Tapewire

Nasdaq · USD

ESQ

Esquire Financial Holdings, Inc.

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Tapewire entity
4764
SEC CIK
0001531031
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Dec 14, 2020 15:12 UTC Exercise / conversionCommon Stock 8,892 $12.50 $111,150.00
Disclosure

SEC source: 0001567619-20-021016 · doc1.xml · nonDerivative · entry 1

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 21:33 UTC
Deutsch ToddDirector
PurchaseCommon Stock 210 $18.48 $3,881.01
Disclosure

SEC source: 0001567619-20-011824 · doc1.xml · nonDerivative · entry 1

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · balance_after: Includes shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Read SEC document
May 28, 2020 Filed May 28, 2020 21:16 UTC
Deutsch ToddDirector
PurchaseCommon Stock 100 $17.01 $1,701.00
Disclosure

SEC source: 0001567619-20-011278 · doc1.xml · nonDerivative · entry 2

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,790

F1 · balance_after: Includes shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Read SEC document
May 27, 2020 Filed May 28, 2020 21:16 UTC
Deutsch ToddDirector
PurchaseCommon Stock 190 $17.00 $3,230.00
Disclosure

SEC source: 0001567619-20-011278 · doc1.xml · nonDerivative · entry 1

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,690

F1 · balance_after: Includes shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:26 UTC SaleCommon Stock 79 $17.15 $1,354.85
Disclosure

SEC source: 0001104659-20-067913 · tm2021427d1_4.xml · nonDerivative · entry 1

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,020

F5 · shares: This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a purchase transaction which occurred on May 14, 2020 and was previously reported on a Form 4. The reporting person has agreed to pay the Issuer $369.89, representing the full amount of profit realized in connection with the short-swing transactions.

Read SEC document
May 27, 2020 Filed Jun 1, 2020 16:49 UTC Amendment SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011438 · doc1.xml · nonDerivative · entry 1

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,099

F5 · kind: The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.

F5 · shares: The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.

F5 · price: The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.

F5 · acquired: The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.

F5 · balance_after: The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.

Read SEC document
May 19, 2020 Filed May 20, 2020 15:27 UTC
Deutsch ToddDirector
PurchaseCommon Stock 300 $14.95 $4,485.00
Disclosure

SEC source: 0001567619-20-010788 · doc1.xml · nonDerivative · entry 2

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · balance_after: Includes shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Read SEC document
May 18, 2020 Filed May 20, 2020 15:27 UTC
Deutsch ToddDirector
PurchaseCommon Stock 200 $15.00 $3,000.00
Disclosure

SEC source: 0001567619-20-010788 · doc1.xml · nonDerivative · entry 1

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,200

F1 · balance_after: Includes shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Read SEC document
May 15, 2020 Filed May 18, 2020 17:43 UTC
Sagliocca Andrew CDirector · President and CEO
PurchaseCommon Stock 4,000 $11.93 $47,720.00
Disclosure

SEC source: 0001567619-20-010652 · doc1.xml · nonDerivative · entry 1

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,958

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 18, 2020 17:44 UTC
Bader Eric SEVP, COO and Corp Sec
PurchaseCommon Stock 1,000 $11.93 $11,930.00
Disclosure

SEC source: 0001567619-20-010653 · doc1.xml · nonDerivative · entry 1

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,000

Read SEC document
May 15, 2020 Filed May 19, 2020 15:35 UTC PurchaseCommon Stock 1,000 $13.63 $13,630.00
Disclosure

SEC source: 0001567619-20-010723 · doc1.xml · nonDerivative · entry 2

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,762

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:35 UTC PurchaseCommon Stock 1,000 $13.50 $13,500.00
Disclosure

SEC source: 0001567619-20-010723 · doc1.xml · nonDerivative · entry 1

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,762

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:36 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 1,250 $13.54 $16,924.88
Disclosure

SEC source: 0001567619-20-010724 · doc1.xml · nonDerivative · entry 5

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:36 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 336 $13.43 $4,514.13
Disclosure

SEC source: 0001567619-20-010724 · doc1.xml · nonDerivative · entry 4

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:36 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 30 $13.42 $402.75
Disclosure

SEC source: 0001567619-20-010724 · doc1.xml · nonDerivative · entry 3

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:36 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 100 $13.39 $1,339.49
Disclosure

SEC source: 0001567619-20-010724 · doc1.xml · nonDerivative · entry 2

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:36 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 284 $13.37 $3,798.47
Disclosure

SEC source: 0001567619-20-010724 · doc1.xml · nonDerivative · entry 1

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
May 14, 2020 Filed May 15, 2020 15:00 UTC PurchaseCommon Stock 3,000 $12.47 $37,403.70
Disclosure

SEC source: 0001567619-20-010436 · doc1.xml · nonDerivative · entry 1

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,099

Read SEC document
April 16, 2020 Filed Apr 20, 2020 15:37 UTC PurchaseCommon Stock 2,000 $13.75 $27,500.00
Disclosure

SEC source: 0001567619-20-008166 · doc1.xml · nonDerivative · entry 2

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,000

Read SEC document
April 16, 2020 Filed Apr 20, 2020 15:37 UTC PurchaseCommon Stock 2,000 $13.50 $27,000.00
Disclosure

SEC source: 0001567619-20-008166 · doc1.xml · nonDerivative · entry 1

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,000

Read SEC document
April 06, 2020 Filed Mar 17, 2022 12:22 UTC PurchaseCommon Stock 1,000 $14.60 $14,600.00
Disclosure

SEC source: 0001567619-22-007112 · doc1.xml · nonDerivative · entry 1

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for trusts

Disclosed balance after: 48,000

Read SEC document
April 01, 2020 Filed Apr 9, 2020 17:10 UTC
ZISES SELIGDirector
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007780 · doc1.xml · nonDerivative · entry 2

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for trust

Disclosed balance after: 25,500

Read SEC document
April 01, 2020 Filed Apr 9, 2020 17:10 UTC
ZISES SELIGDirector
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007780 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,440

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 17, 2020 Filed Apr 21, 2020 16:24 UTC PurchaseCommon Stock 2,099 $18.99 $39,857.28
Disclosure

SEC source: 0001567619-20-008226 · doc1.xml · nonDerivative · entry 1

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,099

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:44 UTC PurchaseCommon Stock 100 $15.46 $1,546.19
Disclosure

SEC source: 0001567619-20-006699 · doc1.xml · nonDerivative · entry 2

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for children

Disclosed balance after: 12,000

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:44 UTC PurchaseCommon Stock 900 $15.55 $13,996.71
Disclosure

SEC source: 0001567619-20-006699 · doc1.xml · nonDerivative · entry 1

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for children

Disclosed balance after: 11,900

Read SEC document
March 13, 2020 Filed Mar 18, 2020 16:43 UTC PurchaseCommon Stock 3,000 $17.24 $51,720.00
Disclosure

SEC source: 0001567619-20-006698 · doc1.xml · nonDerivative · entry 10

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for trusts

Disclosed balance after: 47,000

Read SEC document
March 13, 2020 Filed Mar 18, 2020 16:43 UTC PurchaseCommon Stock 1,000 $17.38 $17,380.00
Disclosure

SEC source: 0001567619-20-006698 · doc1.xml · nonDerivative · entry 9

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for trusts

Disclosed balance after: 44,000

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:29 UTC PurchaseCommon Stock 1,000 $17.45 $17,453.60
Disclosure

SEC source: 0001567619-20-006388 · doc1.xml · nonDerivative · entry 3

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F1 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:29 UTC PurchaseCommon Stock 1,000 $17.46 $17,463.30
Disclosure

SEC source: 0001567619-20-006388 · doc1.xml · nonDerivative · entry 2

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

F1 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:29 UTC PurchaseCommon Stock 1,000 $17.69 $17,692.70
Disclosure

SEC source: 0001567619-20-006388 · doc1.xml · nonDerivative · entry 1

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

F1 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
February 27, 2020 Filed Mar 18, 2020 16:43 UTC PurchaseCommon Stock 900 $22.65 $20,380.50
Disclosure

SEC source: 0001567619-20-006698 · doc1.xml · nonDerivative · entry 8

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for children

Disclosed balance after: 11,000

Read SEC document
February 27, 2020 Filed Mar 18, 2020 16:43 UTC PurchaseCommon Stock 100 $22.65 $2,265.08
Disclosure

SEC source: 0001567619-20-006698 · doc1.xml · nonDerivative · entry 7

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for children

Disclosed balance after: 10,100

Read SEC document
February 24, 2020 Filed Feb 28, 2020 15:41 UTC GiftCommon Stock 1,074 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005074 · doc1.xml · nonDerivative · entry 1

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 19:59 UTC
Lacapria MichaelChief Financial Officer
PurchaseCommon Stock 1,000 $23.37 $23,365.80
Disclosure

SEC source: 0001567619-20-001664 · doc1.xml · nonDerivative · entry 1

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 14:20 UTC Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-000498 · doc1.xml · derivative · entry 2

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: Stock options are fully vested.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 14:20 UTC Exercise / conversionCommon Stock 2,000 $12.50 $25,000.00
Disclosure

SEC source: 0001567619-20-000498 · doc1.xml · nonDerivative · entry 1

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:21 UTC Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-000499 · doc1.xml · derivative · entry 4

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Stock options are fully vested.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:21 UTC Exercise / conversionCommon Stock 4,000 $12.50 $50,000.00
Disclosure

SEC source: 0001567619-20-000499 · doc1.xml · nonDerivative · entry 1

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:22 UTC
Bader Eric SEVP, COO and Corp Sec
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-000500 · doc1.xml · derivative · entry 4

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Stock options are fully vested.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:22 UTC
Bader Eric SEVP, COO and Corp Sec
Tax withholdingCommon Stock 7,223 $25.96 $187,509.08
Disclosure

SEC source: 0001567619-20-000500 · doc1.xml · nonDerivative · entry 2

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,527

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:22 UTC
Bader Eric SEVP, COO and Corp Sec
Exercise / conversionCommon Stock 20,000 $12.50 $250,000.00
Disclosure

SEC source: 0001567619-20-000500 · doc1.xml · nonDerivative · entry 1

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:25 UTC Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-000501 · doc1.xml · derivative · entry 3

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: Stock options are fully vested.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:25 UTC Tax withholdingCommon Stock 1,926 $25.96 $49,998.96
Disclosure

SEC source: 0001567619-20-000501 · doc1.xml · nonDerivative · entry 2

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,574

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:25 UTC Exercise / conversionCommon Stock 4,000 $12.50 $50,000.00
Disclosure

SEC source: 0001567619-20-000501 · doc1.xml · nonDerivative · entry 1

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:19 UTC
Sagliocca Andrew CDirector · President and CEO
Exercise / conversionStock Options · Derivative 27,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-000497 · doc1.xml · derivative · entry 3

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Stock options are fully vested.

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January 02, 2020 Filed Jan 6, 2020 19:19 UTC
Sagliocca Andrew CDirector · President and CEO
Tax withholdingCommon Stock 9,149 $25.96 $237,508.04
Disclosure

SEC source: 0001567619-20-000497 · doc1.xml · nonDerivative · entry 2

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,958

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

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January 02, 2020 Filed Jan 6, 2020 19:19 UTC
Sagliocca Andrew CDirector · President and CEO
Exercise / conversionCommon Stock 27,000 $12.50 $337,500.00
Disclosure

SEC source: 0001567619-20-000497 · doc1.xml · nonDerivative · entry 1

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

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December 19, 2019 Filed Dec 23, 2019 10:31 UTC
ZISES SELIGDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023498 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,440

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

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December 19, 2019 Filed Dec 23, 2019 10:27 UTC
HILL JANETDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023492 · doc1.xml · nonDerivative · entry 1

HILL JANET · CIK 0001063545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.