Tapewire

Nasdaq · USD

EPSN

Epsilon Energy Ltd.

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Tapewire entity
6367
SEC CIK
0001726126
Parsed reports
161

Last 12 months

Inside the activity.

16 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202523
Jan 202600
Feb 202600
Mar 202633
Apr 202600
May 202600
Jun 202640
Jul 202600
Aug 202620
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2022 Filed May 19, 2022 18:34 UTC SaleCommon Shares, no par value 29,625 $6.91 $204,613.95
Disclosure

SEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 3

Stankowski Jason · CIK 0001844321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 324,460

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 18, 2022 Filed May 19, 2022 18:34 UTC SaleCommon Shares, no par value 43,837 $6.94 $304,443.58
Disclosure

SEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 2

Stankowski Jason · CIK 0001844321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 354,085

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 17, 2022 Filed May 18, 2022 18:02 UTC SaleCommon Shares, no par value 22,828 $7.05 $160,843.81
Disclosure

SEC source: 0001604867-22-000009 · primary_doc.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,967,339

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 17, 2022 Filed May 19, 2022 18:34 UTC SaleCommon Shares, no par value 61,945 $7.05 $436,947.64
Disclosure

SEC source: 0001477932-22-003681 · form4.xml · nonDerivative · entry 1

Stankowski Jason · CIK 0001844321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 397,922

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by Clayton Partners LLC ("Clayton"), of which Jason Stankowski is a portfolio manager. Clayton may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Mr. Stankowski may be deemed to be a beneficial owner of such securities by virtue of his role as a portfolio manager of Clayton. Mr. Stankowski disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 17, 2022 Filed May 24, 2022 17:43 UTC
LOVOI JOHNDirector
SaleCommon Shares 3,233 $7.12 $23,021.22
Disclosure

SEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 4

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,759,588

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose.

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May 16, 2022 Filed May 18, 2022 18:02 UTC SaleCommon Shares, no par value 19,000 $7.10 $134,814.50
Disclosure

SEC source: 0001604867-22-000009 · primary_doc.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,990,167

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 16, 2022 Filed May 24, 2022 17:43 UTC
LOVOI JOHNDirector
SaleCommon Shares 36,727 $7.10 $260,651.52
Disclosure

SEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 3

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,762,821

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose.

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May 13, 2022 Filed May 13, 2022 16:42 UTC SaleCommon Shares, no par value 18,457 $7.09 $130,793.68
Disclosure

SEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,009,167

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 12, 2022 Filed May 13, 2022 16:42 UTC SaleCommon Shares, no par value 15,543 $7.02 $109,122.74
Disclosure

SEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,027,624

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 11, 2022 Filed May 13, 2022 16:42 UTC SaleCommon Shares, no par value 13,000 $7.05 $91,648.70
Disclosure

SEC source: 0001604867-22-000007 · primary_doc.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,043,167

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 10, 2022 Filed May 10, 2022 16:46 UTC SaleCommon Shares, no par value 7,312 $7.13 $52,108.24
Disclosure

SEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,056,167

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 09, 2022 Filed May 10, 2022 16:46 UTC SaleCommon Shares, no par value 12,658 $7.07 $89,526.24
Disclosure

SEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,063,479

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 06, 2022 Filed May 10, 2022 16:46 UTC SaleCommon Shares, no par value 17,358 $7.36 $127,721.90
Disclosure

SEC source: 0001604867-22-000006 · primary_doc.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,076,137

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 05, 2022 Filed May 5, 2022 17:30 UTC SaleCommon Shares, no par value 31,642 $7.50 $237,163.12
Disclosure

SEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,093,495

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 05, 2022 Filed May 24, 2022 17:43 UTC
LOVOI JOHNDirector
SaleCommon Shares 3,535 $7.79 $27,554.26
Disclosure

SEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 2

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,799,548

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose.

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May 04, 2022 Filed May 5, 2022 17:30 UTC SaleCommon Shares, no par value 63,500 $7.80 $495,268.25
Disclosure

SEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,125,137

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 04, 2022 Filed May 24, 2022 17:43 UTC
LOVOI JOHNDirector
SaleCommon Shares 13,585 $7.81 $106,051.30
Disclosure

SEC source: 0001104659-22-064333 · tm2216814-1_4seq1.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,803,083

F1 · ownership.nature: The securities reported herein are held in multiple accounts managed by JVL Advisors, LLC ("JVL"), of which John Lovoi is the managing partner. JVL may be deemed to be a beneficial owner of such securtities by virtue of its role as the investment manager of such accounts. Mr Lovoi may be deemed to be a beneficial owner fo such securities by virtue of his role as the managing partner of JVL. Mr. Lovoi disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that he is the beneficial owner of such securities for purposed of Section 16 or for any other purpose.

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May 03, 2022 Filed May 5, 2022 17:30 UTC SaleCommon Shares, no par value 61,500 $7.46 $458,580.90
Disclosure

SEC source: 0001604867-22-000005 · primary_doc.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,188,637

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 12, 2022 Filed Apr 13, 2022 14:33 UTC
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
OtherOptions (right to buy) · Derivative 50,000 $5.51 Strike: $6.22 $275,500.00
Disclosure

SEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · derivative · entry 3

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · derivative.expiration_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

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April 12, 2022 Filed Apr 13, 2022 14:33 UTC
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
Exercise / conversionCommon Shares 50,000 $6.22 $310,990.00
Disclosure

SEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · nonDerivative · entry 2

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

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April 12, 2022 Filed Apr 13, 2022 14:33 UTC
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
Exercise / conversionCommon Shares 50,000 $5.51 $275,500.00
Disclosure

SEC source: 0001104659-22-045414 · tm2212655-1_4seq1.xml · nonDerivative · entry 1

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

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April 06, 2022 Filed Apr 8, 2022 10:48 UTC GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043940 · tm2210785-7_4seq1.xml · nonDerivative · entry 1

Stankowski Jason · CIK 0001844321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,600

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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April 06, 2022 Filed Apr 8, 2022 10:44 UTC GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043933 · tm2210785-5_4seq1.xml · nonDerivative · entry 1

Finlayson Stephen · CIK 0001777599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,600

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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April 06, 2022 Filed Apr 8, 2022 10:45 UTC
LOVOI JOHNDirector
GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043937 · tm2210785-6_4seq1.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896,744

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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April 06, 2022 Filed Apr 8, 2022 10:50 UTC
Roorda JacobDirector
GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043942 · tm2210785-8_4seq1.xml · nonDerivative · entry 1

Roorda Jacob · CIK 0001344148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,000

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 10:42 UTC GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043930 · tm2210785-4_4seq1.xml · nonDerivative · entry 1

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 14:44 UTC
Bond Bruce LaneChief Financial Officer
GrantCommon Shares 12,825 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043934 · tm2210785-11_4seq1.xml · nonDerivative · entry 1

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,991

F1 · kind: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 12,825 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Bond is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 14:43 UTC
Winn David WDirector
GrantCommon Shares 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043931 · tm2210785-10_4seq1.xml · nonDerivative · entry 1

Winn David W · CIK 0001843986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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April 06, 2022 Filed Apr 8, 2022 14:42 UTC
Clanton Henry N.Chief Operating Officer
GrantCommon Shares 12,825 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-043929 · tm2210785-9_4seq1.xml · nonDerivative · entry 1

Clanton Henry N. · CIK 0001768597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,658

F1 · kind: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 6,600 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2022, 12/31/2023, and 12/31/2024) as long as Mr. Clanton is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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March 31, 2022 Filed Apr 1, 2022 19:44 UTC
Winn David WDirector
GrantCommon Shares 7,500 $6.45 $48,375.00
Disclosure

SEC source: 0001104659-22-041690 · tm2210785-2_4seq1.xml · nonDerivative · entry 1

Winn David W · CIK 0001843986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:37 UTC Disposition to issuerCommon Shares 7,500 $6.41 $48,102.00
Disclosure

SEC source: 0001104659-22-042136 · tm2210785-3_4seq1.xml · nonDerivative · entry 1

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:36 UTC
Bond Bruce LaneChief Financial Officer
OtherOptions (right to buy) · Derivative 22,500 $5.51 Strike: $6.13 $123,975.00
Disclosure

SEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · derivative · entry 3

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Shares · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · derivative.expiration_date: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:36 UTC
Bond Bruce LaneChief Financial Officer
Exercise / conversionCommon Shares 22,500 $6.13 $138,033.00
Disclosure

SEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · nonDerivative · entry 2

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:36 UTC
Bond Bruce LaneChief Financial Officer
Exercise / conversionCommon Shares 22,500 $5.51 $123,975.00
Disclosure

SEC source: 0001104659-22-040068 · tm2210785-1_4seq1.xml · nonDerivative · entry 1

Bond Bruce Lane · CIK 0001768614 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

F1 · shares: The Reporting Person initially acquired these stock options on 06/05/2015. They are fully vested and expire on 06/05/2022.

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:41 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110962 · tm2126592-3_4seq1.xml · nonDerivative · entry 1

Stankowski Jason · CIK 0001844321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stankowski is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:45 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110966 · tm2126592-6_4seq1.xml · nonDerivative · entry 1

Finlayson Stephen · CIK 0001777599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:42 UTC
LOVOI JOHNDirector
GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110963 · tm2126592-4_4seq1.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890,144

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:40 UTC
Roorda JacobDirector
GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110961 · tm2126592-2_4seq1.xml · nonDerivative · entry 1

Roorda Jacob · CIK 0001344148 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,400

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F2 · ownership.nature: Mr. Roorda owns 25,000 indirectly as the shares are held by his wife. The remaining 90,400 shares are held directly by Mr. Roorda

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:43 UTC
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
GrantCommon Shares 62,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110964 · tm2126592-5_4seq1.xml · nonDerivative · entry 1

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,834

F1 · kind: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 62,334 shares of common stock represented by restricted performance-based stock units. The shares vest evenly at each anniversary of the grant date as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date according to the 2020 Equity Incentive Plan and certain performance measures are met. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
August 25, 2021 Filed Aug 30, 2021 15:48 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110972 · tm2126592-7_4seq1.xml · nonDerivative · entry 1

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,900

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
August 25, 2021 Filed Aug 30, 2021 19:39 UTC
Winn David WDirector
GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-110960 · tm2126592-1_4seq1.xml · nonDerivative · entry 1

Winn David W · CIK 0001843986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · kind: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 8,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (08/25/2022, 08/25/2023, and 08/25/2024) as long as Mr. Winn is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:00 UTC PurchaseCommon Shares, no par value 328,199 $3.60 $1,181,516.40
Disclosure

SEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,250,137

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:00 UTC PurchaseCommon Shares, no par value 8,694 $3.60 $31,298.40
Disclosure

SEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,921,938

F1 · kind: These transactions are rebalancing transactions between different accounts.

F1 · balance_after: These transactions are rebalancing transactions between different accounts.

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 17:00 UTC SaleCommon Shares, no par value 8,694 $3.60 $31,298.40
Disclosure

SEC source: 0000919574-21-002984 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,921,938

F1 · kind: These transactions are rebalancing transactions between different accounts.

F1 · balance_after: These transactions are rebalancing transactions between different accounts.

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 10:03 UTC GrantCommon Shares 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001888 · a4.xml · nonDerivative · entry 1

Finlayson Stephen · CIK 0001777599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Finlayson is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 09:59 UTC
LOVOI JOHNDirector
GrantCommon Shares 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001882 · a4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882,144

F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Lovoi is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

Read SEC document
December 31, 2020 Filed Jan 7, 2021 09:58 UTC
Roorda JacobDirector
GrantCommon Shares 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001881 · a4.xml · nonDerivative · entry 1

Roorda Jacob · CIK 0001344148 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,400

F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roorda is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F2 · ownership.nature: Mr. Roorda owns 25,000 indirectly as the shares are held by his wife. The remaining 82,400 shares are held directly by Mr. Roorda

Read SEC document
December 31, 2020 Filed Jan 7, 2021 10:01 UTC
RALEIGH MICHAEL PATRICKDirector · Chief Executive Officer
GrantCommon Shares 46,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001885 · a4.xml · nonDerivative · entry 1

RALEIGH MICHAEL PATRICK · CIK 0001364737 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,500

F1 · kind: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 46,500 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr Raleigh is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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December 31, 2020 Filed Jan 7, 2021 10:02 UTC GrantCommon Shares 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001887 · a4.xml · nonDerivative · entry 1

STEPHENS TRACY B · CIK 0001583202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,900

F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Stephens is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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December 31, 2020 Filed Jan 7, 2021 15:02 UTC
Roebuck RyanDirector
GrantCommon Shares 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001886 · a4.xml · nonDerivative · entry 1

Roebuck Ryan · CIK 0001768674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,525

F1 · kind: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · shares: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

F1 · price: A new grant of 11,000 shares of common stock represented by time-based restricted stock units. The shares vest evenly at each anniversary of the grant date (12/31/2021, 12/31/2022, and 12/31/2023) as long as Mr. Roebuck is still employed with Epsilon at each applicable vesting date. Otherwise, the Restricted Stock Grant will be forfeited.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.