Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2022 Filed Sep 23, 2022 14:58 UTC |
BRYNJELSEN SEANDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $2.10 | $21,042.00 |
DisclosureSEC source: 0001493152-22-026629 · ownership.xml · nonDerivative · entry 1 BRYNJELSEN SEAN · CIK 0001669976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,000 Read SEC document |
| July 12, 2022 Filed Jul 18, 2022 20:36 UTC |
BRYNJELSEN SEANChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019669 · ownership.xml · derivative · entry 1 BRYNJELSEN SEAN · CIK 0001669976 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETON Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning July 12, 2023, contingent upon the reporting person being employed by the issuer on the date(s) of vesting. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning July 12, 2023, contingent upon the reporting person being employed by the issuer on the date(s) of vesting. Read SEC document |
| July 12, 2022 Filed Jul 18, 2022 20:32 UTC |
Gruber James R.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019653 · ownership.xml · derivative · entry 1 Gruber James R. · CIK 0001923165 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETON Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning July 12, 2023, contingent upon the reporting person being employed by the issuer on the date(s) of vesting. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning July 12, 2023, contingent upon the reporting person being employed by the issuer on the date(s) of vesting. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 21:31 UTC |
CASAMENTO CHARLES JDirector
|
GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005612 · ownership.xml · derivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,555 Underlying: Common stock · 50,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 7, 2023. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 21:34 UTC |
RIEDEL NORBERT GDirector
|
GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005618 · ownership.xml · derivative · entry 1 RIEDEL NORBERT G · CIK 0001161662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,555 Underlying: Common Stock · 50,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 7,2023. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 21:39 UTC |
Adams Jennifer McKieDirector
|
GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005622 · ownership.xml · derivative · entry 1 Adams Jennifer McKie · CIK 0001851440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,133 Underlying: Common Stock · 50,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested on February 7, 2023. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 16:32 UTC |
Troutman William WilsonCFO and Secretary
|
GrantStock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005615 · ownership.xml · derivative · entry 1 Troutman William Wilson · CIK 0001756102 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,200 Underlying: Common Stock · 15,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments from the date of grant until fully vested and exercisable on February 7, 2026. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 21:36 UTC |
MAIER PAUL VDirector
|
GrantStock Option(Right to buy) · Derivative | 50,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005620 · ownership.xml · derivative · entry 1 MAIER PAUL V · CIK 0001182615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,555 Underlying: Common Stock · 50,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on February 7, 2023. Read SEC document |
| February 07, 2022 Filed Feb 28, 2022 21:27 UTC |
BRYNJELSEN SEANDirector · President & CEO
|
GrantStock Option(Right to buy) · Derivative | 416,500 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001493152-22-005605 · ownership.xml · derivative · entry 1 BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,500 Underlying: Common Stock · 416,500 shares Expires 2032-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest in 24 equal monthly installments from the date of grant until fully vested and exercisable on February 7, 2024. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:09 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 25,000 | $4.67 | $116,712.50 |
DisclosureSEC source: 0001493152-21-029375 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,375,000 F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.6685. The range of sale prices on the transaction date was $4.62 to $4.671 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 21:33 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 938 | $4.86 | $4,560.46 |
DisclosureSEC source: 0001493152-21-029119 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 85,000 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.8619. The range of sale prices on the transaction date was $4.85 to $4.88 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 21:33 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 11,500 | $4.86 | $55,911.85 |
DisclosureSEC source: 0001493152-21-029119 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,400,000 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.8619. The range of sale prices on the transaction date was $4.85 to $4.88 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:33 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 500 | $4.80 | $2,400.80 |
DisclosureSEC source: 0001493152-21-029119 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 85,938 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.8016. The range of sale prices on the transaction date was $4.80 to $4.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:33 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,500 | $4.80 | $12,004.00 |
DisclosureSEC source: 0001493152-21-029119 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,411,500 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.8016. The range of sale prices on the transaction date was $4.80 to $4.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:46 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,661 | $6.10 | $16,234.76 |
DisclosureSEC source: 0001493152-21-027679 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 86,438 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.101. The range of sale prices on the transaction date was $6.04 to $6.55 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:46 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 50,000 | $6.10 | $305,050.00 |
DisclosureSEC source: 0001493152-21-027679 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,414,000 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.101. The range of sale prices on the transaction date was $6.04 to $6.55 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:46 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 8,401 | $6.30 | $52,935.54 |
DisclosureSEC source: 0001493152-21-027679 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 89,099 F3 · price: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:46 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 159,300 | $6.30 | $1,003,765.23 |
DisclosureSEC source: 0001493152-21-027679 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,464,000 F3 · price: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:13 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,000 | $6.44 | $25,748.00 |
DisclosureSEC source: 0001493152-21-027361 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 97,500 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.437. The range of sale prices on the transaction date was $6.30 to $6.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:13 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 81,700 | $6.44 | $525,902.90 |
DisclosureSEC source: 0001493152-21-027361 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,623,300 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.437. The range of sale prices on the transaction date was $6.30 to $6.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:13 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,500 | $6.53 | $42,450.85 |
DisclosureSEC source: 0001493152-21-027361 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 101,500 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.5309. The range of sale prices on the transaction date was $6.41 to $6.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:13 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 110,000 | $6.53 | $718,399.00 |
DisclosureSEC source: 0001493152-21-027361 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,705,000 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $6.5309. The range of sale prices on the transaction date was $6.41 to $6.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,807 | $5.06 | $24,307.56 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 6 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 117,100 F5 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0567. The range of sale prices on the transaction date was $5.00 to $5.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 82,500 | $5.06 | $417,177.75 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 5 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,815,000 F5 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0567. The range of sale prices on the transaction date was $5.00 to $5.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 1,601 | $5.01 | $8,014.93 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 112,807 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0062. The range of sale prices on the transaction date was $5.00 to $5.03 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 32,500 | $5.01 | $162,701.50 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,897,500 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0062. The range of sale prices on the transaction date was $5.00 to $5.03 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,692 | $5.00 | $13,460.54 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 114,408 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0002. The range of sale prices on the transaction date was $5.00 to $5.0008 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 11:57 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 41,000 | $5.00 | $205,008.20 |
DisclosureSEC source: 0001493152-21-025268 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,930,000 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.0002. The range of sale prices on the transaction date was $5.00 to $5.0008 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 20, 2021 Filed Aug 20, 2021 16:08 UTC |
Troutman William WilsonCFO, Treasurer & Secretary
|
PurchaseCommon Stock | 5,000 | $4.43 | $22,150.00 |
DisclosureSEC source: 0001493152-21-020809 · form4.xml · nonDerivative · entry 1 Troutman William Wilson · CIK 0001756102 · CFO, Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,027 Read SEC document |
| August 20, 2021 Filed Aug 20, 2021 20:06 UTC |
BRYNJELSEN SEANDirector · President & CEO
|
PurchaseCommon Stock | 10,000 | $4.32 | $43,200.00 |
DisclosureSEC source: 0001493152-21-020807 · form4.xml · nonDerivative · entry 1 BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,000 Read SEC document |
| August 06, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 15,000 | $5.84 | $87,603.00 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 6 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 117,100 F5 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8402. The range of sale prices on the transaction date was $5.65 to $6.3750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account Read SEC document |
| August 06, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 330,000 | $5.84 | $1,927,266.00 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 5 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,971,100 F5 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8402. The range of sale prices on the transaction date was $5.65 to $6.3750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 05, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 5,500 | $5.85 | $32,192.60 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 132,100 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8532. The range of sale prices on the transaction date was $5.53 to $6.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account Read SEC document |
| August 05, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 150,000 | $5.85 | $877,980.00 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,301,100 F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.8532. The range of sale prices on the transaction date was $5.53 to $6.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 04, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,000 | $5.75 | $23,005.60 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 137,600 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.7514. The range of sale prices on the transaction date was $5.60 to $5.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account Read SEC document |
| August 04, 2021 Filed Aug 7, 2021 01:53 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 100,000 | $5.75 | $575,140.00 |
DisclosureSEC source: 0001493152-21-018955 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,451,100 F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $5.7514. The range of sale prices on the transaction date was $5.60 to $5.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:39 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,000 | $8.07 | $32,280.00 |
DisclosureSEC source: 0001493152-21-014667 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 141,600 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:39 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 101,000 | $8.07 | $815,070.00 |
DisclosureSEC source: 0001493152-21-014667 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,551,100 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 15, 2021 Filed Jun 21, 2021 10:05 UTC Amendment |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,000 | $8.07 | $32,280.00 |
DisclosureSEC source: 0001493152-21-014742 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 141,600 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 15, 2021 Filed Jun 21, 2021 10:05 UTC Amendment |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 101,000 | $8.07 | $815,070.00 |
DisclosureSEC source: 0001493152-21-014742 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,551,100 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 16:11 UTC |
BRYNJELSEN SEANDirector · President & CEO
|
PurchaseCommon Stock | 5,000 | $5.96 | $29,800.00 |
DisclosureSEC source: 0001493152-21-013513 · ownership.xml · nonDerivative · entry 1 BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,000 Read SEC document |
| May 27, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 4,600 | $8.49 | $39,054.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 6 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 145,600 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| May 27, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 121,400 | $8.49 | $1,030,686.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 5 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,652,100 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| May 26, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,800 | $8.57 | $23,996.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 150,200 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| May 26, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 65,500 | $8.57 | $561,335.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,773,500 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| May 25, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,000 | $8.53 | $17,060.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account Disclosed balance after: 153,000 F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| May 25, 2021 Filed May 27, 2021 23:34 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 46,000 | $8.53 | $392,380.00 |
DisclosureSEC source: 0001493152-21-013107 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 3,839,000 F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:16 UTC |
CASAMENTO CHARLES JDirector
|
GrantStock Option (Right to buy) · Derivative | 19,655 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001493152-21-010526 · ownership.xml · derivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,555 Underlying: Common Stock · 19,655 shares Expires 2031-05-03 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on May 3, 2022. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
RIEDEL NORBERT GDirector
|
GrantStock Option (Right to buy) · Derivative | 19,655 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001493152-21-010525 · ownership.xml · derivative · entry 1 RIEDEL NORBERT G · CIK 0001161662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,555 Underlying: Common Stock · 19,655 shares Expires 2031-05-03 F1 · derivative.exercise_date: The shares subject to the option shall vest on a quarterly basis over 12 months from the date of grant until fully vested and exercisable on May 3, 2022. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
Adams Jennifer McKieDirector
|
GrantStock Option (Right to buy) · Derivative | 28,133 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001493152-21-010521 · ownership.xml · derivative · entry 1 Adams Jennifer McKie · CIK 0001851440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,133 Underlying: Common Stock · 28,133 shares Expires 2031-05-03 F1 · derivative.exercise_date: The shares subject to the option shall vest on an annual basis over three years from the date of grant until fully vested and exercisable on May 3, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.