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Nasdaq · USD

ETON

Eton Pharmaceuticals, Inc.

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Tapewire entity
4598
SEC CIK
0001710340
Parsed reports
131

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202607
Jun 202601
Jul 202609
Aug 2026011
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 6, 2026 20:49 UTC
Krempa DavidChief Business Officer
SaleCommon Stock 4,166 $55.07 $229,406.21
Disclosure

SEC source: 0001437749-26-032240 · rdgdoc.xml · nonDerivative · entry 2

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,381

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · price: The shares were sold in multiple trades at prices ranging from $54.915 to $55.135. The price reported above reflects the weighted average sales price.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 20:49 UTC
Krempa DavidChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 10,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-032240 · rdgdoc.xml · derivative · entry 3

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,044

Underlying: Common Stock · 10,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On October 2, 2024, the reporting person was granted 42,088 restricted stock units which vest in four equal annual installments beginning October 2, 2025.

F3 · derivative.expiration_date: On October 2, 2024, the reporting person was granted 42,088 restricted stock units which vest in four equal annual installments beginning October 2, 2025.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 20:49 UTC
Krempa DavidChief Business Officer
Exercise / conversionCommon Stock 10,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-032240 · rdgdoc.xml · nonDerivative · entry 1

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On October 2, 2024, the reporting person was granted 42,088 restricted stock units which vest in four equal annual installments beginning October 2, 2025.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 20:51 UTC
MAIER PAUL VDirector
Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001437749-26-029196 · rdgdoc.xml · derivative · entry 5

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2032-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested in 48 equal monthly installments from the date of grant (2-07-2022) until fully vested.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 20:51 UTC
MAIER PAUL VDirector
SaleCommon Stock 128 $61.77 $7,906.56
Disclosure

SEC source: 0001437749-26-029196 · rdgdoc.xml · nonDerivative · entry 4

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,745

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F5 · price: The shares were sold in multiple trades at prices ranging from $61.10 to $61.98. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 20:51 UTC
MAIER PAUL VDirector
SaleCommon Stock 13,485 $60.21 $811,931.85
Disclosure

SEC source: 0001437749-26-029196 · rdgdoc.xml · nonDerivative · entry 3

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,873

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F4 · price: The shares were sold in multiple trades at prices ranging from $60.00 to $61.00. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 20:51 UTC
MAIER PAUL VDirector
SaleCommon Stock 36,387 $58.64 $2,133,733.68
Disclosure

SEC source: 0001437749-26-029196 · rdgdoc.xml · nonDerivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,358

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · price: The shares were sold in multiple trades at prices ranging from $58.50 to $58.97. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 28, 2026 20:51 UTC
MAIER PAUL VDirector
Exercise / conversionCommon Stock 50,000 $3.78 $189,000.00
Disclosure

SEC source: 0001437749-26-029196 · rdgdoc.xml · nonDerivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
Exercise / conversionEmployee Stock Option · Derivative 12,500 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · derivative · entry 7

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2029-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vested in four equal quarterly installments from the date of grant (02-20-2019) until fully vested.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · derivative · entry 6

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2032-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested in 48 equal monthly installments from the date of grant (2-07-2022) until fully vested.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
Exercise / conversionCommon Stock 12,500 $7.31 $91,375.00
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · nonDerivative · entry 5

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
SaleCommon Stock 128 $61.77 $7,906.56
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · nonDerivative · entry 4

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,745

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F5 · price: The shares were sold in multiple trades at prices ranging from $61.10 to $61.98. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
SaleCommon Stock 13,485 $60.21 $811,931.85
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · nonDerivative · entry 3

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,873

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F4 · price: The shares were sold in multiple trades at prices ranging from $60.00 to $61.00. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
SaleCommon Stock 36,387 $58.64 $2,133,733.68
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · nonDerivative · entry 2

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,358

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · price: The shares were sold in multiple trades at prices ranging from $58.50 to $58.97. The price reported above reflects the weighted average sales price.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:06 UTC Amendment
MAIER PAUL VDirector
Exercise / conversionCommon Stock 50,000 $3.78 $189,000.00
Disclosure

SEC source: 0001437749-26-029308 · rdgdoc.xml · nonDerivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 21:19 UTC
Krempa DavidChief Business Officer
Exercise / conversionEmployee Stock Option · Derivative 25,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-26-028846 · rdgdoc.xml · derivative · entry 3

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 25,000 shares

Expires 2029-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested in 48 equal monthly installments from the date of grant (2-20-2019) until fully vested.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 21:19 UTC
Krempa DavidChief Business Officer
SaleCommon Stock 25,000 $65.07 $1,626,750.00
Disclosure

SEC source: 0001437749-26-028846 · rdgdoc.xml · nonDerivative · entry 2

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,025

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · price: The shares were sold in multiple trades at prices ranging from $64.88 to $65.57. The price reported above reflects the weighted average sales price.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 21:19 UTC
Krempa DavidChief Business Officer
Exercise / conversionCommon Stock 25,000 $7.31 $182,750.00
Disclosure

SEC source: 0001437749-26-028846 · rdgdoc.xml · nonDerivative · entry 1

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2026 Filed Aug 20, 2026 22:26 UTC
BRYNJELSEN SEANDirector · President & CEO
SaleCommon Stock 7,342 $62.12 $456,085.04
Disclosure

SEC source: 0001437749-26-028651 · rdgdoc.xml · nonDerivative · entry 4

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961,194

F2 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · price: The shares were sold in multiple trades at prices ranging from $61.63 to $62.52. The price above reflects the weighted average sales price.

Read SEC document
August 20, 2026 Filed Aug 20, 2026 22:26 UTC
BRYNJELSEN SEANDirector · President & CEO
SaleCommon Stock 36,373 $61.11 $2,222,754.03
Disclosure

SEC source: 0001437749-26-028651 · rdgdoc.xml · nonDerivative · entry 3

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 968,536

F2 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: The shares were sold in multiple trades at prices ranging from $60.61 to $61.61. The price above reflects the weighted average sales price.

Read SEC document
August 20, 2026 Filed Aug 20, 2026 22:26 UTC
BRYNJELSEN SEANDirector · President & CEO
SaleCommon Stock 47,307 $60.17 $2,846,462.19
Disclosure

SEC source: 0001437749-26-028651 · rdgdoc.xml · nonDerivative · entry 2

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004,909

F2 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: The shares were sold in multiple trades at prices ranging from $59.59 to $60.59. The price above reflects the weighted average sales price.

Read SEC document
August 19, 2026 Filed Aug 20, 2026 22:26 UTC
BRYNJELSEN SEANDirector · President & CEO
SaleCommon Stock 8,978 $62.65 $562,471.70
Disclosure

SEC source: 0001437749-26-028651 · rdgdoc.xml · nonDerivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,216

F1 · price: The shares were sold in multiple trades at prices ranging from $62.50 to $63.41. The price above reflects the weighted average sales price.

F2 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:10 UTC GrantCommon Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025725 · rdgdoc.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:56 UTC GrantCommon Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025696 · rdgdoc.xml · derivative · entry 1

RIEDEL NORBERT G · CIK 0001161662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:03 UTC
Erdogan-Trinkaus IpekChief Commercial Officer
GrantCommon Stock · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025712 · rdgdoc.xml · derivative · entry 1

Erdogan-Trinkaus Ipek · CIK 0002047026 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 80,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 80,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 80,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:55 UTC GrantCommon Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025694 · rdgdoc.xml · derivative · entry 1

Adams Jennifer McKie · CIK 0001851440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:04 UTC
Matthews Judith M.Chief Financial Officer
GrantCommon Stock · Derivative 32,246 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025715 · rdgdoc.xml · derivative · entry 1

Matthews Judith M. · CIK 0001734033 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,246

Underlying: Common Stock · 32,246 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 32,246 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 32,246 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 32,246 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:01 UTC
BRYNJELSEN SEANDirector · President & CEO
GrantCommon Stock · Derivative 128,985 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025709 · rdgdoc.xml · derivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,985

Underlying: Common Stock · 128,985 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:01 UTC
Krempa DavidChief Business Officer
GrantCommon Stock · Derivative 128,985 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025706 · rdgdoc.xml · derivative · entry 1

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,985

Underlying: Common Stock · 128,985 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 128,985 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:57 UTC
MAIER PAUL VDirector
GrantCommon Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025700 · rdgdoc.xml · derivative · entry 1

MAIER PAUL V · CIK 0001182615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.exercise_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

F1 · derivative.expiration_date: On July 31, 2026, the reporting person was granted 10,000 performance-vested restricted stock units granted under the Issuer's 2018 equity incentive plan. Each restricted stock unit represents the right to acquire one share of Issuer common stock. The award vests in full, and all restrictions lapse, immediately upon the closing price of the Issuer's common stock equaling or exceeding $72.36 per share for one trading day at any time prior to the third anniversary of the grant date. If this market condition is not satisfied prior to such date, the award will be forfeited in its entirety without consideration on July 31, 2029.The number of shares reported reflects the maximum and only number of shares issuable under the award; there is no target, threshold, or maximum range.

Read SEC document
July 14, 2026 Filed Jul 14, 2026 21:28 UTC
BRYNJELSEN SEANDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-26-023570 · rdgdoc.xml · derivative · entry 4

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2027-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested annually from the date of grant (11-10-2017) in four equal installments.

Read SEC document
July 14, 2026 Filed Jul 14, 2026 21:28 UTC
BRYNJELSEN SEANDirector · President & CEO
Exercise / conversionCommon Stock 200,000 $1.37 $274,000.00
Disclosure

SEC source: 0001437749-26-023570 · rdgdoc.xml · nonDerivative · entry 2

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 21:14 UTC SaleCommon Stock, par value $0.001 per share 13,315 $37.54 $499,886.38
Disclosure

SEC source: 0001493152-26-033577 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 40,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0152 to $37.9148 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Managed Account.

F4 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 14, 2026 Filed Jul 16, 2026 21:14 UTC SaleCommon Stock, par value $0.001 per share 15,000 $37.54 $563,146.50
Disclosure

SEC source: 0001493152-26-033577 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,665,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0152 to $37.9148 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F4 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 14, 2026 Filed Jul 17, 2026 23:12 UTC Amendment SaleCommon Stock, par value $0.001 per share 13,315 $37.54 $499,886.38
Disclosure

SEC source: 0001493152-26-033818 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 40,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0152 to $37.9148 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Managed Account.

F4 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 14, 2026 Filed Jul 17, 2026 23:12 UTC Amendment SaleCommon Stock, par value $0.001 per share 15,000 $37.54 $563,146.50
Disclosure

SEC source: 0001493152-26-033818 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,665,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0152 to $37.9148 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F4 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 12, 2026 Filed Jul 13, 2026 20:36 UTC
Krempa DavidChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-023440 · rdgdoc.xml · derivative · entry 2

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 12, 2022, the reporting person was granted 40,000 restricted stock units which vested in four equal annual installments beginning July 12, 2023.

F1 · derivative.expiration_date: On July 12, 2022, the reporting person was granted 40,000 restricted stock units which vested in four equal annual installments beginning July 12, 2023.

Read SEC document
July 12, 2026 Filed Jul 13, 2026 20:36 UTC
Krempa DavidChief Business Officer
Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-023440 · rdgdoc.xml · nonDerivative · entry 1

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 12, 2022, the reporting person was granted 40,000 restricted stock units which vested in four equal annual installments beginning July 12, 2023.

Read SEC document
July 12, 2026 Filed Jul 14, 2026 21:28 UTC
BRYNJELSEN SEANDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 27,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-023570 · rdgdoc.xml · derivative · entry 3

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 12, 2022, the reporting person was granted 110,000 restricted stock units which vested in four equal installments beginning July 12, 2023.

F1 · derivative.expiration_date: On July 12, 2022, the reporting person was granted 110,000 restricted stock units which vested in four equal installments beginning July 12, 2023.

Read SEC document
July 12, 2026 Filed Jul 14, 2026 21:28 UTC
BRYNJELSEN SEANDirector · President & CEO
Exercise / conversionCommon Stock 27,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-023570 · rdgdoc.xml · nonDerivative · entry 1

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 12, 2022, the reporting person was granted 110,000 restricted stock units which vested in four equal installments beginning July 12, 2023.

Read SEC document
July 07, 2026 Filed Jul 7, 2026 22:29 UTC SaleCommon Stock, par value $0.001 per share 6,685 $38.37 $256,522.17
Disclosure

SEC source: 0001493152-26-032394 · ownership.xml · nonDerivative · entry 5

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 53,315

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.565 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Managed Account.

F5 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 07, 2026 Filed Jul 7, 2026 22:29 UTC SaleCommon Stock, par value $0.001 per share 20,000 $38.37 $767,456.00
Disclosure

SEC source: 0001493152-26-032394 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,680,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.565 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 06, 2026 Filed Jul 7, 2026 22:29 UTC SaleCommon Stock, par value $0.001 per share 10,000 $38.00 $380,000.00
Disclosure

SEC source: 0001493152-26-032394 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,700,000

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 22:29 UTC SaleCommon Stock, par value $0.001 per share 25,000 $37.39 $934,627.50
Disclosure

SEC source: 0001493152-26-032394 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 60,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $37.85 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Managed Account.

F5 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 22:29 UTC SaleCommon Stock, par value $0.001 per share 65,000 $37.39 $2,430,031.50
Disclosure

SEC source: 0001493152-26-032394 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,710,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $37.85 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management, Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F5 · ownership.nature: Opaleye Management, Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management, Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:27 UTC
Krempa DavidChief Business Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-022154 · rdgdoc.xml · derivative · entry 1

Krempa David · CIK 0001968254 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,829

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETON Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning June 26, 2027, contingent upon the reporting person being employed by the issuer on the date(s) of vesting.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning June 26, 2027, contingent upon the reporting person being employed by the issuer on the date(s) of vesting.

Read SEC document
June 17, 2026 Filed Jun 17, 2026 21:08 UTC Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001437749-26-021000 · rdgdoc.xml · derivative · entry 3

Adams Jennifer McKie · CIK 0001851440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2032-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested on a quarterly basis over 12 months from the date of grant until fully vested on February 7, 2023.

Read SEC document
June 17, 2026 Filed Jun 17, 2026 21:08 UTC SaleCommon Stock 50,000 $32.48 $1,623,795.00
Disclosure

SEC source: 0001437749-26-021000 · rdgdoc.xml · nonDerivative · entry 2

Adams Jennifer McKie · CIK 0001851440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: The shares were sold in multiple trades at prices ranging from $32.10 to $32.71. The price reported above reflects the weighted average sales price.

Read SEC document
June 17, 2026 Filed Jun 17, 2026 21:08 UTC Exercise / conversionCommon Stock 50,000 $3.78 $189,000.00
Disclosure

SEC source: 0001437749-26-021000 · rdgdoc.xml · nonDerivative · entry 1

Adams Jennifer McKie · CIK 0001851440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2026 Filed May 29, 2026 20:16 UTC
BRYNJELSEN SEANDirector · President & CEO
SaleCommon Stock 148 $32.67 $4,835.16
Disclosure

SEC source: 0001437749-26-018879 · rdgdoc.xml · nonDerivative · entry 2

BRYNJELSEN SEAN · CIK 0001669976 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,694

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.