Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2019 Filed Dec 6, 2019 11:30 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $2.90 | $290.00 |
DisclosureSEC source: 0001213900-19-025458 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,071 Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 13:30 UTC |
Gottlieb MichaelDirector
|
GrantStock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001493152-19-018469 · ownership.xml · derivative · entry 1 Gottlieb Michael · CIK 0001795170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2029-11-25 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. This option shall vest and become exercisable at the rate of 50% of the total number of shares covered by this option immediately upon the date of grant. The remaining 50% of the total number of shares covered by this option shall vest and become exercisable in 12 equal monthly installments beginning in the month immediately following the date of grant. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 01:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 95 | $2.62 | $248.90 |
DisclosureSEC source: 0001493152-19-018146 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,132 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2019. No shares were sold in connection with this transaction. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 01:00 UTC |
Wolff AllenInterim CEO
|
Tax withholdingCommon Stock | 241 | $2.62 | $631.42 |
DisclosureSEC source: 0001493152-19-018145 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,943 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2019. No shares were sold in connection with this transaction. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 01:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 881 | $3.15 | $2,776.12 |
DisclosureSEC source: 0001213900-19-021562 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 198,895 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.20, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 01:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.21 | $321.00 |
DisclosureSEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 198,014 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 01:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 202 | $3.03 | $613.03 |
DisclosureSEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,971 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document |
| October 23, 2019 Filed Oct 23, 2019 23:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 94 | $2.88 | $270.72 |
DisclosureSEC source: 0001493152-19-015892 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,277 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2019. No shares were sold in connection with this transaction. Read SEC document |
| October 23, 2019 Filed Oct 23, 2019 23:00 UTC |
Wolff AllenInterim CEO
|
Tax withholdingCommon Stock | 241 | $2.88 | $694.08 |
DisclosureSEC source: 0001493152-19-015893 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,184 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2019. No shares were sold in connection with this transaction. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 00:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 2,295 | $2.70 | $6,192.14 |
DisclosureSEC source: 0001213900-19-021067 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 197,914 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 00:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 2,506 | $2.85 | $7,139.84 |
DisclosureSEC source: 0001213900-19-021067 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,769 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document |
| October 14, 2019 Filed Oct 17, 2019 00:03 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 300 | $3.66 | $1,097.01 |
DisclosureSEC source: 0001213900-19-020487 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,263 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.70, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document |
| October 14, 2019 Filed Dec 5, 2019 02:52 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.50 | $350.00 |
DisclosureSEC source: 0001213900-19-025348 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 198,995 F1 · shares: These shares were purchased by JJAT Corp. ("JJAT"). F2 · balance_after: Represents aggregate beneficial ownership as of December 2, 2019. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital") and JJAT, as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 00:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.67 | $367.00 |
DisclosureSEC source: 0001213900-19-020057 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,619 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 01:35 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 28 | $2.93 | $82.04 |
DisclosureSEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,519 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 01:35 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $2.90 | $290.00 |
DisclosureSEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,491 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 03, 2019 Filed Oct 8, 2019 01:35 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 265 | $3.12 | $826.61 |
DisclosureSEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,391 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:08 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.43 | $343.00 |
DisclosureSEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,126 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:08 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.75 | $375.00 |
DisclosureSEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 195,026 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 00:08 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $3.33 | $333.00 |
DisclosureSEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 194,926 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 12:30 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 4,831 | $2.95 | $14,245.17 |
DisclosureSEC source: 0001213900-19-019257 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 194,826 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 00:01 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 5,150 | $2.81 | $14,474.59 |
DisclosureSEC source: 0001213900-19-019031 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 189,995 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3 F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 23:43 UTC |
Wolff AllenInterim CEO
|
Tax withholdingCommon Stock | 722 | $2.28 | $1,646.16 |
DisclosureSEC source: 0001493152-19-014525 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,425 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 24, 2019. No shares were sold in connection with this transaction. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 23:40 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 454 | $2.28 | $1,035.12 |
DisclosureSEC source: 0001493152-19-014523 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,321 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 24, 2019. No shares were sold in connection with this transaction. Read SEC document |
| September 24, 2019 Filed Sep 27, 2019 00:01 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 23,550 | $2.44 | $57,473.78 |
DisclosureSEC source: 0001213900-19-019031 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 184,845 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.44 to $2.58, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 01:16 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 1,551 | $2.27 | $3,515.65 |
DisclosureSEC source: 0001213900-19-018231 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,963 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. Read SEC document |
| September 12, 2019 Filed Sep 17, 2019 01:16 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 7,451 | $2.26 | $16,851.93 |
DisclosureSEC source: 0001213900-19-018231 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 161,295 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.24 to $2.29, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 10:02 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 2,200 | $2.31 | $5,091.68 |
DisclosureSEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 153,844 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.37, inclusive. The Reporting Person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F5 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F6 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 10:02 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 900 | $2.28 | $2,055.78 |
DisclosureSEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,412 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. Read SEC document |
| September 10, 2019 Filed Sep 13, 2019 10:02 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 3,700 | $2.56 | $9,463.12 |
DisclosureSEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 151,644 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.65, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. F5 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F6 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:00 UTC |
Miller Susan ElaineDirector
|
GrantStock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001493152-19-013635 · ownership.xml · derivative · entry 1 Miller Susan Elaine · CIK 0001785787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2029-08-29 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. This option shall vest and become exercisable at the rate of 50% of the total number of shares covered by this option immediately upon the date of grant. The remaining 50% of the total number of shares covered by this option shall vest and become exercisable in 12 equal monthly installments beginning in the month immediately following the date of grant. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:35 UTC |
Wolff AllenCFO and EVP
|
Tax withholdingCommon Stock | 141 | $2.77 | $390.57 |
DisclosureSEC source: 0001493152-19-013436 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,147 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:35 UTC |
Gurrola Sandra MVP of Finance
|
Tax withholdingCommon Stock | 35 | $2.77 | $96.95 |
DisclosureSEC source: 0001493152-19-013435 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,775 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Krishnan RamDirector · CEO
|
Tax withholdingCommon Stock | 241 | $2.77 | $667.57 |
DisclosureSEC source: 0001493152-19-013434 · ownership.xml · nonDerivative · entry 1 Krishnan Ram · CIK 0001618564 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,375 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 01:02 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 100 | $2.80 | $280.00 |
DisclosureSEC source: 0001213900-19-016825 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 147,944 F1 · shares: The reported trades were inadvertently made due to human error. F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 01:02 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 100 | $2.75 | $275.00 |
DisclosureSEC source: 0001213900-19-016825 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 148,044 F1 · shares: The reported trades were inadvertently made due to human error. F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 00:00 UTC |
Gurrola Sandra MVP of Finance
|
Tax withholdingCommon Stock | 34 | $3.18 | $108.12 |
DisclosureSEC source: 0001493152-19-011370 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,810 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 00:00 UTC |
Krishnan RamDirector · CEO
|
Tax withholdingCommon Stock | 240 | $3.18 | $763.20 |
DisclosureSEC source: 0001493152-19-011372 · ownership.xml · nonDerivative · entry 1 Krishnan Ram · CIK 0001618564 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,616 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 00:00 UTC |
Wolff AllenCFO and EVP
|
Tax withholdingCommon Stock | 141 | $3.18 | $448.38 |
DisclosureSEC source: 0001493152-19-011371 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,288 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 20:25 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 8,651 | $3.23 | $27,909.86 |
DisclosureSEC source: 0001213900-19-014181 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 148,144 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.16 to $3.29, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:00 UTC |
Wolff AllenCFO and EVP
|
Tax withholdingCommon Stock | 141 | $3.47 | $489.27 |
DisclosureSEC source: 0001493152-19-009632 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,429 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:00 UTC |
Gurrola Sandra MVP of Finance
|
Tax withholdingCommon Stock | 34 | $3.47 | $117.98 |
DisclosureSEC source: 0001493152-19-009631 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,844 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:00 UTC |
Krishnan RamDirector · CEO
|
Tax withholdingCommon Stock | 235 | $3.47 | $815.45 |
DisclosureSEC source: 0001493152-19-009630 · ownership.xml · nonDerivative · entry 1 Krishnan Ram · CIK 0001618564 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,856 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 23:00 UTC |
Thomas Gregory MatthewDirector
|
GrantStock Options (Right to Buy) · Derivative | 400 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001493152-19-008973 · ownership.xml · derivative · entry 1 Thomas Gregory Matthew · CIK 0001709349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2029-06-06 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 23:00 UTC |
Simtob Richard IsaacDirector
|
GrantStock Options (Right to Buy) · Derivative | 400 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001493152-19-008972 · ownership.xml · derivative · entry 1 Simtob Richard Isaac · CIK 0001710390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2029-06-06 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 23:00 UTC |
Mitgang SteveDirector
|
GrantStock Options (Right to Buy) · Derivative | 400 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001493152-19-008971 · ownership.xml · derivative · entry 1 Mitgang Steve · CIK 0001496250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2029-06-06 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 23:00 UTC |
Yanover PaulDirector
|
GrantStock Options (Right to Buy) · Derivative | 400 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001493152-19-008970 · ownership.xml · derivative · entry 1 Yanover Paul · CIK 0001553822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2029-06-06 F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant. Read SEC document |
| May 21, 2019 Filed May 21, 2019 23:38 UTC |
Krishnan RamDirector · CEO
|
Tax withholdingCommon Stock | 234 | $2.89 | $676.26 |
DisclosureSEC source: 0001493152-19-008044 · ownership.xml · nonDerivative · entry 1 Krishnan Ram · CIK 0001618564 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,091 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
| May 21, 2019 Filed May 21, 2019 23:36 UTC |
Gurrola Sandra MVP of Finance
|
Tax withholdingCommon Stock | 35 | $2.89 | $101.15 |
DisclosureSEC source: 0001493152-19-008041 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,878 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
| May 21, 2019 Filed May 21, 2019 23:37 UTC |
Wolff AllenCFO and EVP
|
Tax withholdingCommon Stock | 171 | $2.89 | $494.19 |
DisclosureSEC source: 0001493152-19-008043 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,570 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.