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Nasdaq · USD

ERNA

Ernexa Therapeutics Inc.

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8278
SEC CIK
0000748592
Parsed reports
266

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2019 Filed Dec 6, 2019 11:30 UTC PurchaseCommon Stock, $0.005 par value 100 $2.90 $290.00
Disclosure

SEC source: 0001213900-19-025458 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,071

Read SEC document
November 26, 2019 Filed Nov 27, 2019 13:30 UTC GrantStock Options (Right to Buy) · Derivative 600 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001493152-19-018469 · ownership.xml · derivative · entry 1

Gottlieb Michael · CIK 0001795170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires 2029-11-25

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. This option shall vest and become exercisable at the rate of 50% of the total number of shares covered by this option immediately upon the date of grant. The remaining 50% of the total number of shares covered by this option shall vest and become exercisable in 12 equal monthly installments beginning in the month immediately following the date of grant.

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November 20, 2019 Filed Nov 21, 2019 01:00 UTC
Gurrola Sandra MSVP of Finance
Tax withholdingCommon Stock 95 $2.62 $248.90
Disclosure

SEC source: 0001493152-19-018146 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,132

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2019. No shares were sold in connection with this transaction.

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November 20, 2019 Filed Nov 21, 2019 01:00 UTC
Wolff AllenInterim CEO
Tax withholdingCommon Stock 241 $2.62 $631.42
Disclosure

SEC source: 0001493152-19-018145 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,943

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on November 20, 2019. No shares were sold in connection with this transaction.

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October 29, 2019 Filed Oct 31, 2019 01:00 UTC PurchaseCommon Stock, $0.005 par value 881 $3.15 $2,776.12
Disclosure

SEC source: 0001213900-19-021562 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 198,895

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.20, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 25, 2019 Filed Oct 29, 2019 01:00 UTC PurchaseCommon Stock, $0.005 par value 100 $3.21 $321.00
Disclosure

SEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 198,014

F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 24, 2019 Filed Oct 29, 2019 01:00 UTC PurchaseCommon Stock, $0.005 par value 202 $3.03 $613.03
Disclosure

SEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,971

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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October 23, 2019 Filed Oct 23, 2019 23:00 UTC
Gurrola Sandra MSVP of Finance
Tax withholdingCommon Stock 94 $2.88 $270.72
Disclosure

SEC source: 0001493152-19-015892 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2019. No shares were sold in connection with this transaction.

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October 23, 2019 Filed Oct 23, 2019 23:00 UTC
Wolff AllenInterim CEO
Tax withholdingCommon Stock 241 $2.88 $694.08
Disclosure

SEC source: 0001493152-19-015893 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,184

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 23, 2019. No shares were sold in connection with this transaction.

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October 23, 2019 Filed Oct 25, 2019 00:00 UTC PurchaseCommon Stock, $0.005 par value 2,295 $2.70 $6,192.14
Disclosure

SEC source: 0001213900-19-021067 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 197,914

F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 00:00 UTC PurchaseCommon Stock, $0.005 par value 2,506 $2.85 $7,139.84
Disclosure

SEC source: 0001213900-19-021067 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,769

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
October 14, 2019 Filed Oct 17, 2019 00:03 UTC PurchaseCommon Stock, $0.005 par value 300 $3.66 $1,097.01
Disclosure

SEC source: 0001213900-19-020487 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,263

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.70, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

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October 14, 2019 Filed Dec 5, 2019 02:52 UTC PurchaseCommon Stock, $0.005 par value 100 $3.50 $350.00
Disclosure

SEC source: 0001213900-19-025348 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 198,995

F1 · shares: These shares were purchased by JJAT Corp. ("JJAT").

F2 · balance_after: Represents aggregate beneficial ownership as of December 2, 2019.

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital") and JJAT, as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 00:00 UTC PurchaseCommon Stock, $0.005 par value 100 $3.67 $367.00
Disclosure

SEC source: 0001213900-19-020057 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,619

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 01:35 UTC PurchaseCommon Stock, $0.005 par value 28 $2.93 $82.04
Disclosure

SEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,519

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 01:35 UTC PurchaseCommon Stock, $0.005 par value 100 $2.90 $290.00
Disclosure

SEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,491

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 03, 2019 Filed Oct 8, 2019 01:35 UTC PurchaseCommon Stock, $0.005 par value 265 $3.12 $826.61
Disclosure

SEC source: 0001213900-19-019928 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,391

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:08 UTC PurchaseCommon Stock, $0.005 par value 100 $3.43 $343.00
Disclosure

SEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,126

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:08 UTC PurchaseCommon Stock, $0.005 par value 100 $3.75 $375.00
Disclosure

SEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 195,026

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 30, 2019 Filed Oct 3, 2019 00:08 UTC PurchaseCommon Stock, $0.005 par value 100 $3.33 $333.00
Disclosure

SEC source: 0001213900-19-019553 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 194,926

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 12:30 UTC PurchaseCommon Stock, $0.005 par value 4,831 $2.95 $14,245.17
Disclosure

SEC source: 0001213900-19-019257 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 194,826

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 00:01 UTC PurchaseCommon Stock, $0.005 par value 5,150 $2.81 $14,474.59
Disclosure

SEC source: 0001213900-19-019031 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 189,995

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3

F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 24, 2019 Filed Sep 24, 2019 23:43 UTC
Wolff AllenInterim CEO
Tax withholdingCommon Stock 722 $2.28 $1,646.16
Disclosure

SEC source: 0001493152-19-014525 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,425

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 24, 2019. No shares were sold in connection with this transaction.

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September 24, 2019 Filed Sep 24, 2019 23:40 UTC
Gurrola Sandra MSVP of Finance
Tax withholdingCommon Stock 454 $2.28 $1,035.12
Disclosure

SEC source: 0001493152-19-014523 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 24, 2019. No shares were sold in connection with this transaction.

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September 24, 2019 Filed Sep 27, 2019 00:01 UTC PurchaseCommon Stock, $0.005 par value 23,550 $2.44 $57,473.78
Disclosure

SEC source: 0001213900-19-019031 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 184,845

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.44 to $2.58, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 01:16 UTC PurchaseCommon Stock, $0.005 par value 1,551 $2.27 $3,515.65
Disclosure

SEC source: 0001213900-19-018231 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,963

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
September 12, 2019 Filed Sep 17, 2019 01:16 UTC PurchaseCommon Stock, $0.005 par value 7,451 $2.26 $16,851.93
Disclosure

SEC source: 0001213900-19-018231 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 161,295

F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.24 to $2.29, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.

F4 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 10:02 UTC PurchaseCommon Stock, $0.005 par value 2,200 $2.31 $5,091.68
Disclosure

SEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 3

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 153,844

F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.37, inclusive. The Reporting Person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.

F5 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F6 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 10:02 UTC PurchaseCommon Stock, $0.005 par value 900 $2.28 $2,055.78
Disclosure

SEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,412

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3.

Read SEC document
September 10, 2019 Filed Sep 13, 2019 10:02 UTC PurchaseCommon Stock, $0.005 par value 3,700 $2.56 $9,463.12
Disclosure

SEC source: 0001213900-19-017910 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 151,644

F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.65, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

F5 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F6 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 22:00 UTC GrantStock Options (Right to Buy) · Derivative 600 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001493152-19-013635 · ownership.xml · derivative · entry 1

Miller Susan Elaine · CIK 0001785787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires 2029-08-29

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. This option shall vest and become exercisable at the rate of 50% of the total number of shares covered by this option immediately upon the date of grant. The remaining 50% of the total number of shares covered by this option shall vest and become exercisable in 12 equal monthly installments beginning in the month immediately following the date of grant.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:35 UTC
Wolff AllenCFO and EVP
Tax withholdingCommon Stock 141 $2.77 $390.57
Disclosure

SEC source: 0001493152-19-013436 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,147

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:35 UTC
Gurrola Sandra MVP of Finance
Tax withholdingCommon Stock 35 $2.77 $96.95
Disclosure

SEC source: 0001493152-19-013435 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 21:34 UTC
Krishnan RamDirector · CEO
Tax withholdingCommon Stock 241 $2.77 $667.57
Disclosure

SEC source: 0001493152-19-013434 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,375

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 27, 2019. No shares were sold in connection with this transaction.

Read SEC document
August 23, 2019 Filed Aug 28, 2019 01:02 UTC SaleCommon Stock, $0.005 par value 100 $2.80 $280.00
Disclosure

SEC source: 0001213900-19-016825 · ownership.xml · nonDerivative · entry 2

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 147,944

F1 · shares: The reported trades were inadvertently made due to human error.

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 23, 2019 Filed Aug 28, 2019 01:02 UTC SaleCommon Stock, $0.005 par value 100 $2.75 $275.00
Disclosure

SEC source: 0001213900-19-016825 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 148,044

F1 · shares: The reported trades were inadvertently made due to human error.

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 00:00 UTC
Gurrola Sandra MVP of Finance
Tax withholdingCommon Stock 34 $3.18 $108.12
Disclosure

SEC source: 0001493152-19-011370 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 00:00 UTC
Krishnan RamDirector · CEO
Tax withholdingCommon Stock 240 $3.18 $763.20
Disclosure

SEC source: 0001493152-19-011372 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,616

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 00:00 UTC
Wolff AllenCFO and EVP
Tax withholdingCommon Stock 141 $3.18 $448.38
Disclosure

SEC source: 0001493152-19-011371 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,288

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 30, 2019. No shares were sold in connection with this transaction.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:25 UTC PurchaseCommon Stock, $0.005 par value 8,651 $3.23 $27,909.86
Disclosure

SEC source: 0001213900-19-014181 · ownership.xml · nonDerivative · entry 1

ELLIN ROBERT S · CIK 0001071292 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 148,144

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.16 to $3.29, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

F2 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital"), as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F3 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:00 UTC
Wolff AllenCFO and EVP
Tax withholdingCommon Stock 141 $3.47 $489.27
Disclosure

SEC source: 0001493152-19-009632 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,429

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:00 UTC
Gurrola Sandra MVP of Finance
Tax withholdingCommon Stock 34 $3.47 $117.98
Disclosure

SEC source: 0001493152-19-009631 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:00 UTC
Krishnan RamDirector · CEO
Tax withholdingCommon Stock 235 $3.47 $815.45
Disclosure

SEC source: 0001493152-19-009630 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,856

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 21, 2019. No shares were sold in connection with this transaction.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 23:00 UTC GrantStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-19-008973 · ownership.xml · derivative · entry 1

Thomas Gregory Matthew · CIK 0001709349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-06-06

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 23:00 UTC GrantStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-19-008972 · ownership.xml · derivative · entry 1

Simtob Richard Isaac · CIK 0001710390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-06-06

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 23:00 UTC GrantStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001493152-19-008971 · ownership.xml · derivative · entry 1

Mitgang Steve · CIK 0001496250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-06-06

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 23:00 UTC
Yanover PaulDirector
GrantStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001493152-19-008970 · ownership.xml · derivative · entry 1

Yanover Paul · CIK 0001553822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-06-06

F1 · derivative.exercise_date: Stock option granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The options vest and become exercisable in 12 equal monthly installments from the date of grant.

Read SEC document
May 21, 2019 Filed May 21, 2019 23:38 UTC
Krishnan RamDirector · CEO
Tax withholdingCommon Stock 234 $2.89 $676.26
Disclosure

SEC source: 0001493152-19-008044 · ownership.xml · nonDerivative · entry 1

Krishnan Ram · CIK 0001618564 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,091

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction.

Read SEC document
May 21, 2019 Filed May 21, 2019 23:36 UTC
Gurrola Sandra MVP of Finance
Tax withholdingCommon Stock 35 $2.89 $101.15
Disclosure

SEC source: 0001493152-19-008041 · ownership.xml · nonDerivative · entry 1

Gurrola Sandra M · CIK 0001618457 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,878

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction.

Read SEC document
May 21, 2019 Filed May 21, 2019 23:37 UTC
Wolff AllenCFO and EVP
Tax withholdingCommon Stock 171 $2.89 $494.19
Disclosure

SEC source: 0001493152-19-008043 · ownership.xml · nonDerivative · entry 1

Wolff Allen · CIK 0001628529 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,570

F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 21, 2019. No shares were sold in connection with this transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.