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Eaton Corp plc

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2604
SEC CIK
0001551182
Parsed reports
685

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202624
Jun 202600
Jul 202600
Aug 202622
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 10, 2020 20:52 UTC
Faria Joao VSee Remarks below.
Exercise / conversionStock Option · Derivative 1,220 $81.96 Strike: $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

Underlying: Ordinary Shares · 1,220 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC
Faria Joao VSee Remarks below.
SaleOrdinary Shares 2,839 $101.66 $288,598.55
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,061

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 2,839 $81.96 $232,684.44
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 1,220 $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:06 UTC
Miller Boise AprilSee Remarks below.
GrantRestricted Stock Units · Derivative 14,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000013 · wf-form4_158085037498021.xml · derivative · entry 1

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Ordinary Shares · 14,400 shares

Expires not disclosed

F1 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
December 10, 2019 Filed Jan 17, 2020 17:06 UTC
ARNOLD CRAIGDirector · See Remarks below.
GiftOrdinary Shares 981 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000008 · wf-form5_157928076799325.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,227

F1 · shares: This amount represents gifts to charitable, cultural or educational institutions.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionStock Option · Derivative 6,025 $51.94 Strike: $51.94 $312,938.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 14

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,025 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionStock Option · Derivative 1,925 $51.94 Strike: $51.94 $99,984.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 13

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Underlying: Ordinary Shares · 1,925 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionStock Option · Derivative 1,417 $53.71 Strike: $53.71 $76,107.07
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 12

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,417 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionStock Option · Derivative 723 $53.71 Strike: $53.71 $38,832.33
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 11

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

Underlying: Ordinary Shares · 723 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 6,025 $92.70 $558,499.43
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 9

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,509

F2 · price: Price reported constitutes the average weighted price of shares sold at varying prices in the range of $92.69 - $92.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 6,025 $51.94 $312,938.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 8

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 1,079 $92.58 $99,893.82
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,509

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 1,925 $51.94 $99,984.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 1,417 $92.67 $131,313.39
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,663

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 1,417 $53.71 $76,107.07
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 419 $92.51 $38,761.69
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,663

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 723 $53.71 $38,832.33
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 4,575 $92.68 $424,011.00
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,359

F1 · price: Price reported constitutes the average weighted price of shares sold at varying prices in the range of $92.67 - $92.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionStock Option · Derivative 42,175 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · derivative · entry 7

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 42,175 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionStock Option · Derivative 38,417 $0.00 Strike: $53.71 $0.00
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · derivative · entry 6

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 38,417 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
SaleOrdinary Shares 42,175 $91.92 $3,876,726.00
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · nonDerivative · entry 4

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,208

F2 · price: Price reported constitutes the average weighted price of shares sold in the range of $91.88 - $91.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 42,175 $51.94 $2,190,569.50
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · nonDerivative · entry 3

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
SaleOrdinary Shares 38,417 $91.74 $3,524,375.58
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · nonDerivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,208

F1 · price: Price reported constitutes the average weighted price of shares sold in the range of $91.61 - $91.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 14:32 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 38,417 $53.71 $2,063,377.07
Disclosure

SEC source: 0001551182-19-000192 · wf-form4_157374192677926.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 09:32 UTC SaleOrdinary Shares 10,000 $92.00 $920,000.00
Disclosure

SEC source: 0001551182-19-000193 · wf-form4_157374194516018.xml · nonDerivative · entry 1

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,566

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionStock Option · Derivative 2,838 $0.00 Strike: $71.89 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Ordinary Shares · 2,838 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionStock Option · Derivative 8,150 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,150 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $75.36 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,000 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
SaleOrdinary Shares 2,838 $90.98 $258,201.24
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 2,838 $71.89 $204,023.82
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
SaleOrdinary Shares 8,150 $90.98 $741,487.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 8,150 $71.72 $584,518.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
SaleOrdinary Shares 6,000 $90.98 $545,880.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 6,000 $75.36 $452,160.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 11,532 $0.00 Strike: $56.55 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 13

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,532 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 1,768 $0.00 Strike: $56.55 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 12

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,532

Underlying: Ordinary Shares · 1,768 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 5,722 $0.00 Strike: $59.56 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 11

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,722 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 26, 2013, and are fully vested and exercisable.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 1,678 $0.00 Strike: $59.56 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 10

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,722

Underlying: Ordinary Shares · 1,678 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 26, 2013, and are fully vested and exercisable.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
SaleOrdinary Shares 11,532 $90.51 $1,043,761.32
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 8

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

F2 · price: Price reported constitutes the average weighted price of shares sold, in the range of $90.48 - $90.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 11,532 $56.55 $652,134.60
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 7

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Tax withholdingOrdinary Shares 1,105 $90.48 $99,980.40
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 1,768 $56.55 $99,980.40
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
SaleOrdinary Shares 5,722 $90.66 $518,756.52
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,562

F1 · price: Price reported constitutes the average weighted price of shares sold, in the range of $90.644 - $90.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 5,722 $59.56 $340,802.32
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Tax withholdingOrdinary Shares 1,104 $90.51 $99,923.04
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,562

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 1,678 $59.56 $99,941.68
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2019 Filed Nov 6, 2019 22:26 UTC
FEARON RICHARD HDirector · See Remarks below.
SaleOrdinary Shares 34,000 $90.05 $3,061,700.00
Disclosure

SEC source: 0001551182-19-000187 · wf-form4_157307916941992.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,384

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October 02, 2019 Filed Jan 17, 2020 17:06 UTC GiftOrdinary Shares 5,135 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000009 · wf-form5_157928079809685.xml · nonDerivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,094

F1 · shares: This amount represents gifts to charitable, cultural or educational institutions.

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September 26, 2019 Filed Jan 17, 2020 17:06 UTC GiftOrdinary Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000009 · wf-form5_157928079809685.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,229

F1 · shares: This amount represents gifts to charitable, cultural or educational institutions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.