Last 12 months
Inside the activity.
16 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 2 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 19, 2022 18:34 UTC |
Stankowski JasonDirector
|
SaleCommon Shares, no par value | 29,625 | $6.91 | $204,613.95 |
DisclosureSEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 3 Stankowski Jason · CIK 0001844321 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 324,460 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2022 Filed May 19, 2022 18:34 UTC |
Stankowski JasonDirector
|
SaleCommon Shares, no par value | 43,837 | $6.94 | $304,443.58 |
DisclosureSEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 2 Stankowski Jason · CIK 0001844321 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 354,085 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 18, 2022 18:02 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 22,828 | $7.05 | $160,843.81 |
DisclosureSEC source: 0001604867-22-000009 · primary_doc.xml · nonDerivative · entry 2 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,967,339 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:34 UTC |
Stankowski JasonDirector
|
SaleCommon Shares, no par value | 61,945 | $7.05 | $436,947.64 |
DisclosureSEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 1 Stankowski Jason · CIK 0001844321 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 397,922 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 24, 2022 17:43 UTC |
LOVOI JOHNDirector
|
SaleCommon Shares | 3,233 | $7.12 | $23,021.22 |
DisclosureSEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 4 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,759,588 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:02 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 19,000 | $7.10 | $134,814.50 |
DisclosureSEC source: 0001604867-22-000009 · primary_doc.xml · nonDerivative · entry 1 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,990,167 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2022 Filed May 24, 2022 17:43 UTC |
LOVOI JOHNDirector
|
SaleCommon Shares | 36,727 | $7.10 | $260,651.52 |
DisclosureSEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 3 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,762,821 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose. Read SEC document |
| May 13, 2022 Filed May 13, 2022 16:42 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 18,457 | $7.09 | $130,793.68 |
DisclosureSEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 3 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,009,167 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:42 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 15,543 | $7.02 | $109,122.74 |
DisclosureSEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 2 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,027,624 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:42 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 13,000 | $7.05 | $91,648.70 |
DisclosureSEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 1 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,043,167 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2022 Filed May 10, 2022 16:46 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 7,312 | $7.13 | $52,108.24 |
DisclosureSEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 3 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,056,167 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 10, 2022 16:46 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 12,658 | $7.07 | $89,526.24 |
DisclosureSEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 2 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,063,479 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2022 Filed May 10, 2022 16:46 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 17,358 | $7.36 | $127,721.90 |
DisclosureSEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 1 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,076,137 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2022 Filed May 5, 2022 17:30 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 31,642 | $7.50 | $237,163.12 |
DisclosureSEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 3 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,093,495 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2022 Filed May 24, 2022 17:43 UTC |
LOVOI JOHNDirector
|
SaleCommon Shares | 3,535 | $7.79 | $27,554.26 |
DisclosureSEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 2 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,799,548 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose. Read SEC document |
| May 04, 2022 Filed May 5, 2022 17:30 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 63,500 | $7.80 | $495,268.25 |
DisclosureSEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 2 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,125,137 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2022 Filed May 24, 2022 17:43 UTC |
LOVOI JOHNDirector
|
SaleCommon Shares | 13,585 | $7.81 | $106,051.30 |
DisclosureSEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,803,083 F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose. Read SEC document |
| May 03, 2022 Filed May 5, 2022 17:30 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 61,500 | $7.46 | $458,580.90 |
DisclosureSEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 1 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,188,637 F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 14:33 UTC |
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
|
OtherOptions (right to buy) · Derivative | 50,000 | $5.51 Strike: $6.22 | $275,500.00 |
DisclosureSEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · derivative · entry 3 RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · derivative.expiration_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 14:33 UTC |
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
|
Exercise / conversionCommon Shares | 50,000 | $6.22 | $310,990.00 |
DisclosureSEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · nonDerivative · entry 2 RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 14:33 UTC |
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
|
Exercise / conversionCommon Shares | 50,000 | $5.51 | $275,500.00 |
DisclosureSEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · nonDerivative · entry 1 RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 10:48 UTC |
Stankowski JasonDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043940 · tm2210785-7_4seq1.xml · nonDerivative · entry 1 Stankowski Jason · CIK 0001844321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 10:44 UTC |
Finlayson StephenDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043933 · tm2210785-5_4seq1.xml · nonDerivative · entry 1 Finlayson Stephen · CIK 0001777599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,600 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 10:45 UTC |
LOVOI JOHNDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043937 · tm2210785-6_4seq1.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896,744 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 10:50 UTC |
Roorda JacobDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043942 · tm2210785-8_4seq1.xml · nonDerivative · entry 1 Roorda Jacob · CIK 0001344148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,000 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 10:42 UTC |
STEPHENS TRACY BDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043930 · tm2210785-4_4seq1.xml · nonDerivative · entry 1 STEPHENS TRACY B · CIK 0001583202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 14:44 UTC |
Bond Bruce LaneChief Financial Officer
|
GrantCommon Shares | 12,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043934 · tm2210785-11_4seq1.xml · nonDerivative · entry 1 Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,991 F1 · kind: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 14:43 UTC |
Winn David WDirector
|
GrantCommon Shares | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043931 · tm2210785-10_4seq1.xml · nonDerivative · entry 1 Winn David W · CIK 0001843986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 14:42 UTC |
Clanton Henry N.Chief Operating Officer
|
GrantCommon Shares | 12,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043929 · tm2210785-9_4seq1.xml · nonDerivative · entry 1 Clanton Henry N. · CIK 0001768597 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,658 F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:44 UTC |
Winn David WDirector
|
GrantCommon Shares | 7,500 | $6.45 | $48,375.00 |
DisclosureSEC source: 0001104659-22-041690 · tm2210785-2_4seq1.xml · nonDerivative · entry 1 Winn David W · CIK 0001843986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 14:37 UTC |
STEPHENS TRACY BDirector
|
Disposition to issuerCommon Shares | 7,500 | $6.41 | $48,102.00 |
DisclosureSEC source: 0001104659-22-042136 · tm2210785-3_4seq1.xml · nonDerivative · entry 1 STEPHENS TRACY B · CIK 0001583202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,400 Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 19:36 UTC |
Bond Bruce LaneChief Financial Officer
|
OtherOptions (right to buy) · Derivative | 22,500 | $5.51 Strike: $6.13 | $123,975.00 |
DisclosureSEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · derivative · entry 3 Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Shares · 22,500 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · derivative.expiration_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 19:36 UTC |
Bond Bruce LaneChief Financial Officer
|
Exercise / conversionCommon Shares | 22,500 | $6.13 | $138,033.00 |
DisclosureSEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · nonDerivative · entry 2 Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 19:36 UTC |
Bond Bruce LaneChief Financial Officer
|
Exercise / conversionCommon Shares | 22,500 | $5.51 | $123,975.00 |
DisclosureSEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · nonDerivative · entry 1 Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022. Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:41 UTC |
Stankowski JasonDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110962 · tm2126592-3_4seq1.xml · nonDerivative · entry 1 Stankowski Jason · CIK 0001844321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:45 UTC |
Finlayson StephenDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110966 · tm2126592-6_4seq1.xml · nonDerivative · entry 1 Finlayson Stephen · CIK 0001777599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:42 UTC |
LOVOI JOHNDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110963 · tm2126592-4_4seq1.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890,144 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:40 UTC |
Roorda JacobDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110961 · tm2126592-2_4seq1.xml · nonDerivative · entry 1 Roorda Jacob · CIK 0001344148 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 115,400 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F2 · ownership.nature: Mr. Roorda owns 25,000 indirectly as the shares are held by his wife. The remaining 90,400 shares are held directly by Mr. Roorda Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:43 UTC |
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
|
GrantCommon Shares | 62,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110964 · tm2126592-5_4seq1.xml · nonDerivative · entry 1 RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,834 F1 · kind: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 15:48 UTC |
STEPHENS TRACY BDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110972 · tm2126592-7_4seq1.xml · nonDerivative · entry 1 STEPHENS TRACY B · CIK 0001583202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,900 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| August 25, 2021 Filed Aug 30, 2021 19:39 UTC |
Winn David WDirector
|
GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-110960 · tm2126592-1_4seq1.xml · nonDerivative · entry 1 Winn David W · CIK 0001843986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 17:00 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
PurchaseCommon Shares, no par value | 328,199 | $3.60 | $1,181,516.40 |
DisclosureSEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 3 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,250,137 F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 17:00 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
PurchaseCommon Shares, no par value | 8,694 | $3.60 | $31,298.40 |
DisclosureSEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 2 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,921,938 F1 · kind: These transactions are rebalancing transactions between different accounts. F1 · balance_after: These transactions are rebalancing transactions between different accounts. F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 17:00 UTC |
Solas Capital Management, LLC10% owner
FREDERICK TUCKER GOLDEN10% owner
|
SaleCommon Shares, no par value | 8,694 | $3.60 | $31,298.40 |
DisclosureSEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 1 Solas Capital Management, LLC · CIK 0001604867 · 10% owner FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,921,938 F1 · kind: These transactions are rebalancing transactions between different accounts. F1 · balance_after: These transactions are rebalancing transactions between different accounts. F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 10:03 UTC |
Finlayson StephenDirector
|
GrantCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001888 · a4.xml · nonDerivative · entry 1 Finlayson Stephen · CIK 0001777599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 09:59 UTC |
LOVOI JOHNDirector
|
GrantCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001882 · a4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,144 F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 09:58 UTC |
Roorda JacobDirector
|
GrantCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001881 · a4.xml · nonDerivative · entry 1 Roorda Jacob · CIK 0001344148 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 107,400 F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F2 · ownership.nature: Mr. Roorda owns 25,000 indirectly as the shares are held by his wife. The remaining 82,400 shares are held directly by Mr. Roorda Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 10:01 UTC |
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
|
GrantCommon Shares | 46,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001885 · a4.xml · nonDerivative · entry 1 RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,500 F1 · kind: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 10:02 UTC |
STEPHENS TRACY BDirector
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GrantCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001887 · a4.xml · nonDerivative · entry 1 STEPHENS TRACY B · CIK 0001583202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,900 F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 15:02 UTC |
Roebuck RyanDirector
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GrantCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001886 · a4.xml · nonDerivative · entry 1 Roebuck Ryan · CIK 0001768674 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,525 F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.