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ESCO TECHNOLOGIES INC

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3711
SEC CIK
0000866706
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493

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025019
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2018 Filed Jan 22, 2018 18:15 UTC GrantCommon Stock Equivalents · Derivative 6.0901 $64.20 $390.98
Disclosure

SEC source: 0001140361-18-002693 · doc1.xml · derivative · entry 1

Dewar Patrick M · CIK 0001580502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893.3797

Underlying: Common Stock · 6.0901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 16:03 UTC GrantCommon Stock Equivalents · Derivative 810.3728 $61.70 $50,000.00
Disclosure

SEC source: 0001140361-18-001548 · doc1.xml · derivative · entry 1

Dewar Patrick M · CIK 0001580502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,887.2896

Underlying: Common Stock · 810.3728 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 16:10 UTC GrantCommon Stock Equivalents · Derivative 810.3728 $61.70 $50,000.00
Disclosure

SEC source: 0001140361-18-001550 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,677.1999

Underlying: Common Stock · 810.3728 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:30 UTC GrantCommon Stock 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000415 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,088

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:25 UTC GrantCommon Stock 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000412 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,038

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:21 UTC GrantCommon Stock Equivalents · Derivative 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000408 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752.7308

Underlying: Common Stock · 2,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:16 UTC GrantCommon Stock Equivalents · Derivative 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000405 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,866.8271

Underlying: Common Stock · 2,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:11 UTC GrantCommon Stock 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000400 · doc1.xml · nonDerivative · entry 1

KHILNANI VINOD M · CIK 0001204034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,588

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:07 UTC GrantCommon Stock Equivalents · Derivative 2,988 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000398 · doc1.xml · derivative · entry 1

Dewar Patrick M · CIK 0001580502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,076.9169

Underlying: Common Stock · 2,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F2 · balance_after: Reflects a correction of 0.1585 share equivalents from previous filing

Read SEC document
December 13, 2017 Filed Dec 14, 2017 14:58 UTC
BARCLAY ALYSON SSr VP, Secretary & Gen Coun
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046159 · doc1.xml · nonDerivative · entry 1

BARCLAY ALYSON S · CIK 0001216226 · Sr VP, Secretary & Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,658

F1 · balance_after: Includes 638 shares acquired in fiscal year ended 9/30/2017 under Employee Stock Purchase Plan, and reflects a correction in the amount of (7,581) shares based on a review of Ms. Barclay's pre - 2011 stock records.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 15:04 UTC
RICHEY VICTOR L JRDirector · Chairman, CEO & President
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046168 · doc1.xml · nonDerivative · entry 1

RICHEY VICTOR L JR · CIK 0001216231 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,821

F1 · balance_after: Includes 377 shares acquired in fiscal year ended 9/30/2017 under Employee Stock Purchase Plan.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 19:22 UTC
MUENSTER GARY EDirector · Executive Vice President & CFO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045680 · doc1.xml · nonDerivative · entry 1

MUENSTER GARY E · CIK 0001216230 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,678

F1 · balance_after: Includes 610 shares acquired in fiscal year ended 9-30-2017 under Employee Stock Purchase Plan.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 22:22 UTC GrantCommon Stock Equivalents · Derivative 1,088.7584 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043254 · doc1.xml · derivative · entry 1

Dewar Patrick M · CIK 0001580502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088.7584

Underlying: Common Stock · 1,088.7584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon or at the election of the reporting person in installments beginning upon the termination of the reporting person's service as a director.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 18:39 UTC GrantCommon Stock Equivalents · Derivative 24.7893 $60.10 $1,489.84
Disclosure

SEC source: 0001140361-17-038976 · doc1.xml · derivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,647.7211

Underlying: Common Stock · 24.7893 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 18:33 UTC GrantCommon Stock Equivalents · Derivative 16.9687 $60.10 $1,019.82
Disclosure

SEC source: 0001140361-17-038974 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,764.7308

Underlying: Common Stock · 16.9687 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 18:25 UTC GrantCommon Stock Equivalents · Derivative 22.4378 $60.10 $1,348.51
Disclosure

SEC source: 0001140361-17-038972 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878.8271

Underlying: Common Stock · 22.4378 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:33 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037103 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:30 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037101 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:25 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037099 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,747.7621

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:19 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037095 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,856.3893

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 19:04 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037086 · doc1.xml · nonDerivative · entry 1

KHILNANI VINOD M · CIK 0001204034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Read SEC document
August 15, 2017 Filed Aug 16, 2017 19:42 UTC GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032411 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Read SEC document
July 19, 2017 Filed Jul 20, 2017 20:05 UTC GrantCommon Stock Equivalents · Derivative 23.7689 $62.60 $1,487.93
Disclosure

SEC source: 0001140361-17-028283 · doc1.xml · derivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,622.9318

Underlying: Common Stock · 23.7689 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 20:00 UTC GrantCommon Stock Equivalents · Derivative 15.1216 $62.60 $946.61
Disclosure

SEC source: 0001140361-17-028278 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847.7621

Underlying: Common Stock · 15.1216 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 19:55 UTC GrantCommon Stock Equivalents · Derivative 20.3655 $62.60 $1,274.88
Disclosure

SEC source: 0001140361-17-028276 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,956.3893

Underlying: Common Stock · 20.3655 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:06 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027289 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,150

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:09 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027293 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Read SEC document
July 03, 2017 Filed Jul 6, 2017 15:03 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027287 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832.6405

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 14:59 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027285 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,936.0238

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 14:56 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027283 · doc1.xml · nonDerivative · entry 1

KHILNANI VINOD M · CIK 0001204034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Read SEC document
April 18, 2017 Filed Apr 19, 2017 19:54 UTC GrantCommon Stock Equivalents · Derivative 26.2746 $56.55 $1,485.83
Disclosure

SEC source: 0001140361-17-016174 · doc1.xml · derivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,599.1629

Underlying: Common Stock · 26.2746 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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April 18, 2017 Filed Apr 19, 2017 19:46 UTC GrantCommon Stock Equivalents · Derivative 15.4443 $56.55 $873.38
Disclosure

SEC source: 0001140361-17-016172 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,932.6405

Underlying: Common Stock · 15.4443 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

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April 18, 2017 Filed Apr 19, 2017 19:41 UTC GrantCommon Stock Equivalents · Derivative 21.2411 $56.55 $1,201.18
Disclosure

SEC source: 0001140361-17-016170 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,036.0238

Underlying: Common Stock · 21.2411 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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April 03, 2017 Filed Apr 3, 2017 18:29 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014314 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

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April 03, 2017 Filed Apr 3, 2017 18:26 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014312 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,250

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April 03, 2017 Filed Apr 3, 2017 18:22 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014309 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917.1962

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

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April 03, 2017 Filed Apr 3, 2017 18:18 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014305 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,014.7827

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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April 03, 2017 Filed Apr 3, 2017 18:13 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014302 · doc1.xml · nonDerivative · entry 1

KHILNANI VINOD M · CIK 0001204034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

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April 03, 2017 Filed Apr 4, 2017 19:57 UTC
RICHEY VICTOR L JRDirector · Chairman, CEO & President
Tax withholdingCommon Stock 35,306 $58.10 $2,051,278.60
Disclosure

SEC source: 0001140361-17-014642 · doc1.xml · nonDerivative · entry 1

RICHEY VICTOR L JR · CIK 0001216231 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,944

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April 03, 2017 Filed Apr 4, 2017 19:54 UTC
MUENSTER GARY EDirector · Executive Vice President & CFO
Tax withholdingCommon Stock 17,013 $58.10 $988,455.30
Disclosure

SEC source: 0001140361-17-014636 · doc1.xml · nonDerivative · entry 1

MUENSTER GARY E · CIK 0001216230 · Director · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,318

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April 03, 2017 Filed Apr 4, 2017 19:49 UTC
BARCLAY ALYSON SSr VP, Secretary & Gen Coun
Tax withholdingCommon Stock 8,265 $58.10 $480,196.50
Disclosure

SEC source: 0001140361-17-014630 · doc1.xml · nonDerivative · entry 1

BARCLAY ALYSON S · CIK 0001216226 · Sr VP, Secretary & Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,801

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February 28, 2017 Filed Mar 1, 2017 16:24 UTC SaleCommon Stock 3,600 $54.76 $197,136.00
Disclosure

SEC source: 0001140361-17-009851 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,350

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $54.10 to $55.15, inclusive. The reporting person will provide, upon request of the Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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January 19, 2017 Filed Jan 20, 2017 15:39 UTC GrantCommon Stock Equivalents · Derivative 19.9573 $56.50 $1,127.59
Disclosure

SEC source: 0001140361-17-002357 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,114.7827

Underlying: Common Stock · 19.9573 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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January 19, 2017 Filed Jan 20, 2017 15:48 UTC GrantCommon Stock Equivalents · Derivative 26.2607 $56.50 $1,483.73
Disclosure

SEC source: 0001140361-17-002362 · doc1.xml · derivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,572.8883

Underlying: Common Stock · 26.2607 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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January 19, 2017 Filed Jan 20, 2017 15:43 UTC GrantCommon Stock Equivalents · Derivative 14.1636 $56.50 $800.24
Disclosure

SEC source: 0001140361-17-002360 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017.1962

Underlying: Common Stock · 14.1636 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.exercise_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

F1 · derivative.expiration_date: Common Stock Equivalents issued in lieu of cash dividends on the Common Stock Equivalents held by the director on the record date. Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service a a director.

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January 10, 2017 Filed Jan 11, 2017 17:47 UTC GrantCommon Stock Equivalents · Derivative 794.3513 $56.65 $45,000.00
Disclosure

SEC source: 0001140361-17-001490 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094.8254

Underlying: Common Stock · 794.3513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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January 03, 2017 Filed Jan 3, 2017 17:35 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000058 · doc1.xml · derivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003.0326

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person'a service a a director.

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January 03, 2017 Filed Jan 3, 2017 17:45 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000063 · doc1.xml · nonDerivative · entry 1

STOLZE JAMES M · CIK 0001216233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

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January 03, 2017 Filed Jan 3, 2017 17:40 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000060 · doc1.xml · nonDerivative · entry 1

SOLLEY LARRY W · CIK 0001216232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,950

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January 03, 2017 Filed Jan 3, 2017 17:28 UTC GrantCommon Stock Equivalents · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000055 · doc1.xml · derivative · entry 1

Olivier Leon J · CIK 0001314616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300.4741

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of common stock. The Common Stock Equivalents become payable in common stock upon, or at the election of the reporting person in installments beginning upon, the termination of the reporting person's service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.