ERNA

SEC source: 0001493152-19-005945 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 23, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-005944 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,741

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 23, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-005943 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,325

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 23, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-004043 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,603

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-004045 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-004044 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,912

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-003715 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,083

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001493152-19-003713 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001493152-19-003712 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,887

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001493152-19-002609 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,083

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-002608 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,981

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-002607 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,887

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 26, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-001144 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,254

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on January 29, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-001143 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,172

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on January 29, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-19-001142 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on January 29, 2019. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-017755 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on December 19, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-017753 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,425

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on December 19, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-017754 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,456

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on December 19, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-016584 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,570

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-016582 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,078

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-016583 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,696

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-014820 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,937

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-014819 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,714

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-014818 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-013715 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 25, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-013716 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,859

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 25, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-013714 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,177

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 25, 2018. No shares were sold in connection with this transaction.

SEC source: 0001493152-18-008528 · form4.xml · derivative · entry 1

Thomas Gregory Matthew · CIK 0001709349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2028-06-07

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

SEC source: 0001493152-18-008527 · form4.xml · derivative · entry 1

Mitgang Steve · CIK 0001496250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2028-06-07

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

SEC source: 0001493152-18-008526 · form4.xml · derivative · entry 1

Yanover Paul · CIK 0001553822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2028-06-07

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

SEC source: 0001493152-18-008525 · form4.xml · derivative · entry 1

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2028-06-07

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

SEC source: 0001493152-18-003720 · form4.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,716

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001493152-18-003718 · form4.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,618

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001493152-18-003716 · form4.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. Amended 2010 Performance Incentive Plan. The award will vest as to 16.67% of the shares subject to the award on the 6-month anniversary of the grant date and the remaining 83.33% of the shares will vest in 30 substantially equal monthly installments beginning on the 7-month anniversary of the grant date, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 6

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 251,562

F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 5

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 279,562

F1 · price: This is a weighted average price.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 4

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 282,562

F1 · price: This is a weighted average price.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 283,988

F1 · price: This is a weighted average price.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 286,428

F1 · price: This is a weighted average price.

SEC source: 0001535264-18-000039 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 288,141

F1 · price: This is a weighted average price.

SEC source: 0001493152-17-014733 · form4.xml · nonDerivative · entry 2

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,088

SEC source: 0001493152-17-014733 · form4.xml · nonDerivative · entry 1

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,536

SEC source: 0001493152-17-014321 · form4.xml · nonDerivative · entry 3

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,436

SEC source: 0001493152-17-014321 · form4.xml · nonDerivative · entry 2

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,636

SEC source: 0001493152-17-014321 · form4.xml · nonDerivative · entry 1

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,536

SEC source: 0001535264-17-000078 · primary_doc.xml · nonDerivative · entry 5

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 288,241

F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 188,323 shares of Common Stock of the Issuer (the Shares) held by QP, 55,547 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 188,323 shares of Common Stock of the Issuer (the Shares) held by QP, 55,547 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 188,323 shares of Common Stock of the Issuer (the Shares) held by QP, 55,547 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 188,323 shares of Common Stock of the Issuer (the Shares) held by QP, 55,547 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-17-000078 · primary_doc.xml · nonDerivative · entry 4

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 293,241

F1 · price: This is a weighted average price.

SEC source: 0001535264-17-000078 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 294,302

F1 · price: This is a weighted average price.

SEC source: 0001535264-17-000078 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 300,302

F1 · price: This is a weighted average price.

SEC source: 0001535264-17-000078 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 308,492

F1 · price: This is a weighted average price.