582163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:03 UTC Exercise / conversionRestricted Stock Units · Derivative 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066748 · tm2216781-6_4seq1.xml · derivative · entry 2

Sullivan Mark J. · CIK 0001582163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:03 UTC Exercise / conversionClass A Common Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066748 · tm2216781-6_4seq1.xml · nonDerivative · entry 1

Sullivan Mark J. · CIK 0001582163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:01 UTC
Glat NeilDirector
GrantRestricted Stock Units · Derivative 48,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066746 · tm2216781-4_4seq1.xml · derivative · entry 3

Glat Neil · CIK 0001819303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

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May 26, 2022 Filed Jun 1, 2022 00:01 UTC
Glat NeilDirector
Exercise / conversionRestricted Stock Units · Derivative 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066746 · tm2216781-4_4seq1.xml · derivative · entry 2

Glat Neil · CIK 0001819303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

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May 26, 2022 Filed Jun 1, 2022 00:01 UTC
Glat NeilDirector
Exercise / conversionClass A Common Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066746 · tm2216781-4_4seq1.xml · nonDerivative · entry 1

Glat Neil · CIK 0001819303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:02 UTC GrantRestricted Stock Units · Derivative 48,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · derivative · entry 3

Sheehy Kimberly H. · CIK 0001567047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · derivative · entry 2

Sheehy Kimberly H. · CIK 0001567047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:02 UTC Exercise / conversionClass A Common Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · nonDerivative · entry 1

Sheehy Kimberly H. · CIK 0001567047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:01 UTC GrantRestricted Stock Units · Derivative 48,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · derivative · entry 3

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:01 UTC Exercise / conversionRestricted Stock Units · Derivative 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
May 26, 2022 Filed Jun 1, 2022 00:01 UTC Exercise / conversionClass A Common Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:16 UTC PurchaseClass A Common Stock 29,081 $1.80 $52,203.30
Disclosure

SEC source: 0001104659-22-036121 · tm229748-3_4seq1.xml · nonDerivative · entry 2

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 29,081

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.7799 to $1.7999. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 17, 2022 Filed Mar 21, 2022 20:16 UTC PurchaseClass A Common Stock 70,919 $1.84 $130,221.47
Disclosure

SEC source: 0001104659-22-036121 · tm229748-3_4seq1.xml · nonDerivative · entry 1

Charlton Kevin M. · CIK 0001558255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,919

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.775 to $1.87. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 17, 2022 Filed Mar 21, 2022 20:16 UTC
COHEN ALAN SDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 106,157 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001104659-22-036123 · tm229748-2_4seq1.xml · derivative · entry 2

COHEN ALAN S · CIK 0001183034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Cohen Family Trust

Disclosed balance after: 57,161

Underlying: Class A Common Stock · 106,157 shares

Expires 2030-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the underlying shares on October 1, 2019 and in 36 equal monthly installments thereafter.

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March 17, 2022 Filed Mar 21, 2022 20:16 UTC
COHEN ALAN SDirector
Exercise / conversionClass A Common Stock 106,157 $0.42 $44,585.94
Disclosure

SEC source: 0001104659-22-036123 · tm229748-2_4seq1.xml · nonDerivative · entry 1

COHEN ALAN S · CIK 0001183034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Cohen Family Trust

Disclosed balance after: 700,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:15 UTC
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
GrantStock Option (Right to Buy) · Derivative 215,517 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-22-030226 · tm228072-5_4seq1.xml · derivative · entry 2

Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,517

Underlying: Class A Common Stock · 215,517 shares

Expires 2032-02-29

F3 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter.

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March 01, 2022 Filed Mar 4, 2022 01:15 UTC
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
GrantRestricted Stock Units · Derivative 143,266 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030226 · tm228072-5_4seq1.xml · derivative · entry 1

Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,266

Underlying: Class A Common Stock · 143,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on March 1, 2023.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC
DeRosa Anthony JohnChief Revenue Officer
GrantStock Option (Right to Buy) · Derivative 269,396 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-22-030218 · tm228072-2_4seq1.xml · derivative · entry 2

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,396

Underlying: Class A Common Stock · 269,396 shares

Expires 2032-02-29

F3 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC
DeRosa Anthony JohnChief Revenue Officer
GrantRestricted Stock Units · Derivative 179,083 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030218 · tm228072-2_4seq1.xml · derivative · entry 1

DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,083

Underlying: Class A Common Stock · 179,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on March 1, 2023.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.