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Element Solutions Inc

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Tapewire entity
3625
SEC CIK
0001590714
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2024 Filed Feb 15, 2024 22:41 UTC
Goralski MichaelFormer EVP, Head of I&S
Exercise / conversionPerformance Stock Units · Derivative 15,134 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000026 · wk-form4_1708036901.xml · derivative · entry 7

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.exercise_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.expiration_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:41 UTC
Goralski MichaelFormer EVP, Head of I&S
SaleCommon Stock, par value $0.01 per share 1,296 $23.20 $30,067.20
Disclosure

SEC source: 0001590714-24-000026 · wk-form4_1708036901.xml · nonDerivative · entry 4

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,945

F4 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:41 UTC
Goralski MichaelFormer EVP, Head of I&S
Exercise / conversionCommon Stock, par value $0.01 per share 2,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000026 · wk-form4_1708036901.xml · nonDerivative · entry 3

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:41 UTC
Goralski MichaelFormer EVP, Head of I&S
SaleCommon Stock, par value $0.01 per share 10,308 $23.20 $239,145.60
Disclosure

SEC source: 0001590714-24-000026 · wk-form4_1708036901.xml · nonDerivative · entry 2

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,446

F2 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:41 UTC
Goralski MichaelFormer EVP, Head of I&S
Exercise / conversionCommon Stock, par value $0.01 per share 21,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000026 · wk-form4_1708036901.xml · nonDerivative · entry 1

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
Exercise / conversionRestricted Stock Units · Derivative 2,795 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · derivative · entry 8

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,588

Underlying: Common Stock · 2,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.expiration_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
Exercise / conversionPerformance Stock Units · Derivative 19,864 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · derivative · entry 7

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.exercise_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.expiration_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
SaleCommon Stock, par value $0.01 per share 1,296 $23.20 $30,067.20
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · nonDerivative · entry 4

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,027

F4 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
Exercise / conversionCommon Stock, par value $0.01 per share 2,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · nonDerivative · entry 3

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
SaleCommon Stock, par value $0.01 per share 13,551 $23.20 $314,383.20
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · nonDerivative · entry 2

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,528

F2 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:40 UTC
D'Ambrisi Joseph J.EVP Head of Electronics
Exercise / conversionCommon Stock, par value $0.01 per share 28,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000025 · wk-form4_1708036826.xml · nonDerivative · entry 1

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 19,562 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · derivative · entry 8

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,123

Underlying: Common Stock · 19,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.expiration_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 94,590 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · derivative · entry 7

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.exercise_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.expiration_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
SaleCommon Stock, par value $0.01 per share 7,698 $23.20 $178,593.60
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · nonDerivative · entry 4

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716,259

F4 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 19,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · nonDerivative · entry 3

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
SaleCommon Stock, par value $0.01 per share 53,969 $23.20 $1,252,080.80
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · nonDerivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704,395

F2 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 137,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000022 · wk-form4_1708036576.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC Exercise / conversionRestricted Stock Units · Derivative 5,589 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · derivative · entry 9

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,178

Underlying: Common Stock · 5,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

F3 · derivative.expiration_date: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC Exercise / conversionPerformance Stock Units · Derivative 21,756 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · derivative · entry 8

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.exercise_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

F1 · derivative.expiration_date: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC SaleCommon Stock, par value $0.01 per share 2,200 $23.20 $51,040.00
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · nonDerivative · entry 4

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,940

F4 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · nonDerivative · entry 3

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC SaleCommon Stock, par value $0.01 per share 12,574 $23.20 $291,716.80
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · nonDerivative · entry 2

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,551

F2 · shares: Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 22:39 UTC Exercise / conversionCommon Stock, par value $0.01 per share 31,548 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000024 · wk-form4_1708036729.xml · nonDerivative · entry 1

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 16:35 UTC Amendment
Capps John EdwardEVP, General Counsel & Sec.
Tax withholdingCommon Stock, par value $0.01 per share 1,320 $23.20 $30,624.00
Disclosure

SEC source: 0001590714-24-000060 · wk-form4a_1708551310.xml · nonDerivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,400

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 16:35 UTC Amendment
Capps John EdwardEVP, General Counsel & Sec.
Tax withholdingCommon Stock, par value $0.01 per share 13,106 $23.20 $304,059.20
Disclosure

SEC source: 0001590714-24-000060 · wk-form4a_1708551310.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,366

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:39 UTC Amendment
Goralski MichaelFormer EVP, Head of I&S
Tax withholdingCommon Stock, par value $0.01 per share 1,296 $23.20 $30,067.20
Disclosure

SEC source: 0001590714-24-000063 · wk-form4a_1708551555.xml · nonDerivative · entry 2

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,945

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:39 UTC Amendment
Goralski MichaelFormer EVP, Head of I&S
Tax withholdingCommon Stock, par value $0.01 per share 10,308 $23.20 $239,145.60
Disclosure

SEC source: 0001590714-24-000063 · wk-form4a_1708551555.xml · nonDerivative · entry 1

Goralski Michael · CIK 0001837971 · Former EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,446

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:38 UTC Amendment
D'Ambrisi Joseph J.EVP Head of Electronics
Tax withholdingCommon Stock, par value $0.01 per share 1,296 $23.20 $30,067.20
Disclosure

SEC source: 0001590714-24-000062 · wk-form4a_1708551464.xml · nonDerivative · entry 2

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,027

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:38 UTC Amendment
D'Ambrisi Joseph J.EVP Head of Electronics
Tax withholdingCommon Stock, par value $0.01 per share 13,551 $23.20 $314,383.20
Disclosure

SEC source: 0001590714-24-000062 · wk-form4a_1708551464.xml · nonDerivative · entry 1

D'Ambrisi Joseph J. · CIK 0001837970 · EVP Head of Electronics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,528

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:36 UTC Amendment Tax withholdingCommon Stock, par value $0.01 per share 2,200 $23.20 $51,040.00
Disclosure

SEC source: 0001590714-24-000061 · wk-form4a_1708551379.xml · nonDerivative · entry 2

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,940

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:36 UTC Amendment Tax withholdingCommon Stock, par value $0.01 per share 12,574 $23.20 $291,716.80
Disclosure

SEC source: 0001590714-24-000061 · wk-form4a_1708551379.xml · nonDerivative · entry 1

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,551

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:33 UTC Amendment
Gliklich BenjaminDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 7,698 $23.20 $178,593.60
Disclosure

SEC source: 0001590714-24-000059 · wk-form4a_1708551166.xml · nonDerivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716,259

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

Read SEC document
February 13, 2024 Filed Feb 21, 2024 21:33 UTC Amendment
Gliklich BenjaminDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 53,969 $23.20 $1,252,080.80
Disclosure

SEC source: 0001590714-24-000059 · wk-form4a_1708551166.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704,395

F1 · kind: Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.

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January 19, 2024 Filed Jan 22, 2024 17:37 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantRestricted Stock Units · Derivative 8,940 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000009 · wk-form4_1705963061.xml · derivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,940

Underlying: Common Stock · 8,940 shares

Expires not disclosed

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

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January 19, 2024 Filed Jan 22, 2024 17:37 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantPerformance Stock Units · Derivative 17,882 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000009 · wk-form4_1705963061.xml · derivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,882

Underlying: Common Stock · 17,882 shares

Expires not disclosed

F1 · price: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 35,764.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 35,764.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 35,764.

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January 19, 2024 Filed Jan 22, 2024 22:39 UTC GrantRestricted Stock Units · Derivative 17,881 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000011 · wk-form4_1705963157.xml · derivative · entry 2

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,881

Underlying: Common Stock · 17,881 shares

Expires not disclosed

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

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January 19, 2024 Filed Jan 22, 2024 22:39 UTC GrantPerformance Stock Units · Derivative 35,763 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000011 · wk-form4_1705963157.xml · derivative · entry 1

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,763

Underlying: Common Stock · 35,763 shares

Expires not disclosed

F1 · price: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 71,526.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 71,526.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 71,526.

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January 19, 2024 Filed Jan 22, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
GrantRestricted Stock Units · Derivative 62,583 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000008 · wk-form4_1705963008.xml · derivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,583

Underlying: Common Stock · 62,583 shares

Expires not disclosed

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years.

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January 19, 2024 Filed Jan 22, 2024 22:36 UTC
Gliklich BenjaminDirector · President and CEO
GrantPerformance Stock Units · Derivative 125,169 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000008 · wk-form4_1705963008.xml · derivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,169

Underlying: Common Stock · 125,169 shares

Expires not disclosed

F1 · price: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 250,338.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 250,338.

F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and cash return on investment (CRI) goals for the performance period ending on December 31, 2026. The number of shares reported in Column 7 will range from zero to 250,338.

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September 19, 2023 Filed Sep 19, 2023 20:33 UTC SaleCommon Stock, par value $0.01 per share 4,174 $19.61 $81,852.14
Disclosure

SEC source: 0001590714-23-000077 · wk-form4_1695155604.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,789

Read SEC document
August 21, 2023 Filed Aug 22, 2023 16:35 UTC OtherCommon Stock, par value $0.01 per share 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000075 · wk-form4_1692736516.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 400,000

F1 · shares: In connection with an estate planning transaction, the Revocable Trust (defined below) transferred shares of the Issuer's common stock to the Family Trust (defined below). There were no third parties involved in this transaction, which was purely estate planning in nature.

F2 · price: For tax purposes, the shares were transferred for a price equal to $19.15 per share, which represents the fair market value of a share of the Issuer's common stock based on the average of the high and low trading prices on the transaction date.

F4 · ownership.nature: Shares are held by the Sir Martin E. Franklin Family Trust ("Family Trust"), of which Mr. Franklin is a trustee and he and his descendants are beneficiaries. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 21, 2023 Filed Aug 22, 2023 16:35 UTC OtherCommon Stock, par value $0.01 per share 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000075 · wk-form4_1692736516.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 500,000

F1 · shares: In connection with an estate planning transaction, the Revocable Trust (defined below) transferred shares of the Issuer's common stock to the Family Trust (defined below). There were no third parties involved in this transaction, which was purely estate planning in nature.

F2 · price: For tax purposes, the shares were transferred for a price equal to $19.15 per share, which represents the fair market value of a share of the Issuer's common stock based on the average of the high and low trading prices on the transaction date.

F3 · ownership.nature: Shares are held by the Martin E. Franklin Revocable Trust ("Revocable Trust"), of which Mr. Franklin is the sole settlor, trustee and lifetime beneficiary.

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June 07, 2023 Filed Jun 7, 2023 20:26 UTC
Goralski MichaelEVP, Head of I&S
SaleCommon Stock, par value $0.01 per share 28,000 $19.07 $533,960.00
Disclosure

SEC source: 0001590714-23-000067 · wk-form4_1686169578.xml · nonDerivative · entry 1

Goralski Michael · CIK 0001837971 · EVP, Head of I&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,808

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:19 UTC GrantRestricted Stock Units · Derivative 7,365 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000061 · wk-form4_1686169155.xml · derivative · entry 5

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

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June 06, 2023 Filed Jun 7, 2023 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 6,367 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000061 · wk-form4_1686169155.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 06, 2023 Filed Jun 7, 2023 20:19 UTC OtherCommon Stock, par value $0.01 per share 6,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000061 · wk-form4_1686169155.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tasburgh, LLC

Disclosed balance after: 1,348,895

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 06, 2023 Filed Jun 7, 2023 20:19 UTC OtherCommon Stock, par value $0.01 per share 6,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000061 · wk-form4_1686169155.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:19 UTC Exercise / conversionCommon Stock, par value $0.01 per share 6,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000061 · wk-form4_1686169155.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:25 UTC GrantRestricted Stock Units · Derivative 7,365 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000066 · wk-form4_1686169503.xml · derivative · entry 3

Filon Elyse Napoli · CIK 0001851810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

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June 06, 2023 Filed Jun 7, 2023 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 6,367 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000066 · wk-form4_1686169503.xml · derivative · entry 2

Filon Elyse Napoli · CIK 0001851810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.