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EVH

Evolent Health, Inc.

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5492
SEC CIK
0001628908
Parsed reports
376

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2023 Filed Mar 7, 2023 18:04 UTC SaleClass A Common Stock 2,455 $35.01 $85,949.55
Disclosure

SEC source: 0001628908-23-000045 · wf-form4_167823026516991.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,123

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F4 · shares: This number represents shares of Class A Common Stock sold to satisfy the tax withholding obligation due upon vesting of LSUs.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.975 to $35.060, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 18:04 UTC SaleClass A Common Stock 87,901 $34.40 $3,023,794.40
Disclosure

SEC source: 0001628908-23-000045 · wf-form4_167823026516991.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,578

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F4 · shares: This number represents shares of Class A Common Stock sold to satisfy the tax withholding obligation due upon vesting of LSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.95 to $34.93, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:06 UTC
Blackley SethDirector · Chief Executive Officer
SaleClass A Common Stock 2,012 $35.01 $70,440.12
Disclosure

SEC source: 0001628908-23-000047 · wf-form4_167823038064797.xml · nonDerivative · entry 3

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,066

F3 · shares: This number represents shares of Class A Common Stock sold to satisfy the tax withholding obligation due upon vesting of LSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.975 to $35.060, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:06 UTC
Blackley SethDirector · Chief Executive Officer
SaleClass A Common Stock 71,916 $34.40 $2,473,910.40
Disclosure

SEC source: 0001628908-23-000047 · wf-form4_167823038064797.xml · nonDerivative · entry 2

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,078

F3 · shares: This number represents shares of Class A Common Stock sold to satisfy the tax withholding obligation due upon vesting of LSUs.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.95 to $34.93, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:04 UTC Exercise / conversionLeveraged Restricted Stock Unit · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000045 · wf-form4_167823026516991.xml · derivative · entry 6

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: LSUs vested on March 3, 2023.

F10 · derivative.expiration_date: These LSUs do not expire.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:04 UTC Exercise / conversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000045 · wf-form4_167823026516991.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the leveraged stock units ("LSUs") granted to Mr. Williams on March 2, 2020, based on the cumulative performance of the Issuer's Class A Common Stock.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:06 UTC
Blackley SethDirector · Chief Executive Officer
Exercise / conversionLeveraged Restricted Stock Unit · Derivative 360,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000047 · wf-form4_167823038064797.xml · derivative · entry 5

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 360,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: LSUs vested on March 3, 2023.

F8 · derivative.expiration_date: These LSUs do not expire.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:06 UTC
Blackley SethDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000047 · wf-form4_167823038064797.xml · nonDerivative · entry 1

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the leveraged stock units ("LSUs") granted to Mr. Blackley on March 2, 2020, based on the cumulative performance of the Issuer's Class A Common Stock.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:35 UTC
Weinberg JonathanGeneral Counsel
Tax withholdingClass A Common Stock 3,330 $35.15 $117,049.50
Disclosure

SEC source: 0001628908-23-000037 · wf-form4_167788290033047.xml · nonDerivative · entry 3

Weinberg Jonathan · CIK 0001642833 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,969

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:42 UTC
Tutewohl SteveChief Operating Officer
Tax withholdingClass A Common Stock 3,200 $35.15 $112,480.00
Disclosure

SEC source: 0001628908-23-000041 · wf-form4_167788327939137.xml · nonDerivative · entry 3

Tutewohl Steve · CIK 0001811845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,331

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:37 UTC
Johnson John PaulChief Financial Officer
Tax withholdingClass A Common Stock 9,020 $35.15 $317,053.00
Disclosure

SEC source: 0001628908-23-000039 · wf-form4_167788304937171.xml · nonDerivative · entry 3

Johnson John Paul · CIK 0001782040 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,016

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:28 UTC Tax withholdingClass A Common Stock 4,687 $35.15 $164,748.05
Disclosure

SEC source: 0001628908-23-000033 · wf-form4_167788250778505.xml · nonDerivative · entry 3

McCarthy Daniel Joseph · CIK 0001946147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,333

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 3 previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC Exercise / conversionClass A Common Option (right to buy) · Derivative 100,940 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · derivative · entry 7

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,060

Underlying: Class A Common Stock · 100,940 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F7 · derivative.exercise_date: The Class A Common Stock Options exercised vested on February 1, 2018.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 9,060 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · derivative · entry 6

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,060 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2017.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC SaleClass A Common Stock 100,940 $34.98 $3,530,881.20
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · nonDerivative · entry 4

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,479

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.57 to $35.27, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC Exercise / conversionClass A Common Stock 100,940 $6.87 $693,457.80
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC SaleClass A Common Stock 9,060 $34.97 $316,828.20
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,479

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.620 to $35.265, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:07 UTC Exercise / conversionClass A Common Stock 9,060 $3.84 $34,790.40
Disclosure

SEC source: 0001628908-23-000031 · wf-form4_167779485157324.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Shams AammaadChief Accounting Officer
Tax withholdingClass A Common Stock 672 $35.26 $23,694.72
Disclosure

SEC source: 0001628908-23-000035 · wf-form4_167788271090386.xml · nonDerivative · entry 2

Shams Aammaad · CIK 0001815354 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,212

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Shams AammaadChief Accounting Officer
GrantClass A Common Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000035 · wf-form4_167788271090386.xml · nonDerivative · entry 1

Shams Aammaad · CIK 0001815354 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,884

F1 · security: Represents restricted stock units granted to Mr. Shams pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Weinberg JonathanGeneral Counsel
Tax withholdingClass A Common Stock 2,265 $35.26 $79,863.90
Disclosure

SEC source: 0001628908-23-000037 · wf-form4_167788290033047.xml · nonDerivative · entry 2

Weinberg Jonathan · CIK 0001642833 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,299

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Weinberg JonathanGeneral Counsel
GrantClass A Common Stock 12,758 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000037 · wf-form4_167788290033047.xml · nonDerivative · entry 1

Weinberg Jonathan · CIK 0001642833 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,564

F1 · security: Represents restricted stock units granted to Mr. Weinberg pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:44 UTC
Blackley SethDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 7,470 $35.26 $263,392.20
Disclosure

SEC source: 0001628908-23-000043 · wf-form4_167788347302001.xml · nonDerivative · entry 2

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,994

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:44 UTC
Blackley SethDirector · Chief Executive Officer
GrantClass A Common Stock 59,002 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000043 · wf-form4_167788347302001.xml · nonDerivative · entry 1

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,464

F1 · security: Represents restricted stock units granted to Mr. Blackley pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Tutewohl SteveChief Operating Officer
Tax withholdingClass A Common Stock 2,176 $35.26 $76,725.76
Disclosure

SEC source: 0001628908-23-000041 · wf-form4_167788327939137.xml · nonDerivative · entry 2

Tutewohl Steve · CIK 0001811845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,531

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Tutewohl SteveChief Operating Officer
GrantClass A Common Stock 17,011 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000041 · wf-form4_167788327939137.xml · nonDerivative · entry 1

Tutewohl Steve · CIK 0001811845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,707

F1 · security: Represents restricted stock units granted to Mr. Tutewohl pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:37 UTC
Johnson John PaulChief Financial Officer
Tax withholdingClass A Common Stock 3,681 $35.26 $129,792.06
Disclosure

SEC source: 0001628908-23-000039 · wf-form4_167788304937171.xml · nonDerivative · entry 2

Johnson John Paul · CIK 0001782040 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,036

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:37 UTC
Johnson John PaulChief Financial Officer
GrantClass A Common Stock 20,413 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000039 · wf-form4_167788304937171.xml · nonDerivative · entry 1

Johnson John Paul · CIK 0001782040 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,717

F1 · security: Represents restricted stock units granted to Mr. Johnson pursuant to the Evolent Health, Inc. Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:28 UTC Tax withholdingClass A Common Stock 2,457 $35.26 $86,633.82
Disclosure

SEC source: 0001628908-23-000033 · wf-form4_167788250778505.xml · nonDerivative · entry 2

McCarthy Daniel Joseph · CIK 0001946147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,020

F4 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 3 previously filed with the Securities and Exchange Commission.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:28 UTC GrantClass A Common Stock 27,557 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000033 · wf-form4_167788250778505.xml · nonDerivative · entry 1

McCarthy Daniel Joseph · CIK 0001946147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,477

F1 · security: Represents restricted stock units granted to Mr. McCarthy pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest at a rate of 34% on March 1, 2024, and 33% on March 1, 2025, and March 1, 2026.

F3 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 3 previously filed with the Securities and Exchange Commission.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:19 UTC
Weinberg JonathanGeneral Counsel
Tax withholdingClass A Common Stock 3,847 $28.08 $108,023.76
Disclosure

SEC source: 0001628908-23-000025 · wf-form4_167719798173380.xml · nonDerivative · entry 2

Weinberg Jonathan · CIK 0001642833 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,806

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:19 UTC
Weinberg JonathanGeneral Counsel
GrantClass A Common Stock 11,550 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000025 · wf-form4_167719798173380.xml · nonDerivative · entry 1

Weinberg Jonathan · CIK 0001642833 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,653

F1 · shares: Represents the number of shares received upon the settlement of the first tranche of performance-based share units (PSUs) awarded to the reporting person on March 1, 2021, following the certification of achievement of specified performance metrics. The shares underlying the first tranche of the PSU award vested at the conclusion of the performance period on December 31, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:16 UTC
Johnson John PaulChief Financial Officer
Tax withholdingClass A Common Stock 20,025 $28.08 $562,302.00
Disclosure

SEC source: 0001628908-23-000023 · wf-form4_167719779801664.xml · nonDerivative · entry 2

Johnson John Paul · CIK 0001782040 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,304

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 24, 2023 00:16 UTC
Johnson John PaulChief Financial Officer
GrantClass A Common Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000023 · wf-form4_167719779801664.xml · nonDerivative · entry 1

Johnson John Paul · CIK 0001782040 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,329

F1 · shares: Represents the number of shares received upon the settlement of the first tranche of performance-based share units (PSUs) awarded to the reporting person on March 1, 2021, following the certification of achievement of specified performance metrics. The shares underlying the first tranche of the PSU award vested at the conclusion of the performance period on December 31, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 24, 2023 00:10 UTC
Tutewohl SteveChief Operating Officer
Tax withholdingClass A Common Stock 4,774 $28.08 $134,053.92
Disclosure

SEC source: 0001628908-23-000021 · wf-form4_167719742371751.xml · nonDerivative · entry 2

Tutewohl Steve · CIK 0001811845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,696

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 24, 2023 00:10 UTC
Tutewohl SteveChief Operating Officer
GrantClass A Common Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000021 · wf-form4_167719742371751.xml · nonDerivative · entry 1

Tutewohl Steve · CIK 0001811845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,470

F1 · shares: Represents the number of shares received upon the settlement of the first tranche of performance-based share units (PSUs) awarded to the reporting person on March 1, 2021, following the certification of achievement of specified performance metrics. The shares underlying the first tranche of the PSU award vested at the conclusion of the performance period on December 31, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 23, 2023 23:59 UTC Tax withholdingClass A Common Stock 8,461 $28.08 $237,584.88
Disclosure

SEC source: 0001628908-23-000019 · wf-form4_167719674581200.xml · nonDerivative · entry 2

McCarthy Daniel Joseph · CIK 0001946147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,920

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of a Form 3 previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 23, 2023 23:59 UTC GrantClass A Common Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000019 · wf-form4_167719674581200.xml · nonDerivative · entry 1

McCarthy Daniel Joseph · CIK 0001946147 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,381

F1 · shares: Represents the number of shares received upon the settlement of the first tranche of performance-based share units (PSUs) awarded to the reporting person on March 1, 2021, following the certification of achievement of specified performance metrics. The shares underlying the first tranche of the PSU award vested at the conclusion of the performance period on December 31, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of a Form 3 previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 23, 2023 23:52 UTC
Blackley SethDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 87,786 $28.08 $2,465,030.88
Disclosure

SEC source: 0001628908-23-000017 · wf-form4_167719632820675.xml · nonDerivative · entry 2

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,462

F3 · shares: This number represents shares of Class A Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 21, 2023 Filed Feb 23, 2023 23:52 UTC
Blackley SethDirector · Chief Executive Officer
GrantClass A Common Stock 206,211 $0.00 $0.00
Disclosure

SEC source: 0001628908-23-000017 · wf-form4_167719632820675.xml · nonDerivative · entry 1

Blackley Seth · CIK 0001643346 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,248

F1 · shares: Represents the number of shares received upon the settlement of the first tranche of performance-based share units (PSUs) awarded to the reporting person on March 1, 2021, following the certification of achievement of specified performance metrics. The shares underlying the first tranche of the PSU award vested at the conclusion of the performance period on December 31, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 01, 2023 Filed Feb 3, 2023 17:05 UTC Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-23-000007 · wf-form4_167546189100613.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,060

Underlying: Class A Common Stock · 110,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2017.

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February 01, 2023 Filed Feb 3, 2023 17:05 UTC SaleClass A Common Stock 1,500 $32.66 $48,990.00
Disclosure

SEC source: 0001628908-23-000007 · wf-form4_167546189100613.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,479

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.630 to $32.740, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 01, 2023 Filed Feb 3, 2023 17:05 UTC SaleClass A Common Stock 108,500 $32.15 $3,488,275.00
Disclosure

SEC source: 0001628908-23-000007 · wf-form4_167546189100613.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,979

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.630 to $32.625, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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February 01, 2023 Filed Feb 3, 2023 17:05 UTC Exercise / conversionClass A Common Stock 110,000 $3.84 $422,400.00
Disclosure

SEC source: 0001628908-23-000007 · wf-form4_167546189100613.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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January 03, 2023 Filed Jan 5, 2023 16:58 UTC Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-23-000002 · wf-form4_167295586188308.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,060

Underlying: Class A Common Stock · 110,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2016 and December 1, 2017.

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January 03, 2023 Filed Jan 5, 2023 16:58 UTC SaleClass A Common Stock 3,292 $28.18 $92,768.56
Disclosure

SEC source: 0001628908-23-000002 · wf-form4_167295586188308.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,479

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.83 to $28.47, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:58 UTC SaleClass A Common Stock 106,708 $27.12 $2,893,920.96
Disclosure

SEC source: 0001628908-23-000002 · wf-form4_167295586188308.xml · nonDerivative · entry 2

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,771

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.82 to $27.80, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:58 UTC Exercise / conversionClass A Common Stock 110,000 $3.84 $422,400.00
Disclosure

SEC source: 0001628908-23-000002 · wf-form4_167295586188308.xml · nonDerivative · entry 1

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 16:58 UTC Exercise / conversionClass A Common Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001628908-22-000158 · wf-form4_167027751161266.xml · derivative · entry 5

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,060

Underlying: Class A Common Stock · 110,000 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F6 · derivative.exercise_date: The Class A Common Stock Options exercised vested on December 1, 2016.

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December 01, 2022 Filed Dec 5, 2022 16:58 UTC SaleClass A Common Stock 900 $29.09 $26,181.00
Disclosure

SEC source: 0001628908-22-000158 · wf-form4_167027751161266.xml · nonDerivative · entry 3

WILLIAMS FRANK J · CIK 0001204938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,479

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.070 to $29.180, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.