Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2020 Filed Oct 22, 2020 00:00 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 2,453 | $2.05 | $5,028.65 |
DisclosureSEC source: 0001493152-20-019769 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,205 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 21, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 21, 2020. No shares were sold in connection with this transaction. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 00:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 1,178 | $2.05 | $2,414.90 |
DisclosureSEC source: 0001493152-20-019770 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,540 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on October 21, 2020. No shares were sold in connection with this transaction. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:15 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 97 | $1.99 | $193.03 |
DisclosureSEC source: 0001493152-20-018250 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,718 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 22, 2020. No shares were sold in connection with this transaction. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:00 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 170 | $1.99 | $338.30 |
DisclosureSEC source: 0001493152-20-018247 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,658 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 22, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on September 22, 2020. No shares were sold in connection with this transaction. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 23:05 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 170 | $2.62 | $445.40 |
DisclosureSEC source: 0001493152-20-016790 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,828 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 25, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 23:05 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 98 | $2.62 | $256.76 |
DisclosureSEC source: 0001493152-20-016789 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,815 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on August 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 21:01 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 170,900 | $5.33 | $910,059.59 |
DisclosureSEC source: 0001213900-20-022542 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,194 F3 · shares: Represents shares sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 21:01 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 156,750 | $5.79 | $906,908.48 |
DisclosureSEC source: 0001213900-20-022542 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $7.70, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 22:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 1,178 | $1.85 | $2,179.30 |
DisclosureSEC source: 0001493152-20-014118 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,913 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 28, 2020. No shares were sold in connection with this transaction. Read SEC document |
| July 28, 2020 Filed Jul 28, 2020 22:00 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 2,453 | $1.85 | $4,538.05 |
DisclosureSEC source: 0001493152-20-014117 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,998 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 28, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on July 28, 2020. No shares were sold in connection with this transaction. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:30 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 170 | $3.15 | $535.50 |
DisclosureSEC source: 0001493152-20-012285 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,451 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 29, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 29, 2020. No shares were sold in connection with this transaction. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:30 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 97 | $3.15 | $305.55 |
DisclosureSEC source: 0001493152-20-012284 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,091 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on June 29, 2020. No shares were sold in connection with this transaction. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 01:09 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 12,400 | $6.01 | $74,524.00 |
DisclosureSEC source: 0001213900-20-015308 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 187,094 F2 · shares: These shares were sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $6.50, inclusive. The Reporting Person undertakes to provide to the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 01:09 UTC |
ELLIN ROBERT S10% owner
|
SaleCommon Stock, $0.005 par value | 100 | $3.86 | $386.00 |
DisclosureSEC source: 0001213900-20-015308 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,494 F1 · shares: These shares were sold by JJAT Corp. ("JJAT"). The Reporting Person as the owner of JJAT is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 17:50 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 21,932 | $1.10 | $24,059.40 |
DisclosureSEC source: 0001493152-20-010545 · ownership.xml · nonDerivative · entry 1 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 276,100 F1 · shares: The reporting person is no longer a 10% Owner after the sale of the 21,932 shares reported on the transaction date. This filing also constitutes a Form 4 "exit filing" for the reporting person as the reporting person is no longer subject to Section 16 under the Securities Exchange Act of 1934, as amended, as of the date of this filing. F2 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.00 to not more than $1.12. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F3 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 16:01 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 30,730 | $0.99 | $30,422.70 |
DisclosureSEC source: 0001493152-20-010447 · ownership.xml · nonDerivative · entry 2 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 297,440 F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $0.95 to not more than $1.05. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:01 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 30,000 | $1.06 | $31,770.00 |
DisclosureSEC source: 0001493152-20-010447 · ownership.xml · nonDerivative · entry 1 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 328,170 F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.02 to not more than $1.08. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 13:32 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 25,000 | $1.06 | $26,450.00 |
DisclosureSEC source: 0001493152-20-010219 · ownership.xml · nonDerivative · entry 2 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 358,170 F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.05 to not more than $1.12. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 13:32 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 12,338 | $1.08 | $13,349.72 |
DisclosureSEC source: 0001493152-20-010219 · ownership.xml · nonDerivative · entry 1 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 383,170 F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.05 to not more than $1.17. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 27, 2020 Filed May 29, 2020 10:11 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 5,000 | $1.11 | $5,540.00 |
DisclosureSEC source: 0001493152-20-010087 · ownership.xml · nonDerivative · entry 2 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 395,508 F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.08 to not more than $1.13. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2020 Filed May 29, 2020 10:11 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 20,000 | $1.09 | $21,780.00 |
DisclosureSEC source: 0001493152-20-010087 · ownership.xml · nonDerivative · entry 1 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 400,508 F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $1.07 to not more than $1.16. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2020 Filed May 20, 2020 23:12 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 115 | $1.55 | $178.25 |
DisclosureSEC source: 0001493152-20-009579 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,188 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 20, 2020. No shares were sold in connection with this transaction. Read SEC document |
| May 20, 2020 Filed May 20, 2020 23:10 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 164 | $1.55 | $254.20 |
DisclosureSEC source: 0001493152-20-009577 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,621 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 20, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on May 20, 2020. No shares were sold in connection with this transaction. Read SEC document |
| April 21, 2020 Filed Apr 22, 2020 12:01 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 1,392 | $1.21 | $1,684.32 |
DisclosureSEC source: 0001493152-20-006884 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,303 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 21, 2020. No shares were sold in connection with this transaction. Read SEC document |
| April 21, 2020 Filed Apr 22, 2020 12:00 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 2,363 | $1.21 | $2,859.23 |
DisclosureSEC source: 0001493152-20-006883 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,785 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 21, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on April 21, 2020. No shares were sold in connection with this transaction. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 01:26 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 10,580 | $1.48 | $15,658.40 |
DisclosureSEC source: 0001493152-20-005355 · ownership.xml · nonDerivative · entry 2 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,222 F2 · shares: Shares issued in lieu of a cash payout of the incentive compensation earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the cash payout earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. F2 · price: Shares issued in lieu of a cash payout of the incentive compensation earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the cash payout earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 01:26 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 1,074 | $1.48 | $1,589.52 |
DisclosureSEC source: 0001493152-20-005355 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,642 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the salary earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the salary earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 23:32 UTC Amendment |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 9,506 | $1.48 | $14,068.88 |
DisclosureSEC source: 0001493152-20-005524 · ownership.xml · nonDerivative · entry 2 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,148 F2 · shares: Shares issued in lieu of a cash payout of the incentive compensation earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the cash payout earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. F2 · price: Shares issued in lieu of a cash payout of the incentive compensation earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the cash payout earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 23:32 UTC Amendment |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 1,271 | $1.48 | $1,881.08 |
DisclosureSEC source: 0001493152-20-005524 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,642 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the salary earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. The number of shares issued is equal to the equivalent value of the salary earned net of amounts withheld by the issuer to satisfy tax withholding requirements divided by the closing price. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 01:12 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 207 | $1.48 | $306.36 |
DisclosureSEC source: 0001493152-20-004753 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,371 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 25, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 01:07 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 114 | $1.48 | $168.72 |
DisclosureSEC source: 0001493152-20-004751 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,695 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on March 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:30 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 947 | $1.75 | $1,657.25 |
DisclosureSEC source: 0001493152-20-004098 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,578 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:00 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 778 | $2.13 | $1,657.14 |
DisclosureSEC source: 0001493152-20-003225 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,631 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 13:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 115 | $2.05 | $235.75 |
DisclosureSEC source: 0001493152-20-002967 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,809 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 13:00 UTC |
Wolff AllenDirector · CEO
|
Tax withholdingCommon Stock | 285 | $2.05 | $584.25 |
DisclosureSEC source: 0001493152-20-002966 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,853 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 25, 2020. No shares were sold in connection with this transaction. F1 · price: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on February 25, 2020. No shares were sold in connection with this transaction. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 22:00 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 877 | $1.89 | $1,657.53 |
DisclosureSEC source: 0001493152-20-002665 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,138 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 01:00 UTC |
Wolff AllenDirector · CEO
|
GrantCommon Stock | 743 | $2.23 | $1,656.89 |
DisclosureSEC source: 0001493152-20-001536 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,261 F1 · shares: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. F1 · price: Shares issued in lieu of salary earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The price is the closing price of the issuer's common stock on the date of issuance. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:00 UTC |
Wolff AllenCEO
|
GrantCommon Stock | 5,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-001471 · ownership.xml · nonDerivative · entry 3 Wolff Allen · CIK 0001628529 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,518 F3 · shares: Shares issued in lieu of a cash payout of the incentive compensation earned by the reporting person. Such shares were issued under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:00 UTC |
Wolff AllenCEO
|
Tax withholdingCommon Stock | 285 | $2.43 | $692.55 |
DisclosureSEC source: 0001493152-20-001471 · ownership.xml · nonDerivative · entry 2 Wolff Allen · CIK 0001628529 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,416 F2 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on January 29, 2020. No shares were sold in connection with this transaction. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 01:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 114 | $2.43 | $277.02 |
DisclosureSEC source: 0001493152-20-001470 · ownership.xml · nonDerivative · entry 2 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,924 F2 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on January 29, 2020. No shares were sold in connection with this transaction. Read SEC document |
| January 19, 2020 Filed Feb 1, 2020 01:00 UTC |
Wolff AllenCEO
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-001471 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,701 F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The award will vest as to 12.5% of the shares subject to the award on the three-month anniversary of the grant date and on each three month anniversary thereafter in substantially equal installments, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date. Read SEC document |
| January 19, 2020 Filed Feb 1, 2020 01:00 UTC |
Gurrola Sandra MSVP of Finance
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-001470 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,038 F1 · shares: Represents shares subject to a restricted stock unit award granted under the NTN Buzztime, Inc. 2019 Performance Incentive Plan. The award will vest as to 12.5% of the shares subject to the award on the three-month anniversary of the grant date and on each three month anniversary thereafter in substantially equal installments, in each case, subject to the reporting person's continued service to the issuer as of the applicable vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 00:45 UTC |
Simtob Richard IsaacDirector
|
GrantCommon Stock | 3,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-000071 · ownership.xml · nonDerivative · entry 1 Simtob Richard Isaac · CIK 0001710390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,939 F1 · shares: This restricted stock grant was issued to the reporting person under the NTN Buzztime, Inc. 2019 Performance Incentive Plan and pursuant to the NTN Buzztime, Inc. Non-Employee Director Compensation Policy in lieu of the annual retainer earned by the reporting person in his capacity as a non-employee director of the issuer with respect to the quarter ended December 31, 2019. This restricted stock grant was fully-vested on the date of grant. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:30 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 200 | $2.45 | $490.00 |
DisclosureSEC source: 0001493152-19-019726 · ownership.xml · nonDerivative · entry 2 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 421,100 F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 21:30 UTC |
Berg Jeffrey Alan10% owner
|
SaleCommon Stock | 1,700 | $2.72 | $4,624.00 |
DisclosureSEC source: 0001493152-19-019726 · ownership.xml · nonDerivative · entry 1 Berg Jeffrey Alan · CIK 0001443481 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 421,300 F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $2.57 to not more than $2.87. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the ranges set forth in the footnotes to this Form 4 that report a range of prices. F2 · ownership.nature: Shares held of record by Matador Capital Partners, L.P. The reporting person is the managing member of BFK Investments LLC, which is the general partner of Matador Capital Partners, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2019 Filed Dec 28, 2019 02:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 300 | $2.83 | $849.99 |
DisclosureSEC source: 0001213900-19-027131 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,494 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.75 to $2.88, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital and JJAT Corp. ("JJAT"), as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 20, 2019 Filed Dec 28, 2019 02:00 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 100 | $2.77 | $277.00 |
DisclosureSEC source: 0001213900-19-027131 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,171 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:00 UTC |
Wolff AllenInterim CEO
|
Tax withholdingCommon Stock | 242 | $2.73 | $660.66 |
DisclosureSEC source: 0001493152-19-019540 · ownership.xml · nonDerivative · entry 1 Wolff Allen · CIK 0001628529 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,701 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on December 19, 2019. No shares were sold in connection with this transaction. Read SEC document |
| December 19, 2019 Filed Dec 21, 2019 02:01 UTC |
ELLIN ROBERT S10% owner
|
PurchaseCommon Stock, $0.005 par value | 299 | $2.72 | $814.30 |
DisclosureSEC source: 0001213900-19-026740 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,294 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.75, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital and JJAT Corp. ("JJAT"), as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:00 UTC |
Gurrola Sandra MSVP of Finance
|
Tax withholdingCommon Stock | 94 | $2.73 | $256.62 |
DisclosureSEC source: 0001493152-19-019539 · ownership.xml · nonDerivative · entry 1 Gurrola Sandra M · CIK 0001618457 · SVP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,038 F1 · shares: These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units. The number of shares to be withheld was determinable on December 19, 2019. No shares were sold in connection with this transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.