Tapewire

Nasdaq · USD

ESQ

Esquire Financial Holdings, Inc.

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Tapewire entity
4764
SEC CIK
0001531031
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2022 Filed Aug 25, 2022 17:20 UTC
ZISES SELIGDirector
SaleCommon Stock 500 $38.91 $19,453.00
Disclosure

SEC source: 0001567619-22-016681 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By profit sharing plan

Disclosed balance after: 103,001

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:22 UTC Exercise / conversionStock Options · Derivative 500 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-22-016454 · doc1.xml · derivative · entry 2

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Underlying: Common Stock · 500 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Stock options are fully vested.

F4 · balance_after: Stock options are fully vested.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:22 UTC Exercise / conversionCommon Stock 500 $12.50 $6,250.00
Disclosure

SEC source: 0001567619-22-016454 · doc1.xml · nonDerivative · entry 1

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
May 18, 2022 Filed May 18, 2022 15:21 UTC
ZISES SELIGDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011184 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,033

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 11:18 UTC
ZISES SELIGDirector
GiftCommon Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005189 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,033

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
January 23, 2022 Filed Jan 25, 2022 10:50 UTC
Kornhaber Ari PEVP and Head of Corp Dev
Tax withholdingCommon Stock 742 $33.44 $24,812.48
Disclosure

SEC source: 0001567619-22-001652 · doc1.xml · nonDerivative · entry 1

Kornhaber Ari P · CIK 0001709859 · EVP and Head of Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,233

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F5 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
January 23, 2022 Filed Jan 25, 2022 15:50 UTC
Bader Eric SEVP, COO and Corp Sec
Tax withholdingCommon Stock 1,034 $33.44 $34,576.96
Disclosure

SEC source: 0001567619-22-001653 · doc1.xml · nonDerivative · entry 1

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,718

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:42 UTC
HILL JANETDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021962 · doc1.xml · nonDerivative · entry 1

HILL JANET · CIK 0001063545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,980

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:35 UTC
ZISES SELIGDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021955 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,558

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:31 UTC
Kornhaber Ari PEVP and Head of Corp Dev
GrantCommon Stock 15,225 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021950 · doc1.xml · nonDerivative · entry 1

Kornhaber Ari P · CIK 0001709859 · EVP and Head of Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,975

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:40 UTC GrantStock Options · Derivative 1,750 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021960 · doc1.xml · derivative · entry 2

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2031-12-09

F3 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:34 UTC
Tandon ParagChief Acctg Off and Controller
GrantStock Options · Derivative 1,200 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021954 · doc1.xml · derivative · entry 2

Tandon Parag · CIK 0001709869 · Chief Acctg Off and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires 2031-12-09

F1 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F1 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F1 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:41 UTC GrantStock Options · Derivative 1,750 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021961 · doc1.xml · derivative · entry 3

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2031-12-09

F3 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:36 UTC GrantStock Options · Derivative 1,750 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021956 · doc1.xml · derivative · entry 4

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2031-12-09

F2 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F2 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F2 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:36 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021957 · doc1.xml · nonDerivative · entry 1

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,262

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 23:42 UTC GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021986 · doc1.xml · nonDerivative · entry 1

Coelho Anthony · CIK 0001709833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:39 UTC
Deutsch ToddDirector
GrantStock Options · Derivative 1,750 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021959 · doc1.xml · derivative · entry 2

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2031-12-09

F5 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F5 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F5 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:39 UTC
Deutsch ToddDirector
GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021959 · doc1.xml · nonDerivative · entry 1

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,600

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:33 UTC
Lacapria MichaelChief Financial Officer
GrantStock Options · Derivative 2,500 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001567619-21-021953 · doc1.xml · derivative · entry 2

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-12-09

F4 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F4 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022.

F4 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:33 UTC
Lacapria MichaelChief Financial Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021953 · doc1.xml · nonDerivative · entry 1

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:37 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021958 · doc1.xml · nonDerivative · entry 1

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:33 UTC
Sagliocca Andrew CDirector · President and CEO
GrantCommon Stock 30,450 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021952 · doc1.xml · nonDerivative · entry 1

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,408

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 22:32 UTC
Bader Eric SEVP, COO and Corp Sec
GrantCommon Stock 15,225 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021951 · doc1.xml · nonDerivative · entry 1

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,752

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

F5 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 12:54 UTC
ZISES SELIGDirector
Exercise / conversionStock Options · Derivative 34,681 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-21-014322 · doc1.xml · derivative · entry 6

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,681 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: Stock options are fully vested.

F3 · balance_after: Stock options are fully vested.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 12:54 UTC
ZISES SELIGDirector
Tax withholdingCommon Stock 18,063 $24.00 $433,512.00
Disclosure

SEC source: 0001567619-21-014322 · doc1.xml · nonDerivative · entry 2

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,058

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 12:54 UTC
ZISES SELIGDirector
Exercise / conversionCommon Stock 34,681 $12.50 $433,512.50
Disclosure

SEC source: 0001567619-21-014322 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Exercise / conversionStock Options · Derivative 16,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · derivative · entry 6

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 16,000 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on September 1, 2017.

F4 · balance_after: Stock options vest at a rate of 20% per year commencing on September 1, 2017.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Exercise / conversionStock Options · Derivative 22,231 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · derivative · entry 5

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,231 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.underlying_shares: Stock options are fully vested.

F3 · balance_after: Stock options are fully vested.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Tax withholdingCommon Stock 8,100 $24.69 $199,989.00
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 4

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,396

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Exercise / conversionCommon Stock 16,000 $12.50 $200,000.00
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 3

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Tax withholdingCommon Stock 11,255 $24.69 $277,885.95
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 2

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,496

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:45 UTC Exercise / conversionCommon Stock 22,231 $12.50 $277,887.50
Disclosure

SEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 1

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 16:55 UTC PurchaseCommon Stock 1,108 $22.15 $24,536.66
Disclosure

SEC source: 0001567619-21-002292 · doc1.xml · nonDerivative · entry 1

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 15:00 UTC
HILL JANETDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021337 · doc1.xml · nonDerivative · entry 1

HILL JANET · CIK 0001063545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 15:09 UTC
ZISES SELIGDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021349 · doc1.xml · nonDerivative · entry 1

ZISES SELIG · CIK 0001162317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,440

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

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December 16, 2020 Filed Dec 18, 2020 15:01 UTC
Kornhaber Ari PEVP and Head of Corp Dev
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021338 · doc1.xml · nonDerivative · entry 1

Kornhaber Ari P · CIK 0001709859 · EVP and Head of Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,750

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

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December 16, 2020 Filed Dec 18, 2020 15:05 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021345 · doc1.xml · derivative · entry 2

Herman Russ M · CIK 0001709858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-12-16

F3 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

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December 16, 2020 Filed Dec 18, 2020 15:02 UTC
Tandon ParagChief Acctg Off and Controller
GrantStock Options · Derivative 750 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021339 · doc1.xml · derivative · entry 2

Tandon Parag · CIK 0001709869 · Chief Acctg Off and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2030-12-16

F1 · shares: Stock options vest in three equal installments commencing on December 16, 2021.

F1 · derivative.underlying_shares: Stock options vest in three equal installments commencing on December 16, 2021.

F1 · balance_after: Stock options vest in three equal installments commencing on December 16, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 15:04 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021341 · doc1.xml · derivative · entry 3

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-12-16

F3 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 15:06 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021346 · doc1.xml · derivative · entry 4

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-12-16

F2 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F2 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F2 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:07 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021348 · doc1.xml · nonDerivative · entry 1

Mitzman Robert · CIK 0001399963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,762

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:10 UTC
Sagliocca Andrew CDirector · President and CEO
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021352 · doc1.xml · nonDerivative · entry 1

Sagliocca Andrew C · CIK 0001709867 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,958

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:10 UTC
Bader Eric SEVP, COO and Corp Sec
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021351 · doc1.xml · nonDerivative · entry 1

Bader Eric S · CIK 0001709783 · EVP, COO and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,527

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:09 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021350 · doc1.xml · nonDerivative · entry 1

Powers Richard T · CIK 0001709893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:05 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021344 · doc1.xml · nonDerivative · entry 1

Coelho Anthony · CIK 0001709833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

F3 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.

F4 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:04 UTC
Deutsch ToddDirector
GrantStock Options · Derivative 2,000 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021343 · doc1.xml · derivative · entry 2

Deutsch Todd · CIK 0001709836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-12-16

F4 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F4 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F4 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:03 UTC
Lacapria MichaelChief Financial Officer
GrantStock Options · Derivative 2,500 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-20-021340 · doc1.xml · derivative · entry 2

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-12-16

F3 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:03 UTC
Lacapria MichaelChief Financial Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021340 · doc1.xml · nonDerivative · entry 1

Lacapria Michael · CIK 0001762953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 16, 2024.

F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Read SEC document
December 16, 2020 Filed Dec 15, 2021 14:52 UTC Amendment GrantStock Options · Derivative 2,000 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001567619-21-022088 · doc1.xml · derivative · entry 3

Grossman Marc D · CIK 0001710031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2030-12-16

F3 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021.

F3 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 15:12 UTC Exercise / conversionStock Options · Derivative 8,892 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001567619-20-021016 · doc1.xml · derivative · entry 4

Waterhouse Kevin C · CIK 0001710030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,892 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on September 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.