ERII

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 7

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 6

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 5

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 4

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,169

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 3

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 2

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,112

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 1

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 10

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,509

Underlying: Common Stock · 32,883 shares

Expires 2025-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option (Grant #753) was granted on June 23, 2015, and is fully vested.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 9

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,142 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option (Grant #697) was granted on February 9, 2015, and is fully vested.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 6

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,112

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 5

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,995

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 4

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 3

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 8

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,142

Underlying: Common Stock · 39,314 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option (Grant #697) was granted on February 9, 2015, and is fully vested.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 2

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,112

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $15.435 to $15.76 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 1

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000061 · wk-form4_1709331252.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,055

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $15.265 to $15.67 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000059 · wk-form4_1709245746.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 19,250

F1 · price: This figure is the weighted average purchase price of multiple trades ranging from $15.415 to $15.55 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request.

SEC source: 0001421517-24-000037 · wk-form4_1707343535.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,506

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · balance_after: This figure is the weighted average sales price of multiple trades ranging from $14.79 to $15.10 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000035 · wk-form4_1707343463.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,566

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $14.79 to $15.10 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000039 · wk-form4_1707343594.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,281

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $14.79 to $15.10 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000029 · wk-form4_1707173693.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,481

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: This figure is the weighted average sales price of multiple trades ranging from $15.07 to $15.525 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000033 · wk-form4_1707173942.xml · nonDerivative · entry 2

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,294

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: This figure is the weighted average sales price of multiple trades ranging from $15.07 to $15.525 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000031 · wk-form4_1707173789.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,684

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3 · price: This figure is the weighted average sales price of multiple trades ranging from $15.07 to $15.525 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000027 · wk-form4_1707173534.xml · nonDerivative · entry 1

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,406

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000029 · wk-form4_1707173693.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,019

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000033 · wk-form4_1707173942.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,694

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000031 · wk-form4_1707173789.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,338

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000025 · wk-form4_1706821950.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,758

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.81 to $16.07 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000023 · wk-form4_1706821897.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,427

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.81 to $16.07 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000021 · wk-form4_1706821808.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,133

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.81 to $16.07 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-24-000011 · wk-form4_1706568784.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · SVP, Water

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,588

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

SEC source: 0001421517-24-000013 · wk-form4_1706568946.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,024

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

SEC source: 0001421517-24-000009 · wk-form4_1706568602.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,250

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

SEC source: 0001421517-24-000007 · wk-form4_1706568435.xml · derivative · entry 2

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,785

Underlying: Stock Option (Right to Buy) · 194,785 shares

Expires not disclosed

F3 · derivative.exercise_date: This employee stock option was granted on the transaction date. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

F4 · derivative.expiration_date: This employee stock option expires 10-years from grant date.

SEC source: 0001421517-24-000007 · wk-form4_1706568435.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,910

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · derivative · entry 6

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 6,250 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This employee stock option was awarded on January 31, 2019 and was fully vested on January 31, 2023.

F2 · derivative.underlying_shares: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2023.

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · nonDerivative · entry 4

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,152

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · nonDerivative · entry 3

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · derivative · entry 5

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,550

Underlying: Common Stock · 6,250 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This employee stock option was awarded on January 31, 2019 and was fully vested on January 31, 2023.

F2 · derivative.underlying_shares: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2023.

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · nonDerivative · entry 2

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,152

SEC source: 0001421517-24-000002 · wk-form4_1704405717.xml · nonDerivative · entry 1

Ballard Joshua · CIK 0001751098 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-23-000207 · wk-form4_1699913005.xml · nonDerivative · entry 1

Chow Joan Kai · CIK 0001390709 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Joan Chow and Kenneth Munz JTWROS

Disclosed balance after: 1,500

SEC source: 0001421517-23-000203 · wk-form4_1699912705.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 8,500

F1 · price: This amount represents the weighted average sales price of multiple trades ranging from $18.10 to $18.108 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001421517-23-000201 · wk-form4_1699912594.xml · nonDerivative · entry 1

Sabol Colin R · CIK 0001531414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Colin Sabol & Julie Sabol JTWROS

Disclosed balance after: 3,000

SEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 7

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,845

Underlying: Common Stock · 6,306 shares

Expires 2031-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option (Grant #1567) was granted on February 1, 2021.

SEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 6

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Common Stock · 38,540 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option (Grant #1316) was granted on May 20, 2020.

SEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 5

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,611

Underlying: Common Stock · 26,662 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option (Grant #1315) was granted on May 20, 2020.

SEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · nonDerivative · entry 3

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · nonDerivative · entry 2

Mao Robert Yu Lang · CIK 0001232218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.