Last 12 months
Inside the activity.
12 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 4, 2022 01:14 UTC |
Chitkara AnilFounder & Head of Corp. Dev.
|
GrantStock Option (Right to Buy) · Derivative | 215,517 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001104659-22-030224 · tm228072-3_4seq1.xml · derivative · entry 2 Chitkara Anil · CIK 0001870900 · Founder & Head of Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,517 Underlying: Class A Common Stock · 215,517 shares Expires 2032-02-29 F3 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:14 UTC |
Chitkara AnilFounder & Head of Corp. Dev.
|
GrantRestricted Stock Units · Derivative | 143,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030224 · tm228072-3_4seq1.xml · derivative · entry 1 Chitkara Anil · CIK 0001870900 · Founder & Head of Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,266 Underlying: Class A Common Stock · 143,266 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on March 1, 2023. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:11 UTC |
George Peter GustavDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 646,551 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001104659-22-030214 · tm228072-1_4seq1.xml · derivative · entry 2 George Peter Gustav · CIK 0001868666 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,551 Underlying: Class A Common Stock · 646,551 shares Expires 2032-02-29 F3 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:11 UTC |
George Peter GustavDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 429,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030214 · tm228072-1_4seq1.xml · derivative · entry 1 George Peter Gustav · CIK 0001868666 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,799 Underlying: Class A Common Stock · 429,799 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments commencing on March 1, 2023. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| March 01, 2022 Filed Sep 16, 2022 00:44 UTC Amendment |
Ellenbogen MichaelDirector · Founder & Chief Innovation Ofc
|
GrantStock Option (Right to Buy) · Derivative | 215,517 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001628280-22-025045 · wf-form4a_166328907799625.xml · derivative · entry 1 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Chief Innovation Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,517 Underlying: Class A Common Stock · 215,517 shares Expires 2032-02-29 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| March 01, 2022 Filed Sep 16, 2022 00:30 UTC Amendment |
DeRosa Anthony JohnChief Revenue Officer
|
GrantStock Option (Right to Buy) · Derivative | 269,396 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001628280-22-025041 · wf-form4a_166328823000176.xml · derivative · entry 1 DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,396 Underlying: Class A Common Stock · 269,396 shares Expires 2032-02-29 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| March 01, 2022 Filed Sep 16, 2022 00:35 UTC Amendment |
Chitkara AnilFounder & Chief Growth Officer
|
GrantStock Option (Right to Buy) · Derivative | 215,517 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001628280-22-025043 · wf-form4a_166328852348440.xml · derivative · entry 1 Chitkara Anil · CIK 0001870900 · Founder & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,517 Underlying: Class A Common Stock · 215,517 shares Expires 2032-02-29 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| March 01, 2022 Filed Sep 16, 2022 00:20 UTC Amendment |
George Peter GustavDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 646,551 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001628280-22-025039 · wf-form4a_166328760458531.xml · derivative · entry 1 George Peter Gustav · CIK 0001868666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,551 Underlying: Class A Common Stock · 646,551 shares Expires 2032-02-29 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on March 1, 2023 and in 12 equal quarterly installments thereafter. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:40 UTC |
Ramos MarioChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-028806 · tm228072-4_4seq1.xml · derivative · entry 1 Ramos Mario · CIK 0001891060 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs fully vest on January 1, 2023. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 22:48 UTC |
Sullivan Mark J.Director
|
GrantRestricted Stock Units · Derivative | 24,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-009851 · tm224792-2_4seq1.xml · derivative · entry 1 Sullivan Mark J. · CIK 0001582163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,271 Underlying: Class A Common Stock · 24,271 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full on January 1, 2023. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:24 UTC |
Charlton Kevin M.Director
|
PurchaseClass A Common Stock | 7,000 | $6.96 | $48,718.60 |
DisclosureSEC source: 0001213900-21-060037 · ownership.xml · nonDerivative · entry 1 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,000 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:31 UTC |
Ramos MarioChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 677,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-133669 · tm2131699-2_4seq1.xml · derivative · entry 1 Ramos Mario · CIK 0001891060 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,966 Underlying: Class A Common Stock · 677,966 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in three equal annual installments commencing on November 1, 2022. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 22:24 UTC |
Sheehy Kimberly H.Director
|
GrantRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-126850 · tm2130159-3_4seq1.xml · derivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 22:25 UTC |
Sullivan Mark J.Director
|
GrantRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-126851 · tm2130159-4_4seq1.xml · derivative · entry 1 Sullivan Mark J. · CIK 0001582163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 22:23 UTC |
Saintil MerlineDirector
|
GrantRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-126849 · tm2130159-2_4seq1.xml · derivative · entry 1 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 22:23 UTC |
Glat NeilDirector
|
GrantRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-126848 · tm2130159-1_4seq1.xml · derivative · entry 1 Glat Neil · CIK 0001819303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:20 UTC |
George Peter GustavDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-120247 · tm2128583-5_4seq1.xml · derivative · entry 1 George Peter Gustav · CIK 0001868666 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Class A Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:18 UTC |
Faubert Peter R.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-120241 · tm2128583-4_4seq1.xml · derivative · entry 1 Faubert Peter R. · CIK 0001679086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Class A Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:18 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-120239 · tm2128583-3_4seq1.xml · derivative · entry 1 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Class A Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:17 UTC |
DeRosa Anthony JohnChief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-120238 · tm2128583-2_4seq1.xml · derivative · entry 1 DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Class A Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:15 UTC |
Chitkara AnilFounder & Head of Corp. Dev.
|
GrantRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-120234 · tm2128583-1_4seq1.xml · derivative · entry 1 Chitkara Anil · CIK 0001870900 · Founder & Head of Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Class A Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| September 01, 2021 Filed Jan 26, 2022 23:00 UTC |
Glat NeilDirector
|
OtherWarrants to purchase Class A Common Stock · Derivative | 99,524 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-22-003784 · ownership.xml · derivative · entry 2 Glat Neil · CIK 0001819303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,524 Underlying: Class A Common Stock · 99,524 shares Expires 2026-07-16 F1 · kind: Distribution of shares and warrants from a limited liability company of which the reporting person was a member. Read SEC document |
| September 01, 2021 Filed Jan 26, 2022 23:00 UTC |
Glat NeilDirector
|
OtherClass A Common Stock | 30,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-003784 · ownership.xml · nonDerivative · entry 1 Glat Neil · CIK 0001819303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,182 F1 · kind: Distribution of shares and warrants from a limited liability company of which the reporting person was a member. Read SEC document |
| August 24, 2021 Filed Aug 24, 2021 20:15 UTC |
Charlton Kevin M.Director
|
PurchaseClass A Common Stock | 10,000 | $8.79 | $87,900.00 |
DisclosureSEC source: 0001213900-21-044591 · ownership.xml · nonDerivative · entry 1 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
OtherClass A Common Stock | 2,318,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 2 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · kind: The reporting person resigned from his position as manager of NewHold Industrial Technology Holdings LLC as of July 20, 2021. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
ConversionClass B Common Stock · Derivative | 135,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 7 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 135,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
ConversionClass B Common Stock · Derivative | 2,318,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 6 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,318,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
GiftClass B Common Stock · Derivative | 379,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 5 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,318,200 Underlying: Class A Common Stock · 379,300 shares Expires not disclosed F4 · kind: Gift to Public Benefit Company for no consideration. F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
OtherClass B Common Stock · Derivative | 172,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · derivative · entry 4 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,697,500 Underlying: Class A Common Stock · 172,500 shares Expires not disclosed F1 · kind: Forfeiture of Class B Common Stock from stockholder in registrant to NewHold Industrial Technology Holdings LLC for no consideration F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
ConversionClass A Common Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 3 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC |
Charlton Kevin M.Director
|
ConversionClass A Common Stock | 2,318,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037812 · ownership.xml · nonDerivative · entry 1 Charlton Kevin M. · CIK 0001558255 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,318,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:47 UTC |
Glat NeilDirector
|
ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037795 · ownership.xml · derivative · entry 2 Glat Neil · CIK 0001819303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. F2 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:47 UTC |
Glat NeilDirector
|
ConversionClass A Common Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-037795 · ownership.xml · nonDerivative · entry 1 Glat Neil · CIK 0001819303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:14 UTC |
Faubert Peter R.Chief Financial Officer
|
GrantPerformance Rights · Derivative | 144,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094072 · tm2122604-22_4seq1.xml · derivative · entry 3 Faubert Peter R. · CIK 0001679086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,311 Underlying: Class A Common Stock · 144,311 shares Expires not disclosed F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("OldEvolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F4 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:14 UTC |
Faubert Peter R.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 14,168 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094072 · tm2122604-22_4seq1.xml · derivative · entry 2 Faubert Peter R. · CIK 0001679086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,168 Underlying: Class A Common Stock · 14,168 shares Expires 2030-08-16 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("OldEvolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("OldEvolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on June 3, 2021 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:14 UTC |
Faubert Peter R.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,231,885 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094072 · tm2122604-22_4seq1.xml · derivative · entry 1 Faubert Peter R. · CIK 0001679086 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,885 Underlying: Class A Common Stock · 1,231,885 shares Expires 2030-08-16 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("OldEvolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("OldEvolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F2 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 14, 2020 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:11 UTC |
Saintil MerlineDirector
|
GrantPerformance Rights · Derivative | 32,534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094066 · tm2122604-17_4seq1.xml · derivative · entry 2 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,534 Underlying: Class A Common Stock · 32,534 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F3 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:11 UTC |
Saintil MerlineDirector
|
GrantStock Option (Right to Buy) · Derivative | 280,918 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094066 · tm2122604-17_4seq1.xml · derivative · entry 1 Saintil Merline · CIK 0001699497 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,918 Underlying: Class A Common Stock · 280,918 shares Expires 2031-01-12 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F2 · derivative.exercise_date: The option vests in 48 equal monthly installments and may be exercised as to the vested portions commencing on January 13, 2022. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:09 UTC |
DeRosa Anthony JohnChief Revenue Officer
|
GrantPerformance Rights · Derivative | 129,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094064 · tm2122604-15_4seq1.xml · derivative · entry 2 DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,700 Underlying: Class A Common Stock · 129,700 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F3 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:09 UTC |
DeRosa Anthony JohnChief Revenue Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,119,895 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094064 · tm2122604-15_4seq1.xml · derivative · entry 1 DeRosa Anthony John · CIK 0001868397 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,895 Underlying: Class A Common Stock · 1,119,895 shares Expires 2031-01-10 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F2 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:07 UTC |
COHEN ALAN SDirector
|
GrantStock Option (Right to Buy) · Derivative | 192,482 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094062 · tm2122604-13_4seq1.xml · derivative · entry 5 COHEN ALAN S · CIK 0001183034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Cohen Family Trust Disclosed balance after: 192,482 Underlying: Class A Common Stock · 192,482 shares Expires 2030-08-16 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F5 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the underlying shares on November 19, 2020 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:07 UTC |
COHEN ALAN SDirector
|
GrantStock Option (Right to Buy) · Derivative | 223,979 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094062 · tm2122604-13_4seq1.xml · derivative · entry 4 COHEN ALAN S · CIK 0001183034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Cohen Family Trust Disclosed balance after: 223,979 Underlying: Class A Common Stock · 223,979 shares Expires 2030-08-16 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the underlying shares on February 1, 2020 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:07 UTC |
COHEN ALAN SDirector
|
GrantStock Option (Right to Buy) · Derivative | 163,318 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094062 · tm2122604-13_4seq1.xml · derivative · entry 3 COHEN ALAN S · CIK 0001183034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Cohen Family Trust Disclosed balance after: 163,318 Underlying: Class A Common Stock · 163,318 shares Expires 2030-08-16 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F3 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the underlying shares on October 1, 2019 and in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:07 UTC |
COHEN ALAN SDirector
|
GrantPerformance Rights · Derivative | 138,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094062 · tm2122604-13_4seq1.xml · derivative · entry 2 COHEN ALAN S · CIK 0001183034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Cohen Family Trust Disclosed balance after: 138,972 Underlying: Class A Common Stock · 138,972 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F2 · shares: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026 F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · derivative.exercise_date: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · derivative.expiration_date: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:07 UTC |
COHEN ALAN SDirector
|
GrantClass A Common Stock | 593,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094062 · tm2122604-13_4seq1.xml · nonDerivative · entry 1 COHEN ALAN S · CIK 0001183034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Cohen Family Trust Disclosed balance after: 593,908 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:06 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantPerformance Rights · Derivative | 273,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094060 · tm2122604-11_4seq1.xml · derivative · entry 9 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by E Ventures Trust Disclosed balance after: 273,313 Underlying: Class A Common Stock · 273,313 shares Expires not disclosed F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F5 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:06 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantPerformance Rights · Derivative | 18,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094060 · tm2122604-11_4seq1.xml · derivative · entry 8 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Family Horizon Trust Disclosed balance after: 18,278 Underlying: Class A Common Stock · 18,278 shares Expires not disclosed F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F5 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:06 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantPerformance Rights · Derivative | 613,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-094060 · tm2122604-11_4seq1.xml · derivative · entry 7 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,223 Underlying: Class A Common Stock · 613,223 shares Expires not disclosed F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F5 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. F5 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:06 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantStock Option (Right to Buy) · Derivative | 14,169 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094060 · tm2122604-11_4seq1.xml · derivative · entry 6 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 Underlying: Class A Common Stock · 14,169 shares Expires 2030-08-17 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% on June 3, 2021 and will vest in 36 equal monthly installments thereafter. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 22:06 UTC |
Ellenbogen MichaelDirector · Founder & Head of Adv. Tech.
|
GrantStock Option (Right to Buy) · Derivative | 559,947 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001104659-21-094060 · tm2122604-11_4seq1.xml · derivative · entry 5 Ellenbogen Michael · CIK 0001869206 · Director · Founder & Head of Adv. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,947 Underlying: Class A Common Stock · 559,947 shares Expires 2030-08-17 F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement"). F3 · derivative.exercise_date: The option vests and becomes exercisable in 24 equal monthly installments commencing on January 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.