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Nasdaq · USD

ERII

Energy Recovery, Inc.

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5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
Clemente RodneySVP, Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-003337 · rdgdoc.xml · derivative · entry 3

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. All of the options are fully vested and exercisable.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
Clemente RodneySVP, Water
SaleCommon Stock 200 $15.50 $3,100.00
Disclosure

SEC source: 0001437749-21-003337 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
Clemente RodneySVP, Water
Exercise / conversionCommon Stock 200 $7.50 $1,500.00
Disclosure

SEC source: 0001437749-21-003337 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,476 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 15

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,476 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,510 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 14

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,510 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,438 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 13

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,438 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 8,476 $15.00 $127,140.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 10

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 8,476 $7.50 $63,570.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 9

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 11,510 $15.00 $172,650.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 8

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 11,510 $6.00 $69,060.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 7

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 15,438 $15.00 $231,570.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 6

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 15,438 $6.00 $92,628.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 5

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,476 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 15

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,476 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,510 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 14

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,510 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,438 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 13

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,438 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 8,476 $15.00 $127,140.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 10

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 8,476 $7.50 $63,570.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 9

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 11,510 $15.00 $172,650.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 8

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 11,510 $6.00 $69,060.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 7

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 15,438 $15.00 $231,570.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 6

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 15,438 $6.00 $92,628.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 5

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,719 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 12

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,719 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,388 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 11

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,388 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 4,719 $15.00 $70,785.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 4,719 $6.00 $28,314.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 5,388 $15.00 $80,820.00
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:48 UTC
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 5,388 $3.92 $21,120.96
Disclosure

SEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,719 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 12

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,719 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,388 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 11

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,388 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 4,719 $15.00 $70,785.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 4,719 $6.00 $28,314.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 5,388 $15.00 $80,820.00
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Exercise / conversionCommon Stock 5,388 $3.92 $21,120.96
Disclosure

SEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

Read SEC document
February 04, 2021 Filed Feb 6, 2021 02:17 UTC
Clemente RodneySVP, Water
SaleCommon Stock 2,352 $13.89 $32,658.70
Disclosure

SEC source: 0001437749-21-002150 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,234

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.83 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 04, 2021 Filed Feb 6, 2021 02:17 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 2,415 $13.88 $33,521.17
Disclosure

SEC source: 0001437749-21-002151 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.80 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 04, 2021 Filed Feb 25, 2021 01:16 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 2,415 $13.88 $33,521.17
Disclosure

SEC source: 0001437749-21-003998 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.80 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:44 UTC
Clemente RodneySVP, Water
SaleCommon Stock 9,748 $13.88 $135,290.54
Disclosure

SEC source: 0001437749-21-001936 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,586

F6 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F7 · price: This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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February 03, 2021 Filed Feb 4, 2021 02:44 UTC
Clemente RodneySVP, Water
Tax withholdingCommon Stock 1,022 $13.96 $14,262.93
Disclosure

SEC source: 0001437749-21-001936 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,334

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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February 03, 2021 Filed Feb 3, 2021 21:43 UTC
Smith EmilySVP, Corp Dev and Ops
Tax withholdingCommon Stock 1,182 $13.84 $16,362.90
Disclosure

SEC source: 0001437749-21-001935 · rdgdoc.xml · nonDerivative · entry 3

Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,264

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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February 03, 2021 Filed Feb 4, 2021 02:42 UTC
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 9,121 $13.88 $126,589.45
Disclosure

SEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,231

F6 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F7 · price: This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:42 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 959 $13.95 $13,382.75
Disclosure

SEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,352

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:41 UTC
Yeung WilliamChief Legal Officer
Tax withholdingCommon Stock 1,182 $13.81 $16,328.98
Disclosure

SEC source: 0001437749-21-001931 · rdgdoc.xml · nonDerivative · entry 3

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,835

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 03, 2021 Filed Feb 25, 2021 01:16 UTC Amendment
Ghasripoor FarshadChief Technology Officer
SaleCommon Stock 8,507 $13.88 $118,112.04
Disclosure

SEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,845

F6 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.

F7 · price: This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 03, 2021 Filed Feb 25, 2021 01:16 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 959 $13.95 $13,382.75
Disclosure

SEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,352

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:42 UTC
Ballard JoshuaChief Financial Officer
Tax withholdingCommon Stock 2,213 $13.96 $30,898.13
Disclosure

SEC source: 0001437749-21-001933 · rdgdoc.xml · nonDerivative · entry 1

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,670

F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 02:44 UTC
Clemente RodneySVP, Water
Tax withholdingCommon Stock 4,465 $13.99 $62,482.32
Disclosure

SEC source: 0001437749-21-001936 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,356

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.89 to $14.10 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:43 UTC
Smith EmilySVP, Corp Dev and Ops
Tax withholdingCommon Stock 5,197 $13.97 $72,585.98
Disclosure

SEC source: 0001437749-21-001935 · rdgdoc.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,446

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.87 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 02:42 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 4,785 $13.96 $66,789.99
Disclosure

SEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,311

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 02:41 UTC
Yeung WilliamChief Legal Officer
Tax withholdingCommon Stock 4,878 $13.97 $68,122.73
Disclosure

SEC source: 0001437749-21-001931 · rdgdoc.xml · nonDerivative · entry 2

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,017

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 02, 2021 Filed Feb 25, 2021 01:16 UTC Amendment
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 4,785 $13.96 $66,789.99
Disclosure

SEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,311

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.