EPSN

SEC source: 0001104659-20-102112 · a4.xml · nonDerivative · entry 1

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · date: Epsilon Energy Ltd.'s board of directors approved this unrestricted share award on July 22, 2020 to be issued under the Epsilon Energy Ltd. 2020 Equity Incentive Plan ("2020 Plan"), subject to shareholder approval of the 2020 Plan at the issuer's Annual General and Special Meeting. The shareholders of Epsilon Energy Ltd. approved the 2020 Plan on September 1, 2020.

F1 · shares: Epsilon Energy Ltd.'s board of directors approved this unrestricted share award on July 22, 2020 to be issued under the Epsilon Energy Ltd. 2020 Equity Incentive Plan ("2020 Plan"), subject to shareholder approval of the 2020 Plan at the issuer's Annual General and Special Meeting. The shareholders of Epsilon Energy Ltd. approved the 2020 Plan on September 1, 2020.

F1 · price: Epsilon Energy Ltd.'s board of directors approved this unrestricted share award on July 22, 2020 to be issued under the Epsilon Energy Ltd. 2020 Equity Incentive Plan ("2020 Plan"), subject to shareholder approval of the 2020 Plan at the issuer's Annual General and Special Meeting. The shareholders of Epsilon Energy Ltd. approved the 2020 Plan on September 1, 2020.

SEC source: 0000919574-20-003892 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,921,938

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000919574-20-003785 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,637,020

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000919574-20-003785 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,638,370

F3 · price: This constitutes the weighted average sale price. The prices range from $2.98 to $3.02. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000919574-20-003785 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,640,670

F2 · price: This constitutes the weighted average sale price. The prices range from $2.98 to $3.01. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-20-026223 · a4.xml · derivative · entry 2

LOVOI JOHN · CIK 0001271502 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Shares · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F5 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F3 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F3 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

SEC source: 0001104659-20-026223 · a4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · kind: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · shares: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · price: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-20-026222 · a4.xml · derivative · entry 2

Roorda Jacob · CIK 0001344148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Shares · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F5 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F6 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F4 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F5 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F4 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F5 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

SEC source: 0001104659-20-026222 · a4.xml · nonDerivative · entry 1

Roorda Jacob · CIK 0001344148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · kind: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · shares: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · price: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F3 · ownership.direct: Mr. Roorda owns 25,000 indirectly as the shares are held by his wife. The remaining 50,900 shares are held directly by Mr. Roorda

SEC source: 0001104659-20-026225 · a4.xml · derivative · entry 2

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Shares · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F5 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F3 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F3 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

SEC source: 0001104659-20-026225 · a4.xml · nonDerivative · entry 1

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · kind: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · shares: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · price: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-20-026228 · a4.xml · derivative · entry 2

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Shares · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F5 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F3 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F3 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

SEC source: 0001104659-20-026228 · a4.xml · nonDerivative · entry 1

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · kind: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · shares: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · price: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-20-026227 · a4.xml · derivative · entry 2

Roebuck Ryan · CIK 0001768674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Shares · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F5 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F3 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F3 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F4 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2017) on 12/31/2020, as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

SEC source: 0001104659-20-026227 · a4.xml · nonDerivative · entry 1

Roebuck Ryan · CIK 0001768674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · kind: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · shares: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F2 · price: The Reporting Person initially acquired 2,500 these Common Shares as part of a restricted stock grant on 12/31/2017. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-20-026221 · a4.xml · derivative · entry 2

Clanton Henry N. · CIK 0001768597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Shares · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F3 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F2 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F2 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

SEC source: 0001104659-20-026221 · a4.xml · nonDerivative · entry 1

Clanton Henry N. · CIK 0001768597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-20-026219 · a4.xml · derivative · entry 2

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Shares · 4,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F3 · price: Upon vesting, the Restricted Stock Grants convert into Common Shares on a one for one basis.

F2 · derivative.exercise_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F2 · derivative.expiration_date: Vesting evenly at each anniversary of the grant date (12/31/2018) on 12/31/2020 and 12/31/2021, as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

SEC source: 0001104659-20-026219 · a4.xml · nonDerivative · entry 1

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · shares: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

F1 · price: The Reporting Person initially acquired these Common Shares as part of a restricted stock grant on 12/31/2018. These Common Shares vested on 12/31/2019 and were issued on 01/02/2020.

SEC source: 0001104659-19-045617 · a4.xml · nonDerivative · entry 1

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

F1 · price: The price reported in Column 4 is the weighted average price. The common shares were acquired in multiple transactions at prices ranging from $3.4756 to $3.5962, inclusive. The reporting person undertakes to provide to the registrant, any shareholder of the registrant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.